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arXiv:cond-mat/0605133 · Physical Review B

Fictive-impurity approach to dynamical mean-field theory: A strong-coupling investigation

A. Fuhrmann, Satoshi Okamoto, H. Monien, Andrew J. Millis

Published May 21, 2007• 20 citations
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Abstract

Quantum Monte Carlo and semiclassical methods are used to solve two- and four-site cluster dynamical mean-field approximations to the square-lattice Hubbard model at half filling and strong coupling. The dyanmical cluster approximation, cluster dynamical mean-field theory, and fictive-impurity approaches are compared. The energy, spin correlation function, phase boundary, and electron spectral function are computed and compared to available exact results. The comparision permits a quantitative assessment of the ability of the different methods to capture the effects of intersite spin correlations. Two real-space methods and one momentum-space representation are investigated. One of the two real-space methods is found to be significantly worse: in it, convergence to the correct results is found to be slow and, for the spectral function, nonuniform in frequency, with unphysical midgap states appearing. Analytical arguments are presented showing that the discrepancy arises because the method does not respect the pole structure of the self-energy of the insulator. Of the other two methods, the momentum-space representation is found to provide the better approximation to the intersite terms in the energy but neither approximation is particularly acccurate and the convergence of the momentum-space method is not uniform. A few remarks on numerical methods are made.

DOI
10.1103/physrevb.75.205118

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Quantum Monte Carlo and semiclassical methods are used to solve two- and four-site cluster dynamical mean-field approximations to the square-lattice Hubbard model at half filling and strong coupling. The dyanmical cluster approximation, cluster dynamical mean-field theory, and fictive-impurity approaches are compared. The energy, spin correlation function, phase boundary, and electron spectral function are computed and compared to available exact results. The comparision permits a quantitative assessment of the ability of the different methods to capture the effects of intersite spin correlations. Two real-space methods and one momentum-space representation are investigated. One of the two real-space methods is found to be significantly worse: in it, convergence to the correct results is found to be slow and, for the spectral function, nonuniform in frequency, with unphysical midgap states appearing. Analytical arguments are presented showing that the discrepancy arises because the method does not respect the pole structure of the self-energy of the insulator. Of the other two methods, the momentum-space representation is found to provide the better approximation to the intersite terms in the energy but neither approximation is particularly acccurate and the convergence of the momentum-space method is not uniform. A few remarks on numerical methods are made.
Even after decades of intense research, the single band Hubbard model representing the fundamental model for interacting quantum systems and electronic correlations remains an unsolved cornerstone paradigm in theoretical solid state physics. Within the non-perturbative dynamical mean-field theory (DMFT), the lattice problem is mapped to a self-consistent auxiliary quantum impurity model leading to a local approximation of the self-energy. Nonlocal correlations can be included by the real-space cluster extension of the DMFT (CDMFT). Enlarging the unit cell makes the calculation of a numerically exact solution in CDMFT very challenging. We here use a quantum Monte-Carlo approach in the imaginary-time space in order to solve the self-consistency equations for different cluster sizes. In order to restore the broken translational symmetry re-periodization schemes for the Green function, the self-energy, or its cumulants have been introduced. However, these suffer from ambiguity and may even lead to convergence problems when attempted inside the self-consistency loop. The comparison to numerically exact diagrammatic quantum Monte Carlo calculations shows that introducing a so-called centerfocused extrapolation (CFE) to approximate the lattice self-energy yields very accurate results. Moreover, the CFE converges faster with the cluster size than previous periodization schemes. We here perform a detailed CDMFT analysis for the single-band Hubbard model on the 2D square lattice, reaching real-space cluster sizes of up to 9x9 sites. In addition to spectral properties, we also compute two-particle correlation functions which are not accessible in DMFT. Using benchmarks against diagrammatic Monte Carlo at high temperature, we show that the cluster spin susceptibility can be extrapolated to the exact result at large cluster size. In particular, the exponential decay of spin-spin correlations is very well captured by CDMFT calculations, even when correlations extend beyond the size of the cluster. We further present results at lower temperature T and larger UUU than the range currently accessible with diagrammatic Monte Carlo methods techniques. The CDMFT+CFE represents therefore a powerful computational tool to access the physics of non-local correlations beyond dynamical mean-field theory.
We propose that a combination of the semiclassical approximation with Monte Carlo simulations can be an efficient and reliable impurity solver for dynamical mean field theory equations and their cluster extensions with large cluster sizes. In order to show the reliability of the method, we consider two test cases: (i) the single-band Hubbard model within the dynamical cluster approximation with four- and eight-site clusters and (ii) the anisotropic two-orbital Hubbard model with orbitals of different bandwidth within the single-site dynamical mean field theory. We compare the critical interaction Uc/t{U}_{c}/tUc​/t with those obtained from solving the dynamical mean field equations with the continuous-time and Hirsch-Fye quantum Monte Carlo approaches. In both test cases we observe reasonable values of the metal-insulator critical interaction strength Uc/t{U}_{c}/tUc​/t and the nature of Mott physics in the self-energy behavior. While some details of the spectral functions cannot be captured by the semiclassical approximation due to the freezing of dynamical fluctuations, the main features are reproduced by the approach.
An investigation is presented of the utility of semiclassical approximations for solving the quantum-impurity problems arising in the dynamical-mean-field approach to correlated-electron models. The method is based on performing an exact numerical integral over the zero-Matsubara-frequency component of the spin part of a continuous Hubbard-Stratonovich field, along with a spin-field-dependent steepest descent treatment of the charge part. We test this method by applying it to one- or two-site approximations to the single-band Hubbard model with different band structures, and comparing the results to quantum Monte Carlo and simplified exact diagonalization calculations. The resulting electron self-energies, densities of states, and magnetic transition temperatures show reasonable agreement with the quantum Monte Carlo simulation over wide parameter ranges, suggesting that the semiclassical method is useful for obtaining a reasonable picture of the physics in situations where other techniques are too expensive.
We investigate the Hubbard model on the triangular lattice at half filling using the dynamical cluster approximation (DCA) and dual fermion (DF) methods in combination with continuous-time quantum Monte Carlo (CT QMC) and semiclassical approximation (SCA) methods. We study the one-particle properties and nearest-neighbor spin correlations using the DCA method. We calculate the spectral functions using the CT QMC and SCA methods. The spectral function in the SCA and obtained by analytic continuation of the Pad\'e approximation in CT QMC are in good agreement. We determine the metal-insulator transition and the hysteresis associated with a first-order transition in the double-occupancy and nearest-neighbor spin-correlation functions as functions of temperature. As a further check, we employ the DF method and discuss the advantages and limitation of the dynamical mean-field theory, DCA, and recently developed DF methods by comparing the Green's functions. We find an enhancement of antiferromagnetic correlations and provide evidence for magnetically ordered phases by calculating the spin susceptibility.
We derive an approximate analytical solution of the self-consistency equations of the bosonic dynamical mean-field theory (B-DMFT) in the strong-coupling limit. The approach is based on a linked-cluster expansion in the hybridization function of normal bosons around the atomic limit. The solution is used to compute the phase diagram of the bosonic Hubbard model for different lattices. We compare our results with numerical solutions of the B-DMFT equations and numerically exact methods, respectively. The very good agreement with those numerical results demonstrates that our approach captures the essential physics of correlated bosons both in the Mott insulator and in the superfluid phase. Close to the transition into the superfluid phase the momentum distribution function at zero momentum is found to be strongly enhanced already in the normal phase. The linked-cluster expansion also allows us to compute dynamical properties such as the spectral function of bosons. The evolution of the spectral function across the transition from the normal to the superfluid phase is seen to be characteristically different for the interaction driven and density driven transition, respectively.
To gain insight into the physics of the metal-insulator transition and the effectiveness of cluster dynamical mean field theory (DMFT) we have used 1, 2-, and 4-site dynamical mean field theory to solve a polaron model of electrons coupled to a classical phonon field. The metal to polaronic insulator phase boundary is determined along with electron spectral functions and cluster correlation functions. Pronounced cluster size effects occur in the intermediate coupling region in which the cluster calculation leads to a gap and the single-site approximation does not. Differences in spectra (in particular a sharper band edge in the cluster calculation) persist in the strong-coupling regime. A partial density of states is defined encoding a generalized nesting property of the band structure; variations in this density of states account for differences between the dynamical cluster approximation and the cellular-DMFT implementations of cluster DMFT, as well as for differences in behavior between the single-band models appropriate for cuprates and the multiband models appropriate for manganites. A pole or strong resonance in the self-energy is associated with insulating states; the momentum dependence of the pole is found to distinguish between Slater-like and Mott-like mechanisms for metal-insulator transition. Implications for the theoretical treatment of doped manganites are discussed.