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arXiv:cond-mat/0607700 · Physical Review B

Retardation effects in the Holstein-Hubbard chain at half filling

Ka-Ming Tam, Shan-Wen Tsai, David K Campbell, A. H. Castro Neto

Published Apr 18, 2007• 41 citations
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Abstract

The ground-state phase diagram of the half filled one-dimensional Holstein-Hubbard model contains a charge-density-wave (CDW) phase, driven by the electron-phonon $(e\text{\ensuremath{-}}ph)$ coupling, and a spin-density-wave (SDW) phase, driven by the on-site electron-electron $(e\text{\ensuremath{-}}e)$ repulsion. Recently, the existence of a third phase, which is metallic and lies in a finite region of parameter space between these two gapped phases, has been claimed. We study this claim using a renormalization-group method for interacting electrons that has been extended to include also $e\text{\ensuremath{-}}ph$ couplings. Our method [Tsai et al., Phys. Rev. B 72, 054531 (2005); Philos. Mag. B 86, 2631 (2006)] treats $e\text{\ensuremath{-}}e$ and $e\text{\ensuremath{-}}ph$ interactions on an equal footing and takes retardation effects fully into account. We find a direct transition between the SDW and CDW states. We study the effects of retardation, which are particularly important near the transition, and find that umklapp processes at finite frequencies drive the CDW instability close to the transition.

DOI
10.1103/physrevb.75.161103

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The ground-state phase diagram of the half filled one-dimensional Holstein-Hubbard model contains a charge-density-wave (CDW) phase, driven by the electron-phonon (e\ensuremath-ph)(e\text{\ensuremath{-}}ph)(e\ensuremath-ph) coupling, and a spin-density-wave (SDW) phase, driven by the on-site electron-electron (e\ensuremath-e)(e\text{\ensuremath{-}}e)(e\ensuremath-e) repulsion. Recently, the existence of a third phase, which is metallic and lies in a finite region of parameter space between these two gapped phases, has been claimed. We study this claim using a renormalization-group method for interacting electrons that has been extended to include also e\ensuremath-phe\text{\ensuremath{-}}phe\ensuremath-ph couplings. Our method [Tsai et al., Phys. Rev. B 72, 054531 (2005); Philos. Mag. B 86, 2631 (2006)] treats e\ensuremath-ee\text{\ensuremath{-}}ee\ensuremath-e and e\ensuremath-phe\text{\ensuremath{-}}phe\ensuremath-ph interactions on an equal footing and takes retardation effects fully into account. We find a direct transition between the SDW and CDW states. We study the effects of retardation, which are particularly important near the transition, and find that umklapp processes at finite frequencies drive the CDW instability close to the transition.
We reexamine the ground-state phase diagram of the one-dimensional half-filled Hubbard model with on-site and nearest-neighbor repulsive interactions. We calculate second-order corrections to coupling constants in the weak-coupling renormalization-group approach ( g-ology) to show that the bond-charge-density-wave (BCDW) phase exists for weak couplings in between the charge-density-wave (CDW) and spin-density-wave (SDW) phases. We find that the umklapp scattering of parallel-spin electrons destabilizes the BCDW state and gives rise to a bicritical point where the CDW-BCDW and SDW-BCDW continuous-transition lines merge into the CDW-SDW first-order transition line.
We obtain the phase diagram of the half-filled two-dimensional Hubbard model on a square lattice in the presence of Einstein phonons. We find that the interplay between the instantaneous electron-electron repulsion and electron-phonon interaction leads to new phases. In particular, a ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$-wave superconducting phase emerges when both anisotropic phonons and repulsive Hubbard interaction are present. For large electron-phonon couplings, charge-density-wave and sss-wave superconducting regions also appear in the phase diagram, and the widths of these regions are strongly dependent on the phonon frequency, indicating that retardation effects play an important role. Since at half filling the Fermi surface is nested, a spin-density wave is recovered when the repulsive interaction dominates. We employ a functional multiscale renormalization-group method [Tsai et al., Phys. Rev. B 72, 054531 (2005)] that includes both electron-electron and electron-phonon interactions, and take retardation effects fully into account.
We re-examine the Peierls insulator to Mott insulator transition scenario in the one-dimensional Holstein-Hubbard model where, at half-filling, electron-phonon and electron-electron interactions compete for establishing charge- and spin-density-wave states, respectively. By means of large-scale density-matrix renormalization group calculations we determine the spin, single-particle and two-particle excitation gaps and prove —in the course of a careful finite-size scaling analysis— recent claims for an intervening metallic phase in the weak-coupling regime. We show that for large phonon frequencies the metallic region is even more extended than previously expected, and subdivided into ordinary Luttinger-liquid and bipolaronic-liquid phases.
We revisit the ground-state phase diagram of the one-dimensional half-filled extended Hubbard model with on-site (U) and nearest-neighbor (V) repulsive interactions. In the first half of the paper, using the weak-coupling renormalization-group approach (g(g(g-ology) including second-order corrections to the coupling constants, we show that bond-charge-density-wave (BCDW) phase exists for $U\ensuremath{\approx}2V$ in between charge-density-wave (CDW) and spin-density-wave (SDW) phases. We find that the umklapp scattering of parallel-spin electrons disfavors the BCDW state and leads to a bicritical point where the CDW-BCDW and SDW-BCDW continuous-transition lines merge into the CDW-SDW first-order transition line. In the second half of the paper, we investigate the phase diagram of the extended Hubbard model with either additional staggered site potential $\ensuremath{\Delta}$ or bond alternation $\ensuremath{\delta}.$ Although the alternating site potential $\ensuremath{\Delta}$ strongly favors the CDW state (that is, a band insulator), the BCDW state is not destroyed completely and occupies a finite region in the phase diagram. Our result is a natural generalization of the work by Fabrizio, Gogolin, and Nersesyan [Phys. Rev. Lett. 83,83,83, 2014 (1999)], who predicted the existence of a spontaneously dimerized insulating state between a band insulator and a Mott insulator in the phase diagram of the ionic Hubbard model. The bond alternation $\ensuremath{\delta}$ destroys the SDW state and changes it into the BCDW state (or Peierls insulating state). As a result the phase diagram of the model with $\ensuremath{\delta}$ contains only a single critical line separating the Peierls insulator phase and the CDW phase. The addition of $\ensuremath{\Delta}$ or $\ensuremath{\delta}$ changes the universality class of the CDW-BCDW transition from the Gaussian transition into the Ising transition.
The Hubbard-Holstein model is one of the simplest to incorporate both electron-electron and electron-phonon interactions. In one dimension at half filling, the Holstein electron-phonon coupling promotes on-site pairs of electrons and a Peierls charge-density wave, while the Hubbard on-site Coulomb repulsion UUU promotes antiferromagnetic correlations and a Mott insulating state. Recent numerical studies have found a possible third intermediate phase between Peierls and Mott states. From direct calculations of charge and spin susceptibilities, we show that (i) as the electron-phonon coupling is increased, first a spin gap opens, followed by the Peierls transition. Between these two transitions, the metallic intermediate phase has a spin gap, no charge gap, and properties similar to the negative-UUU Hubbard model. (ii) The transitions between Mott/intermediate and intermediate/Peierls states are of the Kosterlitz-Thouless form. (iii) For larger UUU, the two transitions merge at a tricritical point into a single first-order Mott/Peierls transition. In addition, we show that an intermediate phase also occurs in the quarter-filled model.
It has been well established that in both the weak- and strong-coupling limits, the phase transition from a spin-density wave (SDW) to a charge-density wave (CDW) in the half-filled extended-Hubbard model occurs precisely at the ratio U/Vc=2,{U/V}_{c}=2,U/Vc​=2, where U and V are the on-site and intersite electron-electron interactions, respectively. However, a recent density-matrix renormalization group (DMRG) study and a previous Monte Carlo simulation jointly suggest a picture that challenges the well-established weak-coupling result. Here, a careful calculation shows such a picture is questionable. In particular, it clarifies the DMRG result, even with a moderate number of states kept in the density matrix, agrees with both the weak- and strong-coupling findings, and predicts a CDW/SDW phase boundary smoothly links those two coupling limits. Possible sources of these previous failures are discussed.