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arXiv:cond-mat/0601237 · Physical Review B

Entanglement entropy and the Berry phase in the solid state

Shinsei Ryu, Yasuhiro Hatsugai

Published Jun 26, 2006• 182 citations
arXivHTMLPDF

Abstract

The entanglement entropy (von Neumann entropy) has been used to characterize the complexity of many-body ground states in strongly correlated systems. In this paper, we try to establish a connection between the lower bound of the von Neumann entropy and the Berry phase defined for quantum ground states. As an example, a family of translational invariant lattice free fermion systems with two bands separated by a finite gap is investigated. We argue that, for one-dimensional (1D) cases, when the Berry phase (Zak's phase) of the occupied band is equal to $\ensuremath{\pi}\ifmmode\times\else\texttimes\fi{}(\text{odd}\phantom{\rule{0.3em}{0ex}}\text{integer})$ and when the ground state respects a discrete unitary particle-hole symmetry (chiral symmetry), the entanglement entropy in the thermodynamic limit is at least larger than ln 2 (per boundary), i.e., the entanglement entropy that corresponds to a maximally entangled pair of two qubits. We also discuss how this lower bound is related to vanishing of the expectation value of a certain nonlocal operator which creates a kink in 1D systems.

DOI
10.1103/physrevb.73.245115

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The entanglement entropy (von Neumann entropy) has been used to characterize the complexity of many-body ground states in strongly correlated systems. In this paper, we try to establish a connection between the lower bound of the von Neumann entropy and the Berry phase defined for quantum ground states. As an example, a family of translational invariant lattice free fermion systems with two bands separated by a finite gap is investigated. We argue that, for one-dimensional (1D) cases, when the Berry phase (Zak's phase) of the occupied band is equal to \ensuremathπ\ifmmode×\else\texttimes\fi(oddinteger)\ensuremath{\pi}\ifmmode\times\else\texttimes\fi{}(\text{odd}\phantom{\rule{0.3em}{0ex}}\text{integer})\ensuremathπ\ifmmode×\else\texttimes\fi(oddinteger) and when the ground state respects a discrete unitary particle-hole symmetry (chiral symmetry), the entanglement entropy in the thermodynamic limit is at least larger than ln 2 (per boundary), i.e., the entanglement entropy that corresponds to a maximally entangled pair of two qubits. We also discuss how this lower bound is related to vanishing of the expectation value of a certain nonlocal operator which creates a kink in 1D systems.
Entanglement entropy scaling links geometry to quantum correlations and diagnoses quantum criticality. Fractal lattices extend this link to noninteger dimensions, where boundary and bulk dimensions are independent. It remains open which dimension governs entropy scaling and how strongly gap closing can enhance it. Nonlocal occupied-state projectors and the lack of translation symmetry obstruct standard methods. We overcome these obstacles and classify free-fermion entropy scaling with bounds set by the hopping across the subsystem boundary: an upper bound from its rank and the spectral gap, and a lower bound from how much it lowers the ground-state energy. With only negative-energy states filled and this energy lowering proportional to the boundary, the entanglement entropy obeys the boundary law SX=Θ(LXdb)S_X=Θ\left(L_X^{d_{\mathrm b}}\right)SX​=Θ(LXdb​​) under a uniform gap and satisfies LXdb≲SX≲LXdbln⁡LXL_X^{d_{\mathrm b}}\lesssim S_X\lesssim L_X^{d_{\mathrm b}}\ln L_XLXdb​​≲SX​≲LXdb​​lnLX​ when the gap closes no faster than algebraically. Here LXL_XLX​ is the subsystem linear size and dbd_{\mathrm b}db​ the boundary dimension. Half occupation of the chiral zero modes gives a mixed-state entropy SXmixS_X^{\mathrm{mix}}SXmix​ with max⁡{SX,zXln⁡2}⩽SXmix⩽SX+zXln⁡2\max\left\{S_X,z_X\ln2\right\}\leqslant S_X^{\mathrm{mix}}\leqslant S_X+z_X\ln2max{SX​,zX​ln2}⩽SXmix​⩽SX​+zX​ln2, where zXz_XzX​ is the local zero-mode weight; an extensive zXz_XzX​ thus makes SXmixS_X^{\mathrm{mix}}SXmix​ follow the bulk dimension.
Quantum entanglement is studied in the context of its use as a probe of quantum phases within fermionic non-interacting quantum wires. In particular, we consider the uniform lattice, as well as the Su-Schreiffer-Heeger (SSH) model, and use the bipartite entropy of entanglement to characterize their quantum phases. In 1D, it has been shown analytically that the von Neumann entropy defined for a subsystem HA⊂HA⊗HB\mathcal{H}_A \subset \mathcal{H}_A\otimes\mathcal{H}_BHA​⊂HA​⊗HB​ takes distinct forms dependent on the whether or not the state is thermodynamically gapped. It is also known that entanglement can be used to identify topological phases of a quantum system, such as the symmetry protected phase found in the SSH model. These results are confirmed numerically, and some common techniques for the calculation of bipartite entanglement are compared according to their aptitude for simulating larger and more complicated systems.
The following thesis focuses on the scaling of entanglement entropy in lower dimensions and is divided into three main parts. Chapter 2 studies the thermal reduced density matrices in fermion and spin systems on ladders. Chapter 3 studies the many-body localization phase transition in a Rokhsar-Kivelson type wave function. Chapter 4 studies the subleading correction term of entanglement entropy in 2+1 dimensional scale invariant systems. Chapter 5 studies the bulk-boundary correspondence in 3 + 1 dimensional topological phases and its entanglement entropy. In chapter 2, we investigate the reduced density matrices for a model of free fermions on a two-leg ladder (gapped by the inter-chain tunneling operator) and in 1/2 spin systems on a ladder with a gapped ground state using exact solutions and several controlled approximations. We calculate the reduced density matrix and the entanglement entropy for a leg of the ladder (i.e. cut made between the chains). In the fermionic system we find the exact form of the reduced density matrix for one of the chains and determine the entanglement spectrum explicitly. Here we find that in the weak tunneling limit of the ladder the entanglement entropy of one chain of the gapped ladder has a simple and universal form dictated by conformal invariance. In the case of the spin system, we consider the strong coupling limit by using perturbation theory and get the reduced density matrix by the Schmidt decomposition. The entanglement entropies of a general gapped system of two coupled conformal field theories (in 1+1 dimensions) is discussed using the replica trick and scaling arguments. We show that 1) for a system with a bulk gap, the reduced density matrix has the form of a thermal density matrix, 2) the long-wavelength modes of one subsystem (a chain) of a gapped coupled system are always thermal, 3) the von Neumann entropy equals to the thermodynamic entropy of one chain, and 4) the bulk gap plays the role of effective temperature. In chapter 3, we construct a family of many-body wave functions to study the many-body localization phase transition. The wave functions have a Rokhsar-Kivelson form, in which the weight for the configurations are chosen from the Gibbs weights of a classical spin glass model, known as the Random Energy Model, multiplied by a random sign structure to represent a highly excited state. These wave functions show a phase transition into an MBL phase. In addition, we see three regimes of entanglement scaling with subsystem size: scaling with entanglement corresponding to an infinite temperature thermal phase, constant scaling, and a sub-extensive scaling between these limits. Near the phase transition point, the fluctuations of the Renyi entropies are non-Gaussian. We find that Renyi entropies with different Renyi index transition into the MBL phase at different points and have different scaling behavior, suggesting a multifractal behavior. In chapter 4, we study the universal scaling behavior of the entanglement entropy of critical theories in 2+1 dimensions. We specially consider two fermionic scale-invariant models, free massless Dirac fermions and a model of fermions with quadratic band touching, and numerically study the two-cylinder entanglement entropy of the models on the torus. We find that in both cases the entanglement entropy satisfies the area law and has the subleading term which is a scaling function of the aspect ratios of the cylindrical regions. We test the scaling of entanglement in both the free fermion models using three possible scaling functions for the subleading term derived from a) the quasi-one-dimensional conformal field theory, b) the bosonic quantum Lifshitz model, and c) the holographic AdS/CFT correspondence. For the later case we construct an analytic scaling function using holography, appropriate for critical theories with a gravitational dual description. We find that the subleading term in the fermionic models is well described, for a range of aspect ratios, by the scaling form derived from the quantum Lifshitz model as well as that derived using the AdS/CFT correspondence (in this case only for the Dirac model). For the case where the fermionic models are placed on a square torus we find the fit to the different scaling forms is in agreement to surprisingly high precision. In chapter 5, we discuss (2+1)-dimensional gapless surface theories of bulk (3+1)-dimensional topological phases, such as the BF theory at level K, and its generalization. In particular, we put these theories on a flat (2+1) dimensional torus T3 parameterized by its modular parameters, and compute the partition functions obeying various twisted boundary conditions. We show the partition functions are transformed into each other under SL(3, Z) modular transformations, and furthermore establish the bulk-boundary correspondence in (3+1) dimensions by matching the modular S and T matrices computed from the boundary field theories with those computed in the bulk. We propose the three-loop braiding statistics can be studied by constructing the modular S and T matrices from an appropriate boundary field theory. We also study the EE for 3 + 1- dimensional topological phase with or without three-loop braiding phase.
We elucidate the topological features of the entanglement entropy of a region in two-dimensional quantum systems in a topological phase with a finite correlation length $\ensuremath{\xi}$. First, we suggest that simpler reduced quantities, related to the von Neumann entropy, could be defined to compute the topological entropy. We use our methods to compute the entanglement entropy for the ground-state wave function of a quantum eight-vertex model in its topological phase and show that a finite correlation length adds corrections of the same order as the topological entropy which come from sharp features of the boundary of the region under study. We also calculate the topological entropy for the ground state of the quantum dimer model on a triangular lattice by using a mapping to a loop model. The topological entropy of the state is determined by loop configurations with a nontrivial winding number around the region under study. Finally, we consider extensions of the Kitaev wave function, which incorporate the effects of electric and magnetic charge fluctuations, and use it to investigate the stability of the topological phase by calculating the topological entropy.
We investigate bipartite entanglement in spin-1∕21∕21∕2 systems on a generic lattice. For states that are an equal superposition of elements of a group GGG of spin flips acting on the fully polarized state ${\ensuremath{\mid}0⟩}^{\ensuremath{\bigotimes}n}$, we find that the von Neumann entropy depends only on the boundary between the two subsystems AAA and BBB. These states are stabilized by the group GGG. A physical realization of such states is given by the ground state manifold of the Kitaev's model on a Riemann surface of genus g\mathfrak{g}g. For a square lattice, we find that the entropy of entanglement is bounded from above and below by functions linear in the perimeter of the subsystem AAA and is equal to the perimeter (up to an additive constant) when AAA is convex. The entropy of entanglement is shown to be related to the topological order of this model. Finally, we find that some of the ground states are absolutely entangled, i.e., no partition has zero entanglement. We also provide several examples for the square lattice.
For a many-body system of arbitrary dimension, we consider fermionic ground states of noninteracting Hamiltonians invariant under a C2{C}_{2}C2​ cyclic group. The absolute difference $\mathrm{\ensuremath{\Delta}}$ between the number of occupied symmetric and antisymmetric single-particle states is a topological invariant in this case. We prove lower bounds on the configurational and the number entropy based on this invariant. Entanglement entropies are particularly important for identifying topological phases protected by spatial symmetries because they lack gapless boundary modes in general. In topological crystalline insulators, the topological invariant $\mathrm{\ensuremath{\Delta}}$ and the entropy bounds can be directly determined from high-symmetry points in the Brillouin zone.