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arXiv:cond-mat/0604511 · Physical Review B

Quasiparticle states of the Hubbard model near the Fermi level

A. Sherman

Published Jul 10, 2006• 14 citations
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Abstract

The spectra of the $t\text{\ensuremath{-}}U$ and $t\text{\ensuremath{-}}{t}^{\ensuremath{'}}\text{\ensuremath{-}}U$ Hubbard models are investigated in the one-loop approximation for different values of the electron filling. It is shown that the four-band structure which is inherent in the case of half filling and low temperatures persists also for some excess or deficiency of electrons. Besides, with some departure from half filling an additional narrow band of quasiparticle states arises near the Fermi level. The dispersion of the band, its bandwidth, and the variation with filling are close to those of the spin-polaron band of the $t\text{\ensuremath{-}}J$ model. For moderate doping spectral intensities in the new band and in one of the inner bands of the four-band structure decrease as the Fermi level is approached, which leads to the appearance of a pseudogap in the spectrum.

DOI
10.1103/physrevb.74.035104

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The spectra of the t\ensuremath-Ut\text{\ensuremath{-}}Ut\ensuremath-U and t\ensuremath-t\ensuremath′\ensuremath-Ut\text{\ensuremath{-}}{t}^{\ensuremath{'}}\text{\ensuremath{-}}Ut\ensuremath-t\ensuremath′\ensuremath-U Hubbard models are investigated in the one-loop approximation for different values of the electron filling. It is shown that the four-band structure which is inherent in the case of half filling and low temperatures persists also for some excess or deficiency of electrons. Besides, with some departure from half filling an additional narrow band of quasiparticle states arises near the Fermi level. The dispersion of the band, its bandwidth, and the variation with filling are close to those of the spin-polaron band of the t\ensuremath-Jt\text{\ensuremath{-}}Jt\ensuremath-J model. For moderate doping spectral intensities in the new band and in one of the inner bands of the four-band structure decrease as the Fermi level is approached, which leads to the appearance of a pseudogap in the spectrum.
Abstract Using the strong-coupling diagram technique, low-temperature spectral properties of the two-dimensional fermionic Hubbard model are considered for strong and moderate Hubbard repulsions U . The electron hopping to the nearest, second and third neighbors is taken into account with hopping constants t , t ′ = − 0.3 t and t ″ = 0.2 t , respectively. The nonzero values of t ′ and t ″ lead to strong asymmetry in magnetic properties with respect to the hole and electron doping—for U = 8 t strong antiferromagnetic correlations are retained up to the electron concentration n ¯ ≈ 1.25 , while they are destroyed completely at n ¯ ≈ 0.87 . When the temperature is decreased to T ≲ 0.1 t , in a wide range of electron concentrations there appear narrow and intensive peaks at the Fermi level (FL) in densities of states. For U ≲ 6 t the peaks are seen even at half-filling, while for larger U they arise as the FL leaves the Mott gap. The peaks are connected with a narrow band emerging at low temperatures. We identify states forming the band with spin-polaron excitations—bound states of correlated electrons and mobile spin excitations. Obtained low-temperature spectral functions are used for interpreting the peak-dip-hump structure observed in the photoemission of Nd 2− x Ce x CuO 4 . In the case of hole doping, the calculated Fermi contour contains arcs near nodal points with pseudogaps near antinodal points, while for electron doping the spectral intensity is suppressed at hot spots, in agreement with experimental observations in cuprate perovskites.
The diagram technique for the one-band Hubbard model is formulated for the case of moderate to strong Hubbard repulsion.The expansion in powers of the hopping constant is expressed in terms of site cumulants of electron creation and annihilation operators.For Green's function an equation of the Larkin type is derived and solved in a one-loop approximation for the case of two dimensions and nearest-neighbor hopping.With decreasing the electron concentration in addition to the four bands observed at half-filling, a narrow band arises near the Fermi level.The dispersion of the new band, its bandwidth and the variation with filling are close to those of the spin-polaron band in the t-J model.
We present results of a systematic quantum Monte Carlo study for the single-band Hubbard model. Thereby we evaluated single-particle spectra (PES and IPES), two-particle spectra (spin and density correlation functions), and the dynamical correlation function of suitably defined diagnostic operators, all as a function of temperature and hole doping. The results allow us to identify different physical regimes. Near half-filling we find an anomalous ``Hubbard-I phase,'' where the band structure is, up to some minor modifications, consistent with the Hubbard-I predictions. At lower temperatures, where the spin response becomes sharp, additional dispersionless ``bands'' emerge due to the dressing of electrons/holes with spin excitations. We present a simple phenomenological fit that reproduces the band structure of the insulator quantitatively. The Fermi surface volume in the low-doping phase, as derived from the single-particle spectral function, is not consistent with the Luttinger theorem, but qualitatively in agreement with the predictions of the Hubbard-I approximation. The anomalous phase extends up to a hole concentration of $\ensuremath{\approx}15%,$ i.e., the underdoped region in the phase diagram of high-Tc{T}_{c}Tc​ superconductors. We also investigate the nature of the magnetic ordering transition in the single-particle spectra. We show that the transition to a spin-density wave-like band structure is not accomplished by the formation of any resolvable ``precursor bands,'' but rather by a (spectroscopically invisible) band of spin-3/2 quasiparticles. We discuss implications for the ``remnant Fermi surface'' in insulating cuprate compounds and the shadow bands in the doped materials.
Electronic states in the two-dimensional Hubbard model are studied in the doped paramagnetic states by use of the auxiliary boson approach. Four auxiliary bosons are introduced by means of the Hubbard-Stratonovich transformation within the functional integral treatment. These bosons correspond to one charge and three spin fluctuations. An effective model is formulated. Going beyond the boson fluctuations around the saddle point, the single-electron Green's function including one-loop self-energy effects of fermion-boson interaction is derived. The behavior of the fermion self-energy, spectral functions, and density of states are investigated for several values of the Coulomb interaction UUU within the limit imposed by the Stoner criterion and also for small and moderate doping concentrations $\ensuremath{\delta}$. For small doping $(\ensuremath{\delta}=0.2)$, as UUU approaches a value determined by the Stoner criterion, the spin-boson spectrum has a striking low-energy enhancement around $\mathbf{q}\ensuremath{\sim}2{\mathbf{k}}_{F}.$ This enhancement of the spin fluctuation causes a non-Fermi-liquid-like low-energy $\ensuremath{\omega}$ linear dependence in the imaginary part of the self-energy. Due to the self-energy effects, band splittings and a band narrowing are produced in the spectral functions. As a consequence of this, the density of states has pseudogap structures around the quasiparticle band with a narrow bandwidth on the Fermi energy. These features seem to be precursors of the metal-insulator (Mott-Hubbard) transition and they might be related to the spin-gap phenomena observed in high-Tc{T}_{c}Tc​ materials. Our results for the density of states, the spectral function, and the band dispersions show qualitative agreement with the data of finite-size cluster simulations.
We have studied the pseudogap formation in the single-particle spectra of the half-filling two-dimensional Hubbard model. Using a Green's function with the one-loop self-energy correction of the spin and charge fluctuations, we have numerically calculated the self-energy, the spectral function, and the density of states in the weak-coupling regime at finite temperature. Pseudogap formations have been observed in both the density of states and the spectral function at the Fermi level. The pseudogap in the spectral function is explained by the non-Fermi-liquid-like nature of the self-energy. The anomalous behavior in the self-energy is caused by both the strong antiferromagnetic spin fluctuation and the nesting condition on the non-interacting Fermi surface. In the present approximation, we find a logarithmic singularity in the integrand of the imaginary part of the self-energy. Concerning the energy dependence of the spectral function and the self-energy, two theorems are proved. They give a necessary condition in the self-energy to produce the pseudogap at the Fermi level. The pseudogap in the spectral function is highly momentum dependent on the Fermi surface. It opens initially in the (±π,0)(\pm π,0)(±π,0), (0,±π)(0,\pm π)(0,±π) regions as the normal state pseudogap observed in the high-TcT_cTc​ superconductors and if the interaction is increased, it spreads to other Fermi surface sectors. The anisotropy of the pseudogap is produced by the low-energy enhancement of the spin excitation around Q=(π,π){\bf Q}=(π,π)Q=(π,π) and the flatness of the band dispersion around the saddle point.
We have studied the pseudogap formation in the single-particle spectra of the half-filling two-dimensional Hubbard model. Using a Green's function with the one-loop self-energy correction of the spin and charge fluctuations, we have numerically calculated the self-energy, the spectral function, and the density of states in the weak-coupling regime at finite temperatures. Pseudogap formations have been observed in both the density of states and the spectral function at the Fermi level. The pseudogap in the spectral function is explained by the non-Fermi-liquid-like nature of the self-energy. The anomalous behavior in the self-energy is caused by both the strong antiferromagnetic spin fluctuation and the nesting condition on the non-interacting Fermi surface. In the present approximation, we find a logarithmic singularity in the integrand of the self-energy imaginary part. The pseudogap in the spectral function is highly momentum dependent on the Fermi surface. This anisotropy of the pseudogap is produced by the flatness of the band dispersion around the saddle point rather than the nesting condition on the Fermi level.