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arXiv:cond-mat/0602569 · International Journal of Modern Physics B

INTERMEDIATE SYMMETRIES IN ELECTRONIC SYSTEMS: DIMENSIONAL REDUCTION, ORDER OUT OF DISORDER, DUALITIES, AND FRACTIONALIZATION

Zohar Nussinov, Cristian D. Batista, Eduardo Fradkin

Published Dec 15, 2006• 19 citations
arXivHTMLPDF

Abstract

We discuss symmetries intermediate between global and local and formalize the notion of dimensional reduction adduced from such symmetries. We apply this generalization to several systems including liquid crystalline phases of Quantum Hall systems, transition metal orbital systems, frustrated spin systems, ( p + ip ) superconducting arrays, and sliding Luttinger liquids. By considering space-time reflection symmetries, we illustrate that several of these systems are dual to each other. In some systems exhibiting these symmetries, low temperature local orders emerge by an "order out of disorder" effect while in other systems, the dimensional reduction precludes standard orders yet allows for multiparticle orders (including those of a topological nature).

DOI
10.1142/s0217979206036326

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We discuss symmetries intermediate between global and local and formalize the notion of dimensional reduction adduced from such symmetries. We apply this generalization to several systems including liquid crystalline phases of Quantum Hall systems, transition metal orbital systems, frustrated spin systems, ( p + ip ) superconducting arrays, and sliding Luttinger liquids. By considering space-time reflection symmetries, we illustrate that several of these systems are dual to each other. In some systems exhibiting these symmetries, low temperature local orders emerge by an "order out of disorder" effect while in other systems, the dimensional reduction precludes standard orders yet allows for multiparticle orders (including those of a topological nature).
We prove sufficient conditions for Topological Quantum Order at zero and finite temperatures. The crux of the proof hinges on the existence of low-dimensional Gauge-Like Symmetries, thus providing a unifying framework based on a symmetry principle. All known examples of Topological Quantum Order display Gauge-Like Symmetries. Other systems exhibiting such symmetries include Hamiltonians depicting orbital-dependent spin exchange and Jahn-Teller effects in transition metal orbital compounds, short-range frustrated Klein spin models, and p+ip superconducting arrays. We analyze the physical consequences of Gauge-Like Symmetries (including topological terms and charges) and, most importantly, show the insufficiency of the energy spectrum, (recently defined) entanglement entropy, maximal string correlators, and fractionalization in establishing Topological Quantum Order. Duality mappings illustrate that not withstanding the existence of spectral gaps, thermal fluctuations may impose restrictions on suggested topological quantum computing schemes. Our results allow us to go beyond standard topological field theories and engineer new systems with Topological Quantum Order.
We prove sufficient conditions for Topological Quantum Order at zero and finite temperatures. The crux of the proof hinges on the existence of low-dimensional Gauge-Like Symmetries, thus providing a unifying framework based on a symmetry principle. These symmetries may be actual invariances of the system, or may emerge in the low-energy sector. Prominent examples of Topological Quantum Order display Gauge-Like Symmetries. New systems exhibiting such symmetries include Hamiltonians depicting orbital-dependent spin exchange and Jahn-Teller effects in transition metal orbital compounds, short-range frustrated Klein spin models, and p+ip superconducting arrays. We analyze the physical consequences of Gauge-Like Symmetries (including topological terms and charges) and show the insufficiency of the energy spectrum, topological entanglement entropy, maximal string correlators, and fractionalization in establishing Topological Quantum Order. General symmetry considerations illustrate that not withstanding spectral gaps, thermal fluctuations may impose restrictions on suggested quantum computing schemes. Our results allow us to go beyond standard topological field theories and engineer systems with Topological Quantum Order.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
In this thesis, we study the topological phases of quantum spin systems. One project is to investigate a class of anti-ferromagnetic SU(N) Heisenberg models, describing Mott insulators of fermionic ultra-cold alkaline earth atoms on the three-dimensional simple cubic lattice. Our large-N analysis maps a rich phase diagram. One particularly striking state we found spontaneously breaks lattice rotation symmetry, where the cubic lattice breaks up into bilayers, each of which forms a two-dimensional chiral spin liquid state. In the other projects, we study the phenomenon of symmetry fractionalization on anyons as a tool to characterize two-dimensional symmetry enriched topological phases. In particular, we focus on how crystalline symmetries may fractionalize in gapped Z2 spin liquids. If the system has the symmetry of the square lattice, then there are 2080 symmetry fractionalization patterns possible. With exactly solvable models, we realize 487 of these in strictly two-dimensional systems. In addition, we succeed to understand why the remaining patterns cannot be found in the family of models we construct. Some can only appear on the surface of three-dimensional systems with non-trivial point group symmetry protected topological (pgSPT) order, whose boundary degrees of freedom transform non-locally under the symmetries. We construct a simple toy model to show this anomalous crystalline symmetry fractionalization phenomenon associated with a reflection. Moreover, our approach establishes the connection between the pgSPT phases and the topological phases with on-site symmetries in lower dimensions. This insight is very useful for classification of pgSPT orders in general.
We study (2+1)-dimensional phases with topological order, such as fractional quantum Hall states and gapped spin liquids, in the presence of global symmetries. Phases that share the same topological order can then differ depending on the action of symmetry, leading to symmetry-enriched topological (SET) phases. Here, we present a KKK-matrix Chern-Simons approach to identify distinct phases with Abelian topological order, in the presence of unitary or antiunitary global symmetries. A key step is the identification of a smooth edge sewing condition that is used to check if two putative phases are indeed distinct. We illustrate this method by classifying Z2{Z}_{2}Z2​ topological order (Z2{Z}_{2}Z2​ spin liquids) in the presence of an internal Z2{Z}_{2}Z2​ global symmetry for which we find six distinct phases. These include two phases with an unconventional action of symmetry that permutes anyons leading to symmetry-protected Majorana edge modes. Other routes to realizing protected edge states in SET phases are identified. Symmetry-enriched Laughlin states and double-semion theories are also discussed. Somewhat surprisingly, we observe that (i) gauging the global symmetry of distinct SET phases leads to topological orders with the same total quantum dimension, and (ii) a pair of distinct SET phases can yield the same topological order on gauging the symmetry.