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arXiv:cond-mat/0508175 · Physical Review Letters

Relaxation in Time-Dependent Current-Density-Functional Theory

Roberto D’Agosta, Giovanni Vignale

Published Jan 11, 2006• 47 citations
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Abstract

We apply the time-dependent current-density-functional theory to the study of the relaxation of a closed many-electron system evolving from a nonequilibrium initial state. We show that the self-consistent unitary time evolution generated by the exchange-correlation vector potential irreversibly drives the system to equilibrium. We also show that the energy dissipated in the Kohn-Sham system, i.e., the noninteracting system whose particle and current densities coincide with those of the physical system under study, is related to the entropy production in the real system.

DOI
10.1103/physrevlett.96.016405

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We apply the time-dependent current-density-functional theory to the study of the relaxation of a closed many-electron system evolving from a nonequilibrium initial state. We show that the self-consistent unitary time evolution generated by the exchange-correlation vector potential irreversibly drives the system to equilibrium. We also show that the energy dissipated in the Kohn-Sham system, i.e., the noninteracting system whose particle and current densities coincide with those of the physical system under study, is related to the entropy production in the real system.
Time-dependent [current]-density functional theory for open quantum systems (OQS) has emerged as a formalism that can incorporate dissipative effects in the dynamics of many-body quantum systems. Here, we review and clarify some formal aspects of these theories that have been recently questioned in the literature. In particular, we provide theoretical support for the following conclusions: (1) contrary to what we and others had stated before, within the master equation framework, there is in fact a one-to-one mapping between vector potentials and current densities for fixed initial state, particle-particle interaction, and memory kernel; (2) regardless of the first conclusion, all of our recently suggested Kohn-Sham (KS) schemes to reproduce the current and particle densities of the original OQS, and in particular, the use of a KS closed driven system, remains formally valid; (3) the Lindblad master equation maintains the positivity of the density matrix regardless of the time-dependence of the Hamiltonian or the dissipation operators; (4) within the stochastic Schrödinger equation picture, a one-to-one mapping from stochastic vector potential to stochastic current density for individual trajectories has not been proven so far, except in the case where the vector potential is the same for every member of the ensemble, in which case, it reduces to the Lindblad master equation picture; (5) master equations may violate certain desired properties of the density matrix, such as positivity, but they remain as one of the most useful constructs to study OQS when the environment is not easily incorporated explicitly in the calculation. The conclusions support our previous work as formally rigorous, offer new insights into it, and provide a common ground to discuss related theories.
The adiabatic approximation of time-dependent density-functional theory is studied in the context of nonlinear excitations of two-electron singlet systems. We compare the exact time evolution of these systems to the adiabatically exact one obtained from time-dependent Kohn-Sham calculations relying on the exact ground-state exchange-correlation potential. Thus, we can show under which conditions the adiabatic approximation breaks down and memory effects become important. The hydrodynamic formulation of quantum mechanics allows us to interpret these results and relate them to dissipative effects in the Kohn-Sham system. We show how the breakdown of the adiabatic approximation can be inferred from the rate of change of the ground-state noninteracting kinetic energy.
Predictivity of the Kohn-Sham approach to dynamical problems, when regarded as an initial value problem in a time-dependent density functional framework, is analysed for a class of models for which the argument devised in the work of Maitra et al. (Phys. Rev. A 78, 056501 (2008), arXiv:cond-mat/0710.0018) for the standard electronic many-body problem does not apply. The original argument is here extended and revised. As a result, predictivity for this class of problems seems possible only at the price of introducing extra unknown functionals in the corresponding Kohn-Sham equation. Furthermore, the same argument, when applied to original electronic problem, suggests that the Hartree-exchange-correlation potential is not unambiguously identified by the contemporary and past densities and initial states, but also requires knowledge of the divergence of the contemporary Kohn-Sham current.
A time-dependent density-functional formalism is developed for many-electron systems subjected to external electric and magnetic fields with arbitrary time dependence. The single-particle current density is shown to determine uniquely the time-dependent scalar and vector potentials characterizing the system, and hence also the many-particle wave function. A Levy-type universal functional is defined, and practical schemes for the calculation of electron density and the current density through hydrodynamical as well as a set of single-particle Kohn-Sham-like equations are proposed. The gauge invariance of the present self-consistent formalism is also proved.
Most present applications of time-dependent density functional theory use adiabatic functionals, i.e., the effective potential at time t is determined solely by the density at the same time. This paper discusses a method that aims to go beyond this approximation, by incorporating "memory" effects: the derived exchange-correlation potential will depend not only on present densities but also on the past. In order to ensure the potentials are causal, we formulate the action on the Keldysh contour for electrons in electromagnetic fields, from which we derive suitable Kohn-Sham equations. The exchange-correlation action is now a functional of the electron density and velocity field. A specific action functional is constructed which is Galilean invariant and yields a causal exchange-correlation vector potential for the Kohn-Sham equations incorporating memory effects. We show explicitly that the net exchange-correlation Lorentz force is zero. The potential is consistent with known dynamical properties of the homogeneous electron gas (in the linear response limit).