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arXiv:cond-mat/0611548

Superconductivity in optimally doped Cuprates: BZA Program works well & Superexchange is the Glue

G. Baskaran

Published Nov 21, 2006• 0 citations
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Abstract

Resonating valence bond states in a doped Mott insulator was proposed to explain superconductivity in cuprates in January 1987 by Anderson. A challenging task then was proving existence of this unconventional mechanism and a wealth of possibilities, with a rigor acceptable in standard condensed matter physics, in a microscopic theory and develop suitable many body techniques. Shortly, a paper by Anderson, Zou and us (BZA) undertook this task and initiated a program. Three key papers that followed, shortly, essentially completed the program, as far as superconductivity is concerned: i) a gauge theory approach by Anderson and us, that went beyond mean field theory ii) Kotliar's d-wave solution in BZA theory iii) improvement of a renormalized Hamiltonian in BZA theory, using a Gutzwiller approximation by Zhang, Gros, Rice and Shiba. In this article I shall focus on the merits of BZA and gauge theory papers. They turned out to be a foundation for subsequent developments dealing with more aspects that were unconventional - d-wave order parameter with nodal Bogoliubov quasi particles, Affleck-Marston's $π$-flux condensed spin liquid phase, unconventional spin-1 collective mode at $(π,π)$, and other fascinating developments. Kivelson, Rokhsar and Sethna's idea of holons and their bose condensation found expression in the slave boson formalism and lead to results similar to BZA program. Further, t-J model is a good minimal model around optimal doping, where RVB superconductivity is also at its best.

DOI
10.48550/arxiv.cond-mat/0611548

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SUPERCONDUCTIVITY IN OPTIMALLY DOPED CUPRATES: BZA PROGRAM WORKS WELL AND SUPEREXCHANGE IS THE GLUE

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Resonating valence bond states in a doped Mott insulator was proposed to explain superconductivity in cuprates in January 1987 by Anderson. A challenging task then was proving existence of this unconventional mechanism and a wealth of possibilities, with a rigor acceptable in standard condensed matter physics, in a microscopic theory and develop suitable many body techniques. Shortly, a paper by Anderson, Zou and us (BZA) undertook this task and initiated a program. Three key papers that followed, shortly, essentially completed the program, as far as superconductivity is concerned,i) a gauge theory approach by Anderson and us, that went beyond mean field theory ii) Kotliar’s d -wave solution in BZA theory iii) improvement of a renormalized Hamiltonian in BZA theory, using a Gutzwiller approximation by Zhang, Gros, Rice and Shiba. In this article I shall focus on the merits of BZA and gauge theory papers. They turned out to be a foundation for subsequent developments dealing with more aspects that were unconventional - d -wave order parameter with nodal Bogoliubov quasi particles, Affleck-Marston’s π-flux condensed spin liquid phase, unconventional spin-1 collective mode at (π, π), and other fascinating developments. Kivelson, Rokhsar and Sethna’s idea of holons and their bose condensation found expression in the slave boson formalism and lead to results similar to BZA program. At optimal doping, correlated electrons acquire sufficient fermi sea character, at the same time retain enough superexchange inherited from a Mott insulator parentage, ending in a BCS like situation with superexchange as a glue! Not surprisingly, mean field theory works well at optimal doping, even quantitatively. Further, t-J model is a minimal model only around optimal doping, where RVB superconductivity is also at its best.

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A d-wave superconducting ground state for a doped Mott insulator is obtained. It is distinguished from a Gutzwiller-projected Bardeen–Cooper–Schrieffer (BCS) superconductor by an explicit separation of Cooper pairing and resonating valence bond (RVB) pairing. Such a state satisfies the precise sign structure of the t–J model, just as a BCS state satisfies the Fermi–Dirac statistics. This new class of wavefunctions can be intrinsically characterized and effectively manipulated by electron fractionalization with neutral spinons and 'backflow' spinons forming a two-component RVB structure. While the former spinon is bosonic, originating from the superexchange correlation, the latter spinon is found to be fermionic, accompanying the hopping of bosonic holons. The low-lying emergent gauge fields associated with such a specific fractionalization are of mutual Chern–Simons type. Corresponding to this superconducting ground state, three types of elementary excitations are identified. Among them a Bogoliubov nodal quasiparticle is conventional, while the other two are neutral excitations of non-BCS type that play crucial roles in higher-energy/temperature regimes. Their unique experimental implications for the cuprates are briefly discussed.

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Real-space pairing in an extended t-J model

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High-temperature superconductivity in copper oxides (cuprates, e.g. La2−xSrxCuO4, YBa2Cu3O6+δ or Bi2Sr2CaCu2O8+δ) remains among the most spectacular phenomena in condensed matter physics. Since its discovery in 1986, an enormous number (∼ 105) of papers on the subject have appeared. So far, there is no single, commonly accepted theory of high-temperature superconductivity. However, it is widely believed that a basic description of this phenomenon can be provided by a single-band Hubbard model or its derivative, the t-J model. The latter model is regarded as a minimal microscopic model, capable of describing the essential aspects of the complex physics of the cuprates. Unfortunately, in general case, neither of those two models can be solved exactly and therefore various approximate methods are used. Among them, the so-called mean-field methods provide a simple, yet fairly reasonable description of the cuprates. In particular, some of the main qualitative features of the phase diagram and the essential features of electronic spectrum are roughly reproduced. A standard mean-field approach to the t-J model, known under the name of renormalized mean-field theory (RMFT) goes beyond the Hartree-Fock approximation. Consequently, its fully consistent treatment requires a novel theoretical approach. This has been our original motivation to develop a general approach to the mean-field models, which is based on the maximum entropy (MaxEnt) principle. The method is presented in detail in Part II of this Thesis, and in Part III it is applied to study RMFT of the t-J model. First, we compare the results obtained within our formalism with those of the frequently used non-variational approach based entirely on the self-consistent equations. Also, various versions of RMFT are compared, and the most satisfactory of them is selected. This optimal version is subsequently used to study different versions of the original t-J Hamiltonian. As a result, upper critical concentration and doping dependence of the selected physical quantities (e.g. the superconducting gap and the Fermi velocity) is determined at low temperatures and in the absence of external magnetic field. We compare our findings both with theoretical results obtained from the Variational Monte Carlo (VMC) methods, as well as with the experimental data for selected cuprates. We show that the version of RMFT approach formulated in this Thesis provides a reasonable qualitative and in some cases semiquantitative rationalization of the principal characteristics of the hole-doped high-temperature superconductors at the optimal doping and in the overdoped regime. Possible extensions of the proposed analysis are mentioned at the end.

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Using continuity, we derive a renormalized Hamiltonian from the parent $t\text{\ensuremath{-}}J$ model to describe the properties of underdoped cuprates. The theory is constrained to agree with the behavior at half filling, which is well described by the Arovas-Auerbach valence bond state in which bosonic spinons are paired into singlets. Spinon states evolve continuously into the doped region preserving their symmetry. We assume that moving holes rapidly destroy magnetic order, which leads to a gap in the spinon spectrum and strongly renormalizes the theory. The spin gap leads to two different types hopping terms for renormalized holes. In one, a fermionic holon hops within the same sublattice accompanied by a singlet backflow, giving rise to a non-Fermi-liquid normal state with novel properties. Spinon singlets condense below a pseudogap temperature ${T}^{\ensuremath{\ast}}$ ($<$ spin gap temperature ${T}^{0}$), which allows holons to propagate coherently, forming a spinless Fermi liquid, but without an observable holon Fermi surface. Above ${T}^{\ensuremath{\ast}}$, holons are localized. This is the so-called strange metal phase, which is actually a new type of insulator since its resistivity would be infinite at $T=0$. In the second term a pair of holons belonging to opposite sublattices hop, accompanied by a singlet backflow. In the presence of the singlet condensate holon pairs condense, leading to $d$-wave superconductivity; the symmetry is primarily determined by the symmetry of the valence bond state at half filling. The metal and the superconductor preserve the two-sublattice character of the valence bond state. A careful examination of the nuclear magnetic resonance, tunneling, and transport data shows that the predictions of the theory is consistent with experimental results. Remarkably, the existence of the spin gap provides a natural explanation for the phenomenon of two dimensionality of the normal state in the presence of interplane hopping. The marked asymmetry between hole-doped and electron-doped cuprates is also easily explained.

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Resonating valence bond states in a doped Mott insulator was proposed to explain superconductivity in cuprates in January 1987 by Anderson. A challenging task then was proving existence of this unconventional mechanism and a wealth of possibilities, with a rigor acceptable in standard condensed matter physics, in a microscopic theory and develop suitable many body techniques. Shortly, a paper by Anderson, Zou and us (BZA) undertook this task and initiated a program. Three key papers that followed, shortly, essentially completed the program, as far as superconductivity is concerned: i) a gauge theory approach by Anderson and us, that went beyond mean field theory ii) Kotliar's d-wave solution in BZA theory iii) improvement of a renormalized Hamiltonian in BZA theory, using a Gutzwiller approximation by Zhang, Gros, Rice and Shiba. In this article I shall focus on the merits of BZA and gauge theory papers. They turned out to be a foundation for subsequent developments dealing with more aspects that were unconventional - d-wave order parameter with nodal Bogoliubov quasi particles, Affleck-Marston's πππ-flux condensed spin liquid phase, unconventional spin-1 collective mode at (π,π)(π,π)(π,π), and other fascinating developments. Kivelson, Rokhsar and Sethna's idea of holons and their bose condensation found expression in the slave boson formalism and lead to results similar to BZA program. Further, t-J model is a good minimal model around optimal doping, where RVB superconductivity is also at its best.
Resonating valence bond states in a doped Mott insulator was proposed to explain superconductivity in cuprates in January 1987 by Anderson. A challenging task then was proving existence of this unconventional mechanism and a wealth of possibilities, with a rigor acceptable in standard condensed matter physics, in a microscopic theory and develop suitable many body techniques. Shortly, a paper by Anderson, Zou and us (BZA) undertook this task and initiated a program. Three key papers that followed, shortly, essentially completed the program, as far as superconductivity is concerned,i) a gauge theory approach by Anderson and us, that went beyond mean field theory ii) Kotliar’s d -wave solution in BZA theory iii) improvement of a renormalized Hamiltonian in BZA theory, using a Gutzwiller approximation by Zhang, Gros, Rice and Shiba. In this article I shall focus on the merits of BZA and gauge theory papers. They turned out to be a foundation for subsequent developments dealing with more aspects that were unconventional - d -wave order parameter with nodal Bogoliubov quasi particles, Affleck-Marston’s π-flux condensed spin liquid phase, unconventional spin-1 collective mode at (π, π), and other fascinating developments. Kivelson, Rokhsar and Sethna’s idea of holons and their bose condensation found expression in the slave boson formalism and lead to results similar to BZA program. At optimal doping, correlated electrons acquire sufficient fermi sea character, at the same time retain enough superexchange inherited from a Mott insulator parentage, ending in a BCS like situation with superexchange as a glue! Not surprisingly, mean field theory works well at optimal doping, even quantitatively. Further, t-J model is a minimal model only around optimal doping, where RVB superconductivity is also at its best.
A d-wave superconducting ground state for a doped Mott insulator is obtained. It is distinguished from a Gutzwiller-projected Bardeen–Cooper–Schrieffer (BCS) superconductor by an explicit separation of Cooper pairing and resonating valence bond (RVB) pairing. Such a state satisfies the precise sign structure of the t–J model, just as a BCS state satisfies the Fermi–Dirac statistics. This new class of wavefunctions can be intrinsically characterized and effectively manipulated by electron fractionalization with neutral spinons and 'backflow' spinons forming a two-component RVB structure. While the former spinon is bosonic, originating from the superexchange correlation, the latter spinon is found to be fermionic, accompanying the hopping of bosonic holons. The low-lying emergent gauge fields associated with such a specific fractionalization are of mutual Chern–Simons type. Corresponding to this superconducting ground state, three types of elementary excitations are identified. Among them a Bogoliubov nodal quasiparticle is conventional, while the other two are neutral excitations of non-BCS type that play crucial roles in higher-energy/temperature regimes. Their unique experimental implications for the cuprates are briefly discussed.
High-temperature superconductivity in copper oxides (cuprates, e.g. La2−xSrxCuO4, YBa2Cu3O6+δ or Bi2Sr2CaCu2O8+δ) remains among the most spectacular phenomena in condensed matter physics. Since its discovery in 1986, an enormous number (∼ 105) of papers on the subject have appeared. So far, there is no single, commonly accepted theory of high-temperature superconductivity. However, it is widely believed that a basic description of this phenomenon can be provided by a single-band Hubbard model or its derivative, the t-J model. The latter model is regarded as a minimal microscopic model, capable of describing the essential aspects of the complex physics of the cuprates. Unfortunately, in general case, neither of those two models can be solved exactly and therefore various approximate methods are used. Among them, the so-called mean-field methods provide a simple, yet fairly reasonable description of the cuprates. In particular, some of the main qualitative features of the phase diagram and the essential features of electronic spectrum are roughly reproduced. A standard mean-field approach to the t-J model, known under the name of renormalized mean-field theory (RMFT) goes beyond the Hartree-Fock approximation. Consequently, its fully consistent treatment requires a novel theoretical approach. This has been our original motivation to develop a general approach to the mean-field models, which is based on the maximum entropy (MaxEnt) principle. The method is presented in detail in Part II of this Thesis, and in Part III it is applied to study RMFT of the t-J model. First, we compare the results obtained within our formalism with those of the frequently used non-variational approach based entirely on the self-consistent equations. Also, various versions of RMFT are compared, and the most satisfactory of them is selected. This optimal version is subsequently used to study different versions of the original t-J Hamiltonian. As a result, upper critical concentration and doping dependence of the selected physical quantities (e.g. the superconducting gap and the Fermi velocity) is determined at low temperatures and in the absence of external magnetic field. We compare our findings both with theoretical results obtained from the Variational Monte Carlo (VMC) methods, as well as with the experimental data for selected cuprates. We show that the version of RMFT approach formulated in this Thesis provides a reasonable qualitative and in some cases semiquantitative rationalization of the principal characteristics of the hole-doped high-temperature superconductors at the optimal doping and in the overdoped regime. Possible extensions of the proposed analysis are mentioned at the end.
This thesis is devoted to a theoretical study of high-temperature superconductivity from the viewpoint of a doped Mott insulator. To this end, the square-lattice t-J model is analyzed by variational and mean-field approaches. The thesis focuses on the construction of excitations and on spectral properties in the framework of Anderson's concept of resonating-valence-bond wavefunctions. The quantum dimer model as a toy model for the resonating-valence-bond phase of Mott insulators is also explored. In the first part of the thesis, the single-particle Green's functions in the superconducting phase are analyzed using Gutzwiller-projected variational wavefunctions for the t-J model. It is found that the overall spectral weight is reduced by a momentum-dependent renormalization, and that the projection produces a particle-hole asymmetry in the renormalization of the spectral weights. The second part analyzes the Green's functions in the pseudogap phase of the cuprates within an SU(2) mean-field approach where the order parameter fluctuates between the d-wave superconductor and the non-superconducting staggered-flux state. The model predicts a photoemission spectrum with an asymmetric gap structure interpolating between the superconducting gap centered at the Fermi energy and the asymmetric staggered-flux gap. This gap asymmetry changes sign at the "hot-spots" where the Fermi surface crosses the diagonal (0,π)-(π,0). In the last part of the thesis, single hole and vortex excitations in the liquid phase of the triangular-lattice Rokhsar-Kivelson quantum dimer model are considered. It is found that the motion of a hole bound to a topological excitation is strongly constrained due to interference effects.
In a recent review by Anderson and co-workers, it was pointed out that an early resonating valence bond (RVB) theory is able to explain a number of unusual properties of high-temperature superconducting (SC) Cu oxides. Here we extend previous calculations to study more systematically the low-energy physical properties of the plain vanilla ddd-wave RVB state, and to compare the results with the available experiments. We use a renormalized mean-field theory combined with variational Monte Carlo and power Lanczos methods to study the RVB state of an extended $t\text{\ensuremath{-}}J$ model in a square lattice with parameters suitable for the hole-doped Cu oxides. The physical observable quantities we study include the specific heat, the linear residual thermal conductivity, the in-plane magnetic penetration depth, the quasiparticle energy at the antinode $(\ensuremath{\pi},0)$, the superconducting energy gap, the quasiparticle spectra, and the Drude weights. The traits of nodes (including kF{k}_{F}kF​, the Fermi velocity vF{v}_{F}vF​, and the velocity along Fermi surface v2{v}_{2}v2​), and the SC order parameter are studied. Comparisons of the theory and the experiments in cuprates show an overall qualitative agreement, especially on their doping dependences.
Using continuity, we derive a renormalized Hamiltonian from the parent $t\text{\ensuremath{-}}J$ model to describe the properties of underdoped cuprates. The theory is constrained to agree with the behavior at half filling, which is well described by the Arovas-Auerbach valence bond state in which bosonic spinons are paired into singlets. Spinon states evolve continuously into the doped region preserving their symmetry. We assume that moving holes rapidly destroy magnetic order, which leads to a gap in the spinon spectrum and strongly renormalizes the theory. The spin gap leads to two different types hopping terms for renormalized holes. In one, a fermionic holon hops within the same sublattice accompanied by a singlet backflow, giving rise to a non-Fermi-liquid normal state with novel properties. Spinon singlets condense below a pseudogap temperature ${T}^{\ensuremath{\ast}}$ (<<< spin gap temperature T0{T}^{0}T0), which allows holons to propagate coherently, forming a spinless Fermi liquid, but without an observable holon Fermi surface. Above ${T}^{\ensuremath{\ast}}$, holons are localized. This is the so-called strange metal phase, which is actually a new type of insulator since its resistivity would be infinite at T=0T=0T=0. In the second term a pair of holons belonging to opposite sublattices hop, accompanied by a singlet backflow. In the presence of the singlet condensate holon pairs condense, leading to ddd-wave superconductivity; the symmetry is primarily determined by the symmetry of the valence bond state at half filling. The metal and the superconductor preserve the two-sublattice character of the valence bond state. A careful examination of the nuclear magnetic resonance, tunneling, and transport data shows that the predictions of the theory is consistent with experimental results. Remarkably, the existence of the spin gap provides a natural explanation for the phenomenon of two dimensionality of the normal state in the presence of interplane hopping. The marked asymmetry between hole-doped and electron-doped cuprates is also easily explained.