Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:cond-mat/0702294 · Physical Review B

Vertex corrections in localized and extended systems

Andrew J. Morris, Martin Stankovski, Kris T. Delaney, Patrick Rinke, Pablo García‐González, Rex W. Godby

Published Oct 8, 2007• 59 citations
arXivHTMLPDF

Abstract

Within many-body perturbation theory, we apply vertex corrections to various closed-shell atoms and to jellium, using a local approximation for the vertex consistent with starting the many-body perturbation theory from a Kohn-Sham Green's function constructed from density-functional theory in the local-density approximation. The vertex appears in two places---in the screened Coulomb interaction $W$ and in the self-energy $\ensuremath{\Sigma}$---and we obtain a systematic discrimination of these two effects by turning the vertex in $\ensuremath{\Sigma}$ on and off. We also make comparisons to standard $GW$ results within the usual random-phase approximation, which omits the vertex from both. When a vertex is included for closed-shell atoms, both ground-state and excited-state properties demonstrate little improvement over standard $GW$. For jellium, we observe marked improvement in the quasiparticle bandwidth when the vertex is included only in $W$, whereas turning on the vertex in $\ensuremath{\Sigma}$ leads to an unphysical quasiparticle dispersion and work function. A simple analysis suggests why implementation of the vertex only in $W$ is a valid way to improve quasiparticle energy calculations, while the vertex in $\ensuremath{\Sigma}$ is unphysical, and points the way to the development of improved vertices for ab initio electronic structure calculations.

DOI
10.1103/physrevb.76.155106

Related papers

Model Vertices Beyond the GW Approximation

Mikael Hindgren

We study the effects of local vertex corrections to the self energy of the electron gas. We find that a vertex derived from time-dependent density-functional theory can give accurate self energies without including the explicit time dependence of the exchange-correlation potential provided, however, that a proper decay at large momentum transfer (large q) is built into the vertex function. (The local-density approximation for the vertex fails badly.) Total energies are calculated from the Galitskii-Migdal formula and it is shown that a proper large-q behavior, results in a close consistency between the chemical potentials derived from these energies and those obtained directly from the self energy. We show that this internal consistency depends critically on including the same vertex correction in both the self-energy and the screening function. In addition the total energies become almost as accurate as those from elaborate quantum Monte-Carlo (QMC) calculations. We also study the accuracy and utility of the functional for the total energy proposed by Luttinger and Ward and a generalization by Almbladh, von Barth, and van Leeuwen. For the electron gas, even the simplest and readily evaluated approximations to these functionals yield total energies of similar quality as those of QMC calculations. The functionals depend on the one-electron Green's function and the screened Coulomb interaction and already rather crude approximations to these quantities produce accurate energies thus demonstrating the insensitivity of the functionals to their arguments. Different ways of incorporating vertex corrections beyond the $GW$ level are studied in simple, exactly soluble polaron-like models. We study models of a structureless core electron coupled to valence electrons and a local polaron model by Cini, Hewson and Newns. Our model results indicate that the first vertex correction alone will in general not suffice to improve the spectrum away from the quasi-particle peak. By including a subsequence of Mahan's fractal vertex series, however, we obtain results with correct physical properties which agree better with exact model results.

•Jan 1, 1997•1 citation

Self-consistent density-functional approach to the correlated ground states and an unrestricted many-body perturbation theory

Behnam Farid

We introduce a scheme through which the ground-state electronic density n and total energy Ev [n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called GW diagram, where W is the dynamically screened electron-electron interaction function) for the self-energy operator Σ. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the GW framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-self-consistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40–65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 14–17%. The same line of argument leads us to conclude that, in our model, 26–35% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of Σ, which is entirely absent in the GW scheme.

Philosophical Magazine B•Aug 1, 1997•18 citations

Self-consistent density-functional approach to the correlated ground states and an unrestricted many-body perturbation theory

Behnam

We introduce a scheme through which the ground-state electronic density n and total energy Ey[n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called G W diagram, where W is the dynamically screened electron4ectron interaction function) for the selfenergy operator C. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the G W framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-selfconsistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40-65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 1 4 1 7 % . The same line of argument leads us to conclude that, in our model, 2635% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of C, which is entirely absent in the GW scheme. 5 1 . INTRODUCTION The ground-state (GS) density-functional theory (DFT) due to Hohenberg and Kohn (1964) provides a rigorous foundation for determining properties of systems in their ground states (for reviews see Lundqvist and March (1983), Jones and Gunnarsson (1989) and Dreizler and Gross (1990)). The central position in this theory is taken by the total-energy functional EY[n] which, owing to its unique absolute minimum a t the GS electronic density n, can be used to obtain not only the GS energy but also the GS charge density. tPresent address: Max-Planck-Institut fur Festkorperforschung, HeisenbergstraRe 1, 70569 Stuttgart, Federal Republic of Germany. 0141-8637/97 $12 .00

•Jan 1, 2006•0 citations

Accidental accuracy and vertex corrections in $GW$: Exact benchmarks for the extended Hubbard model

Michael O. Atambo

The $GW$ approximation is the standard tool for quasiparticle predictions in materials, yet its regime of validity in correlated systems remains poorly quantified, because \textit{ab initio} vertex corrections are computationally prohibitive. Using exact diagonalization of the half-filled extended Hubbard model on finite rings as a numerically exact reference, we construct the corresponding model-space $GW$ theory on the identical Hilbert space and quantify its error as a function of local ($U$) and non-local ($V$) interaction strength. We find that the required vertex correction changes character across the phase diagram: in the weak-coupling regime the effective vertex $Γ_{\rm eff} < 1$, reflecting the suppression of RPA charge fluctuations by exact short-range correlations, whereas in the Mott regime $Γ_{\rm eff}$ grows monotonically (to $\sim 3$ at $U=8t$ for $N=6$), reflecting the local dynamical self-energy structure required to open the Hubbard gap. Vertex corrections in the electron-hole (polarizability) channel are shown to \emph{worsen} the gap error, indicating that reproducing the Mott gap requires dynamical self-energy structure rather than improved screening. For $V=0$, static COHSEX is accidentally exact at a single crossover $U^* \approx 3.5\,t$; finite $V$, through non-local Fock exchange, splits this point into a double-crossover window that collapses toward weak coupling. Even at the crossover, however, the exact spectral function retains Hubbard-band structure that no static functional reproduces, so gap agreement does not imply functional accuracy. These results yield quantitative diagnostics for the reliability of $GW$ in correlated materials.

arXiv:2608.24838•Aug 25, 2026•0 citations

Many-body perturbation theory: The GW approximation

Christoph Friedrich, Arno Schindlmayr

In this lecture we present many-body perturbation theory as a method to determine quasiparticle excitations in solids, especially electronic band structures, accurately from first principles.The main ingredient is the electronic self-energy that, in principle, contains all many-body exchange and correlation effects beyond the Hartree potential.As its exact mathematical expression is unknown, approximations must be used in practical calculations.The approximation is obtained using a systematic algebraic approach on the basis of Green function techniques.It constitutes an expansion of the self-energy up to linear order in the screened Coulomb potential, which describes the interaction between the quasiparticles and includes dynamic screening through the creation of exchange-correlation holes around the bare particles.The implementation of the approximation relies on a perturbative treatment starting from density functional theory.Besides a detailed mathematical discussion we focus on the underlying physical concepts and show some illustrative applications.

•Jan 1, 2006•19 citations

Random phase approximation for gapped systems: Role of vertex corrections and applicability of the constrained random phase approximation

Erik G. C. P. van Loon, Malte Rösner, Mikhail I. Katsnelson +1 more

The many-body theory of interacting electrons poses an intrinsically difficult problem that requires simplifying assumptions. For the determination of electronic screening properties of the Coulomb interaction, the random phase approximation (RPA) provides such a simplification. Here we explicitly show that this approximation is justified for band structures with sizable band gaps. This is when the electronic states responsible for the screening are energetically far away from the Fermi level, which is equivalent to a short electronic propagation length of these states. The RPA contains exactly those diagrams in which the classical Coulomb interaction covers all distances, whereas neglected vertex corrections involve quantum tunneling through the barrier formed by the band gap. Our analysis of electron-electron interactions provides a real-space analogy to Migdal's theorem on the smallness of vertex corrections in electron-phonon problems. An important application is the increasing use of constrained RPA calculations of effective interactions. We find that their usage of Kohn-Sham energies accounts for the leading local (excitonic) vertex correction in insulators.

arXiv:2103.04419•Physical review. B./Physical review. B•Jul 22, 2021•37 citations
Within many-body perturbation theory, we apply vertex corrections to various closed-shell atoms and to jellium, using a local approximation for the vertex consistent with starting the many-body perturbation theory from a Kohn-Sham Green's function constructed from density-functional theory in the local-density approximation. The vertex appears in two places---in the screened Coulomb interaction WWW and in the self-energy \ensuremathΣ\ensuremath{\Sigma}\ensuremathΣ---and we obtain a systematic discrimination of these two effects by turning the vertex in \ensuremathΣ\ensuremath{\Sigma}\ensuremathΣ on and off. We also make comparisons to standard GWGWGW results within the usual random-phase approximation, which omits the vertex from both. When a vertex is included for closed-shell atoms, both ground-state and excited-state properties demonstrate little improvement over standard GWGWGW. For jellium, we observe marked improvement in the quasiparticle bandwidth when the vertex is included only in WWW, whereas turning on the vertex in \ensuremathΣ\ensuremath{\Sigma}\ensuremathΣ leads to an unphysical quasiparticle dispersion and work function. A simple analysis suggests why implementation of the vertex only in WWW is a valid way to improve quasiparticle energy calculations, while the vertex in \ensuremathΣ\ensuremath{\Sigma}\ensuremathΣ is unphysical, and points the way to the development of improved vertices for ab initio electronic structure calculations.
We study the effects of local vertex corrections to the self energy of the electron gas. We find that a vertex derived from time-dependent density-functional theory can give accurate self energies without including the explicit time dependence of the exchange-correlation potential provided, however, that a proper decay at large momentum transfer (large q) is built into the vertex function. (The local-density approximation for the vertex fails badly.) Total energies are calculated from the Galitskii-Migdal formula and it is shown that a proper large-q behavior, results in a close consistency between the chemical potentials derived from these energies and those obtained directly from the self energy. We show that this internal consistency depends critically on including the same vertex correction in both the self-energy and the screening function. In addition the total energies become almost as accurate as those from elaborate quantum Monte-Carlo (QMC) calculations. We also study the accuracy and utility of the functional for the total energy proposed by Luttinger and Ward and a generalization by Almbladh, von Barth, and van Leeuwen. For the electron gas, even the simplest and readily evaluated approximations to these functionals yield total energies of similar quality as those of QMC calculations. The functionals depend on the one-electron Green's function and the screened Coulomb interaction and already rather crude approximations to these quantities produce accurate energies thus demonstrating the insensitivity of the functionals to their arguments. Different ways of incorporating vertex corrections beyond the GWGWGW level are studied in simple, exactly soluble polaron-like models. We study models of a structureless core electron coupled to valence electrons and a local polaron model by Cini, Hewson and Newns. Our model results indicate that the first vertex correction alone will in general not suffice to improve the spectrum away from the quasi-particle peak. By including a subsequence of Mahan's fractal vertex series, however, we obtain results with correct physical properties which agree better with exact model results.
We introduce a scheme through which the ground-state electronic density n and total energy Ev [n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called GW diagram, where W is the dynamically screened electron-electron interaction function) for the self-energy operator Σ. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the GW framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-self-consistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40–65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 14–17%. The same line of argument leads us to conclude that, in our model, 26–35% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of Σ, which is entirely absent in the GW scheme.
We introduce a scheme through which the ground-state electronic density n and total energy Ey[n] of inhomogeneous interacting systems can be determined in a self-consistent (SC) way. It is based on a SC perturbation expansion for the single-particle Green function G. Our employed expansion is argued to be valid under all conditions provided that the ground-state charge density of the interacting system is pure-state non-interacting v representable. The formalism discussed in this paper has been applied to a quasi-one-dimensional periodic system. It has even been possible to carry out SC calculations with the dynamically screened exchange diagram (the so-called G W diagram, where W is the dynamically screened electron4ectron interaction function) for the selfenergy operator C. A coherent mode of interpretation of a number of our results entails that the overwhelming success of the G W framework in relatively accurately reproducing the experimental energy gaps of a number of semiconductors and insulators may be a direct consequence of non-selfconsistency effects; whereas a non-self-consistent calculation in our tests increases the value of the local-density approximation (LDA) gap in the range of 40-65% of the ‘experimental’ gaps, self-consistency effects reduce this range to 1 4 1 7 % . The same line of argument leads us to conclude that, in our model, 2635% of the LDA error in the gap energies is due to the absence of a well known discontinuity in the LDA exchange-correlation potential, and the remaining part is due to the Kohn-Sham eigenvalues not being identifiable with one-particle excitation energies. A natural conclusion that may be drawn from these observations is that a correct description of excitation energies (e.g. of the gap energy) cannot be achieved without including, at least approximately, the vertex part of C, which is entirely absent in the GW scheme. 5 1 . INTRODUCTION The ground-state (GS) density-functional theory (DFT) due to Hohenberg and Kohn (1964) provides a rigorous foundation for determining properties of systems in their ground states (for reviews see Lundqvist and March (1983), Jones and Gunnarsson (1989) and Dreizler and Gross (1990)). The central position in this theory is taken by the total-energy functional EY[n] which, owing to its unique absolute minimum a t the GS electronic density n, can be used to obtain not only the GS energy but also the GS charge density. tPresent address: Max-Planck-Institut fur Festkorperforschung, HeisenbergstraRe 1, 70569 Stuttgart, Federal Republic of Germany. 0141-8637/97 $12 .00
Accidental accuracy and vertex corrections in GWGWGW: Exact benchmarks for the extended Hubbard model
The GWGWGW approximation is the standard tool for quasiparticle predictions in materials, yet its regime of validity in correlated systems remains poorly quantified, because \textit{ab initio} vertex corrections are computationally prohibitive. Using exact diagonalization of the half-filled extended Hubbard model on finite rings as a numerically exact reference, we construct the corresponding model-space GWGWGW theory on the identical Hilbert space and quantify its error as a function of local (UUU) and non-local (VVV) interaction strength. We find that the required vertex correction changes character across the phase diagram: in the weak-coupling regime the effective vertex Γeff<1Γ_{\rm eff} < 1Γeff​<1, reflecting the suppression of RPA charge fluctuations by exact short-range correlations, whereas in the Mott regime ΓeffΓ_{\rm eff}Γeff​ grows monotonically (to ∼3\sim 3∼3 at U=8tU=8tU=8t for N=6N=6N=6), reflecting the local dynamical self-energy structure required to open the Hubbard gap. Vertex corrections in the electron-hole (polarizability) channel are shown to \emph{worsen} the gap error, indicating that reproducing the Mott gap requires dynamical self-energy structure rather than improved screening. For V=0V=0V=0, static COHSEX is accidentally exact at a single crossover U∗≈3.5 tU^* \approx 3.5\,tU∗≈3.5t; finite VVV, through non-local Fock exchange, splits this point into a double-crossover window that collapses toward weak coupling. Even at the crossover, however, the exact spectral function retains Hubbard-band structure that no static functional reproduces, so gap agreement does not imply functional accuracy. These results yield quantitative diagnostics for the reliability of GWGWGW in correlated materials.
In this lecture we present many-body perturbation theory as a method to determine quasiparticle excitations in solids, especially electronic band structures, accurately from first principles.The main ingredient is the electronic self-energy that, in principle, contains all many-body exchange and correlation effects beyond the Hartree potential.As its exact mathematical expression is unknown, approximations must be used in practical calculations.The approximation is obtained using a systematic algebraic approach on the basis of Green function techniques.It constitutes an expansion of the self-energy up to linear order in the screened Coulomb potential, which describes the interaction between the quasiparticles and includes dynamic screening through the creation of exchange-correlation holes around the bare particles.The implementation of the approximation relies on a perturbative treatment starting from density functional theory.Besides a detailed mathematical discussion we focus on the underlying physical concepts and show some illustrative applications.
The many-body theory of interacting electrons poses an intrinsically difficult problem that requires simplifying assumptions. For the determination of electronic screening properties of the Coulomb interaction, the random phase approximation (RPA) provides such a simplification. Here we explicitly show that this approximation is justified for band structures with sizable band gaps. This is when the electronic states responsible for the screening are energetically far away from the Fermi level, which is equivalent to a short electronic propagation length of these states. The RPA contains exactly those diagrams in which the classical Coulomb interaction covers all distances, whereas neglected vertex corrections involve quantum tunneling through the barrier formed by the band gap. Our analysis of electron-electron interactions provides a real-space analogy to Migdal's theorem on the smallness of vertex corrections in electron-phonon problems. An important application is the increasing use of constrained RPA calculations of effective interactions. We find that their usage of Kohn-Sham energies accounts for the leading local (excitonic) vertex correction in insulators.