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arXiv:cond-mat/0612251 · Physical Review E

Quantum master equation for the microcanonical ensemble

Massimiliano Esposito, Pierre Gaspard

Published Oct 25, 2007• 27 citations
arXivHTMLPDF

Abstract

By using projection superoperators, we present a new derivation of the quantum master equation first obtained by the authors in Phys. Rev. E 68, 066112 (2003). We show that this equation describes the dynamics of a subsystem weakly interacting with an environment of finite heat capacity and initially described by a microcanonical distribution. After applying the rotating wave approximation to the equation, we show that the subsystem dynamics preserves the energy of the total system (subsystem plus environment) and tends towards an equilibrium state which corresponds to equipartition inside the energy shell of the total system. For infinite heat capacity environments, this equation reduces to the Redfield master equation for a subsystem interacting with a thermostat. These results should be of particular interest to describe relaxation and decoherence in nanosystems where the environment can have a finite number of degrees of freedom and the equivalence between the microcanonical and the canonical ensembles is thus not always guaranteed.

DOI
10.1103/physreve.76.041134

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By using projection superoperators, we present a new derivation of the quantum master equation first obtained by the authors in Phys. Rev. E 68, 066112 (2003). We show that this equation describes the dynamics of a subsystem weakly interacting with an environment of finite heat capacity and initially described by a microcanonical distribution. After applying the rotating wave approximation to the equation, we show that the subsystem dynamics preserves the energy of the total system (subsystem plus environment) and tends towards an equilibrium state which corresponds to equipartition inside the energy shell of the total system. For infinite heat capacity environments, this equation reduces to the Redfield master equation for a subsystem interacting with a thermostat. These results should be of particular interest to describe relaxation and decoherence in nanosystems where the environment can have a finite number of degrees of freedom and the equivalence between the microcanonical and the canonical ensembles is thus not always guaranteed.
A perturbative quantum master equation is derived for a system interacting with its environment, which is more general than the ones derived before. Our master equation takes into account the effect of the energy exchanges between the system and the environment and the conservation of energy in the finite total system. This master equation describes relaxation mechanisms in isolated nanoscopic quantum systems. In its most general form, this equation is non-Markovian and a Markovian version of it rules the long-time relaxation. We show that our equation reduces to the Redfield equation in the limit where the energy of the system does not affect the density of state of its environment. This master equation and the Redfield one are applied to a spin-environment model defined in terms of random matrices and compared with the solutions of the exact von Neumann equation. The comparison proves the necessity to allow energy exchange between the subsystem and the environment in order to correctly describe the relaxation in an isolated nanoscopic total system.
A new perturbative quantum master equation is presented for the dissipative dynamics of a subsystem inside a nanosystem with a constant and finite total energy. The degrees of freedom besides those of the subsystem play the role of the environment. Our equation rules the time evolution of the distribution functions of the subsystem populations and coherences over the energy of the environment. Thanks to these distribution functions, we can take into account the effects of the conservation of the total energy. This equation is more general than the standard perturbative equations used for describing a subsystem interacting with an environment (such as the Redfield or Cohen-Tannoudji equations) because these latter equations can be deduced from it in the limit of an infinitely large environment. We numerically apply this equation to the spin-GORM model for the interaction of a two-level subsystem with an environment described by random matrices. We compare our equation with the exact von Neumann equation of the total system and show its superiority compared to the Redfield equation (in the Markovian and non-Markovian cases).
We derive a new perturbative quantum master equation for the reduced density matrix of a system interacting with an environment (with a dense spectrum of energy levels). The total system energy (system plus environment) is constant and finite. This equation takes into account the finite energy effects of the environment due to the total energy conservation. This equation is more general than the common perturbative equations used for describing a system in interaction with an environment (like the Redfield equation or the Cohen-Tannoudji one) because these last equations can be deduced from it in the limit of an infinitely large environment. We apply numerically this equation to the spin-GORM model. This model represents the interaction of a two-level system with an environment described by random matrices. We compare our equation with the exact von Neumann equation of the total system and show its superiority compared to the Redfield equation (in the Markovian and non-Markovian cases).
It has recently been shown, by application of statistical mechanical methods to determine the canonical ensemble governing the equilibrium distribution of operator initial values, that complex quantum field theory can emerge as a statistical approximation to an underlying generalized quantum dynamics. This result was obtained by an argument based on a Ward identity analogous to the equipartition theorem of classical statistical mechanics. We construct here a microcanonical ensemble which forms the basis of this canonical ensemble. This construction enables us to define the microcanonical entropy and free energy of the field configuration of the equilibrium distribution and to study the stability of the canonical ensemble. We also study the algebraic structure of the conserved generators from which the microcanonical and canonical ensembles are constructed, and the flows they induce on the phase space.
For a slow open quantum subsystem weakly coupled to a fast thermal bath, we derive the general form of the slippage to be applied to the initial conditions of the Redfield master equation. This slippage is given by a superoperator which describes the non-Markovian dynamics of the subsystem during the short-time relaxation of the thermal bath. We verify in an example that the Redfield equation preserves positivity after the slippage superoperator has been applied to the initial density matrix of the subsystem. For δ-correlated baths, the Redfield master equation reduces to the Lindblad master equation and the slippage of initial conditions vanishes consistently.
A quantum-classical approximation, capable of describing the evolution of open quantum systems well beyond the applicability limits of Redfield theory is suggested. The theory is based on the short lifetime of the quantum correlations between the quantum and the classical subsystem, caused by energy dispersion (per degree of freedom) of the canonical bath. The resulting quantum-classical approximation has the form of two auxiliary differential equations and fully accounts both for the arbitrary long memory of the heat reservoir and detailed balance. These equations allow direct solution in the time domain without constructing/diagonalizing Liouville space operators, and, in combination with molecular dynamics techniques to simulate bath dynamics, may be applied to quantum subsystems with a fairly large number of levels. A simple example of a two-level system, coupled to a single correlation time canonical bath, was considered to demonstrate different regimes of approaching the canonical equilibrium state.