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arXiv:cond-mat/0505529

Luttinger's Theorem and Bosonization of the Fermi Surface

F. D. M. Haldane

Published May 21, 2005• 42 citations
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Abstract

A course of four lectures given at the International School of Physics "Enrico Fermi", Varenna, Italy, July 1992, in which the underlying algebraic structure needed for bosonization of the Fermi surface in two- or three-dimensions was first described. This is an unchanged 1993 preprint version of a published but hard-to-find (and often mis-cited) 1994 article in the Varenna Summer School proceedings. The d > 1 dimensional generalization of the Kac-Moody algebra on the Fermi surface is presented, and the Gaussian reduction of the Fermi liquid to harmonic oscilator modes is derived. One-dimensional bosonization and the symmetries of spin-charge separation are also reviewed.

DOI
10.48550/arxiv.cond-mat/0505529

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Physical review. B, Condensed matter•Jun 15, 1993•81 citations
A course of four lectures given at the International School of Physics "Enrico Fermi", Varenna, Italy, July 1992, in which the underlying algebraic structure needed for bosonization of the Fermi surface in two- or three-dimensions was first described. This is an unchanged 1993 preprint version of a published but hard-to-find (and often mis-cited) 1994 article in the Varenna Summer School proceedings. The d > 1 dimensional generalization of the Kac-Moody algebra on the Fermi surface is presented, and the Gaussian reduction of the Fermi liquid to harmonic oscilator modes is derived. One-dimensional bosonization and the symmetries of spin-charge separation are also reviewed.
We develop and describe new approaches to the problem of interacting fermions in spatial dimensions greater than 1. These approaches are based on generalizations of powerful tools previously applied to problems in one spatial dimension. We begin with a review of one-dimensional interacting fermions. We then introduce a simplified model in two spatial dimensions to study the role that spin and perfect nesting play in destabilizing fermion liquids. The complicated functional renormalization-group equations of the full problem are made tractable in our model by replacing the continuum of points that make up the closed Fermi line with four Fermi points. Despite this drastic approximation, the model exhibits physically reasonable behavior both at half-filling (where instabilities occur) and away from half-filling (where a Luttinger liquid arises). Next we implement the bosonization of higher-dimensional Fermi surfaces introduced by Luther and advocated most recently by Haldane. Bosonization incorporates the phase-space and small-angle scattering processes neglected in our model (but does not, as yet, address questions of stability). The charge sector is equivalent to an exactly solvable Gaussian quantum field theory; the spin sector, however, must be solved semiclassically. Using the Luther-Haldane approach we recover the collective mode equation of Fermi-liquid theory and in three dimensions reproduce the T3{\mathit{T}}^{3}T3ln(T) contribution to the specific heat due to small-angle scattering processes. We conclude with a discussion of our results and some speculation about future possibilities.
In the present work, we implement an explicit two-loop renormalization of a two-dimensional flat Fermi surface (FS) in the framework of a field theoretical renormalization group approach (RG). In our scheme, we derive the RG equations for both the coupling functions and Fermi energy. In this way, we are able to probe the existence of spin-charge separation by showing that the low-energy sector of the system is in fact a non-Fermi liquid. In addition, associating the true interacting FS to the infrared stable (IR) fixed point of the Fermi energy, we demonstrate here that it either acquires a small curvature and behaves as a "Luttinger liquid" or it suffers a truncation in k-space depicting an insulating spin liquid.
For pure fermionic systems, and in the absence of symmetry breaking (e.g. magnetism, superconductivity, …), two types of metallic phases are well established: (i) the “normal” Fermi liquid phase in d = 3 presented in Chapters 12 and 19 via the response and the Green functions techniques; and (ii) the “anomalous” Luttinger liquid phase in d = 1 originally formulated with the bosonization technique by which the fermionic operators are represented in terms of “bosonic” density operators (Luther and Peschel (1974); Haldane (1981)) with the exact solution (Mattis and Lieb (1965)) of the Tomonaga–Luttinger model (Tomonaga (1950); Luttinger (1963)) discussed inmany reviews and books (see for instance the book by Giamarchi (2004)). Here, to stress similarities and differences between the Fermi liquid and the Luttinger liquid, we will follow the alternative route of response and Green functions techniques (Dzyaloshinskii and Larkin (1973), Di Castro and Metzner (1991), Metzner et al. (1998)) and add a few comments on the renormalization group approach (Metzner and Di Castro (1993)). As we have seen in Chapters 12 and 19, the Fermi liquid is described asymptotically by the free low-lying single-particle excitations, i.e., the quasiparticles with a zero-kelvin discontinuous occupation number in momentum space n k (see Eq. (18.54)) at a well defined Fermi surface (k = k F ): where here k F> and k F< indicate the limit k → k F from above and below. This discontinuity still marks the Fermi surface in the interacting system. The finite reduction of the single-particle spectral weight z kF with respect to the Fermi gas (z kF = 1) is given by the finite (i.e. non-critical) “wavefunction renormalization” (see Eq. (18.94)). The presence of the discontinuity at the Fermi surface, together with the Pauli principle, compel the inverse quasiparticle lifetime to be τ −1 ≈ max( T 2 , ϵ 2 ), where _ is the deviation of the energy of the quasiparticle from the Fermi energy. The energy uncertainty ħτ −1 due to the finite lifetime of a quasiparticle near the Fermi surface is small compared to its energy ϵ , and the quasiparticle concept is well defined. All the momentum transferring scattering processes become asymptotically ineffective, as derived phenomenologically in Chapter 12 and confirmed microscopically in Chapter 19.
We compute the spectral function rho (q, omega ) of the one-dimensional Luttinger model. We discuss the distinct influences of charge-spin separation and of the anomalous dimensions of the fermion operators and their evolution with correlation strength. Charge-spin separation shows up in finite spectral weight at frequencies between v sigma q and v rho q, where v sigma and v rho are the velocities of spin and charge fluctuations, while spectral weight above v rho q and below -v rho q is generated by the hybridization of the Fermi surface at +or-k F by interactions. There are non-universal power-law singularities at these special frequencies. We discuss the consistency of recent photoemission experiments on low-dimensional conductors with a Luttinger-liquid picture, which then would suggest very strong long-range interactions. It is pointed out that many-particle correlation functions in principle exhibit similar singularities, but they probe different and complementary aspects of the Fermi-surface interactions.
The low-energy properties of interacting Fermi systems are highly constrained by conservation laws. They generally simplify the structure of the underlying renormalization group by reducing the number of independent renormalization constants. In one dimension, all properties of normal metallic fixed points are uniquely determined by separate charge and spin conservation for states near the left and right Fermi points, respectively. We construct the general Luttinger-liquid theory of one-dimensional (1D) metals directly from these conservation laws. Luttinger-liquid parameters emerge naturally from the velocities associated with the conserved currents at the Luttinger-liquid fixed point. Instead of bosonization, one may thus use techniques familiar from Fermi-liquid theory, i.e., Feynman diagrams, equations of motion, and Ward identities. The choice of a technique comprising both Fermi- and Luttinger-liquid theory makes the similarities and differences of both theories particularly transparent, and sets the stage for constructing non-Fermi-liquid metallic fixed points in d>1. Several generic properties and asymptotic conservation laws of 2D non-Fermi-liquid metals are discussed.