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arXiv:cond-mat/0511527

SU(2) slave-rotor theory of the attractive Hubbard model

Ki‐Seok Kim

Published Nov 22, 2005• 0 citations
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Abstract

Extending the U(1) slave-rotor representation\cite{FG_SRR} of the repulsive Hubbard model, we propose an SU(2) slave-rotor decomposition for the attractive Hubbard model, where the SU(2) slave-rotor variables represent order parameter fluctuations associated with superconductivity and charge density wave. This decomposition method allows us to modify the standard Hartree-Fock mean field theory by incorporating order parameter fluctuations on an equal footing. Deriving an effective SU(2) slave-rotor action from the attractive Hubbard model, and analyzing it at the mean field level, we demonstrate a second order phase transition driven by softening of the slave-rotor variables.

DOI
10.48550/arxiv.cond-mat/0511527

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Extending the U(1) slave-rotor representation\cite{FG_SRR} of the repulsive Hubbard model, we propose an SU(2) slave-rotor decomposition for the attractive Hubbard model, where the SU(2) slave-rotor variables represent order parameter fluctuations associated with superconductivity and charge density wave. This decomposition method allows us to modify the standard Hartree-Fock mean field theory by incorporating order parameter fluctuations on an equal footing. Deriving an effective SU(2) slave-rotor action from the attractive Hubbard model, and analyzing it at the mean field level, we demonstrate a second order phase transition driven by softening of the slave-rotor variables.
We study how to incorporate Mott physics in the BCS-type superconductor, motivated by the fact that high Tc{T}_{c}Tc​ superconductivity results from a Mott insulator via hole doping. The U(1) slave-rotor representation was proposed to take local-density fluctuations into account nonperturbatively, describing the Mott-Hubbard transition at half filling. Since this decomposition cannot control local pairing fluctuations, the U(1) slave-rotor representation does not give a satisfactory treatment for charge fluctuations. Extending the U(1) slave-rotor representation, we introduce an SU(2) slave-rotor representation to allow not only local-density fluctuations but also local pairing excitations. We find an SU(2) slave-rotor gauge theory of the Hubbard model in terms of two kinds of collective boson excitations associated with density and pairing fluctuations that interact with gapless fermion excitations via SU(2) gauge fluctuations. An interesting observation in this effective description is that phase fluctuations of fermion pairs arise as SU(2) gauge fluctuations. Thus, fermion-pairing excitations can be controlled by the dynamics of collective bosons in the SU(2) slave-rotor gauge theory. Performing the standard saddle-point analysis based on the SU(2) slave-rotor action, we find an interesting phase described by partial freezing of charge fluctuations near the Mott-Hubbard critical point, where local-density-fluctuation modes are condensed but local pair-excitation modes are gapped. Partial freezing of charge fluctuations causes fermion pairing to be incoherent as a result of reconciliation of superconductivity and Mott physics. The nature of this nonsuperconducting phase is identified with an anomalous metal due to the presence of incoherent pairing.
The slave-rotor mean-field theory of Florens and Georges is generalized to the antiferromagnetic phase of the Hubbard model. An effective action consisting of a spin rotor and a fermion is derived and the corresponding saddle-point action is analyzed. Zero-temperature phase diagram of the antiferromagnetic Hubbard model is presented. While the magnetic phase persists for all values of the Hubbard interaction U, the single-particle spectral function exhibits a crossover into an incoherent phase when the magnetic moment m (and the corresponding U values) lies within a certain window m_c < m < 1-m_c, indicating a possible deviation from the Hartree-Fock theory.
We propose a mechanism of superconductivity from purely repulsive interactions in the strong-coupling regime, where the Bardeen-Cooper-Schrieffer mechanism such as the spin-fluctuation approach is difficult to apply. Based on the SU(2) slave-rotor representation of the Hubbard model, we find that the single energy scale for the amplitude formation of Cooper pairs and their phase coherence is separated into two energy scales, allowing the so-called pseudogap state where such Cooper pairs are coherent locally but not globally, interpreted as realization of the density-phase uncertainty principle. This superconducting state shows the temperature-linear decreasing ratio of superfluid weight, resulting from strong phase fluctuations.
In this paper, we develop a new type of slave particle method which is similar to the slave rotor model except that the quantum rotor is substituted by a spin one slave particle. The spin-one slave particle itself can be represented in terms of Schwinger bosons/fermions. This approach is more conveniently applicable to the strongly correlated Hamiltonians with on-site Hubbard interaction and resolves the limitations of using the slave rotor model as well as the Anderson-Zou slave particle technique. For instance, the mean-field parameters of the slave spin method do not vanish above the Mott transition and this approach is smoothly connected to the non-interacting limit. As an example, we study the phase diagram of the Kane-Mele-Hubbard model using our current approach. In the absence of the spin-orbit interaction, the Mott transition occurs at Uc 3t1U_c ~ 3 t_1Uc​ 3t1​. Several aspects of the slave spin method, its gauge theory and various possible mean-field states associated with this approach have been discussed.
The superfluid characteristics of the attractive Hubbard model are analyzed for any coupling |U| and arbitrary electron concentration (0n2) by means of the slave-boson mean-field method and also by the perturbative treatment of the strong-coupling limit. The slave boson method takes into account correlations of electrons and yields a reliable description of the crossover from BCS-type superconductivity to local pair (composite bosons) superconductivity with increasing |U|. The results for the ground state (the free energy, the gap in the excitation spectrum) and the electromagnetic characteristics (the critical magnetic field, the London penetration depth, the coherence length) are compared with those obtained by the Hartree-Fock approximation and by the self-consistent second-order perturbation theory in the weak-coupling limit as well as with those obtained using perturbational approaches in the strong-coupling limit. We show that the slave-boson method, in contrast to the Hartree-Fock approximation, gives credible results for all investigated quantities in the whole interaction range, interpolating smoothly between the BCS and local pair regimes. A comparison of theoretical predictions for our simple model with experimental data for various families of short-coherence-length superconductors suggests that the best agreement can be obtained for intermediate values of the local attraction. \textcopyright{} 1996 The American Physical Society.
A new mean field theory is proposed for the Mott transition in the Hubbard model based on the slave rotor representation of the electron operator. This theory provides a better description of the role of the long range charge correlation in the Mott insulating state and offers a good estimation of the critical correlation strength for the Mott transition. We have constructed a new variational wave function for the Mott insulating state based on this new slave rotor mean field theory. We find this new variational wave function outperforms the conventional Jastrow type wave function with long range charge correlator in the Mott insulating state. It predicts a continuous Mott transition with non-divergent quasiparticle mass at the transition point. We also show that the commonly used on-site mean field decoupling for the slave rotor corresponds to the Gutzwiller approximation for the Gutzwiller projected wave function with only on-site charge correlator, which can not describe the Mott transition in any finite dimensional system.