Many quantum condensed-matter systems, and probably the quantum vacuum of our Universe, are strongly correlated and strongly interacting fermionic systems, which cannot be treated perturbatively. However, physics which emerges in the low-energy does not depend on the complicated details of the system and is relatively simple. It is determined by the nodes in the fermionic spectrum, which are protected by topology in momentum space (in some cases, in combination with the vacuum symmetry). Here we illustrate this universality on some examples of quantum phase transitions, which can occur between the vacua with the same symmetry but with diferent topology in momentum space. The quantum phase transitions between the fully gapped states with different momentum-space topology are also discussed.
Many quantum condensed-matter systems, and probably the quantum vacuum of our Universe, are strongly correlated and strongly interacting fermionic systems, which cannot be treated perturbatively. However, physics which emerges in the low-energy does not depend on the complicated details of the system and is relatively simple. It is determined by the nodes in the fermionic spectrum, which are protected by topology in momentum space (in some cases, in combination with the vacuum symmetry). Here we illustrate this universality on some examples of quantum phase transitions, which can occur between the vacua with the same symmetry but with diferent topology in momentum space. The quantum phase transitions between the fully gapped states with different momentum-space topology are also discussed.
We discuss the momentum-space topology of 3+1 and 2+1 strongly correlated fermionic systems. For the 3+1 systems the important universality class is determined by the topologically stable Fermi points in momentum space. In the extreme limit of low energy the condensed matter system of this universality class acquires all the symmetries, which we know today in high energy physics: Lorentz invariance, gauge invariance, general covariance, etc. The chiral fermions as well as gauge bosons and gravity field arise as fermionic and bosonic collective modes of the system. This introduces the conceptual similarity between such condensed matter and the quantum vacuum of Standard Model, which also contains the Fermi point. For the 2+1 fermionic systems the momentum space topology gives rise to the quantization of different physical parameters, such as Hall conducivity and spin-Hall conductivity, and to quantum phase transitions with the abrupt change of the momentum-space topology. The combined p-space and r-space topology determines in particular the topology of the energy spectrum of fermion zero modes living within the topological defects; fermionic charges of the topologically nontrivial extended objects; axial anomaly; etc.
We discuss the quantum phase transition that separates a vacuum state with fully gapped fermion spectrum from a vacuum state with topologically protected Fermi points (gap nodes). In the context of condensed-matter physics, such a quantum phase transition with Fermi point splitting may occur for a system of ultracold fermionic atoms in the region of BEC-BCS crossover, provided Cooper pairing occurs in the non- s -wave channel. For elementary particle physics, the splitting of Fermi points may lead to CPT violation, neutrino oscillations, and other phenomena.
Superfluids and superconductors can be either fully gapped or gapless with nodal structures in momentum space. Both the gapped and nodal phases can be topologically protected and possess nontrivial topological invariants. Topological quantum phase transitions exist at zero temperature between different gapped phases or between gapped and nodal phases. These phase transitions can be driven by chemical potential and/or spin exchange fields. The two phases separated by the phase transition can have the same local order but differ in global topology. Thus, these topological quantum phase transitions cannot be described by the Landau paradigm of symmetry breaking. Although some aspects of these transitions, such as the change of topological invariants and gapless boundary states, have been discussed before, a complete theory of these transitions has yet to be developed. In this dissertation, we construct effective field theories to study the universality and thermodynamic signatures of these transitions. We find four different universality classes in superfluids and superconductors. Certain thermodynamic quantities, such as compressibility or spin susceptibility, change non-analytically across the transitions. For certain time-reversal symmetry breaking fields that lead to bulk phase transitions, there also exist topological phase transitions on the surface. All the topological phase transitions studied in this dissertation only exist at zero temperature. At finite temperature, different states are connected by smooth crossovers. There exists a quantum critical region at finite temperature near the quantum critical point (QCP). In this quantum critical region, thermodynamic quantities have universal scaling dependence on temperature dictated by the universality class of the QCP. We argue that these scaling properties can be used to probe and differentiate these QCPs. These bulk and surface topological quantum phase transitions are discussed in various concrete models, such as chiral and time-reversal invariant p-wave superfluids, topological superconductors of emergent Dirac fermions, and topological superconducting model of CuₓBi₂Se₃.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
Opportunities for topological phase transitions in strongly correlated Fermi systems near a quantum critical point are explored as an alternative to collective scenarios for experimentally observed departures from standard Fermi-liquid behavior. Attention is focused on a quantum critical point at which the effective mass is divergent due to vanishing of the quasiparticle group velocity at the Fermi surface. Working within the original Landau quasiparticle theory, it is demonstrated that the quasiparticle picture can remain meaningful beyond the quantum critical point through rearrangements of the unstable normal Fermi surface and quasiparticle spectrum. Two possibilities emerge at zero temperature, depending on whether the quasiparticle interaction is regular or singular at zero momentum transfer. In the regular case, one type of topological phase transformation leads to a state with a multiconnected Fermi surface. In the singular case, another type of topological phase transition leads to an exceptional state containing a fermion condensate – the Fermi surface swells into a volume in momentum space, within which partial occupation prevails and quasiparticle energies are pinned to the chemical potential. As the temperature increases from zero to a characteristic value Tm, a crossover can occur from the state with multiple Fermi surfaces to that containing a fermion condensate.
In this paper, starting from a lattice model of topological insulators, we study the quantum phase transitions among different quantum states, including quantum spin Hall state, quantum anomalous Hall state and normal band insulator state by calculating their topological properties (edge states, quantized spin Hall conductivities and the number of zero mode on a Pi-flux). We find that there exist universal features for the topological quantum phase transitions (TQPTs) in different cases : the emergence of nodal fermions at high symmetry points, the non-analytic third derivative of ground state energy and the jumps of the topological "order parameters". In particular, the relation between TQPTs and symmetries of the systems are explored : different TQPTs are protected by different (global) symmetries and then described by different topological "order parameters".