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arXiv:cond-mat/0503554 · Physical Review B

Quasiadiabatic continuation of quantum states: The stability of topological ground-state degeneracy and emergent gauge invariance

M. B. Hastings, Xiao-Gang Wen

Published Jul 25, 2005• 406 citations
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Abstract

We define for quantum many-body systems a quasiadiabatic continuation of quantum states. The continuation is valid when the Hamiltonian has a gap, or else has a sufficiently small low-energy density of states, and thus is away from a quantum phase transition. This continuation takes local operators into local operators, while approximately preserving the ground-state expectation values. We apply this continuation to the problem of gauge theories coupled to matter, and propose the distinction of perimeter law versus ``zero law'' to identify confinement. We also apply the continuation to local bosonic models with emergent gauge theories. We show that local gauge invariance is topological and cannot be broken by any local perturbations in the bosonic models in either continuous or discrete gauge groups. We show that the ground-state degeneracy in emergent discrete gauge theories is a robust property of the bosonic model, and we argue that the robustness of local gauge invariance in the continuous case protects the gapless gauge boson.

DOI
10.1103/physrevb.72.045141

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We define for quantum many-body systems a quasiadiabatic continuation of quantum states. The continuation is valid when the Hamiltonian has a gap, or else has a sufficiently small low-energy density of states, and thus is away from a quantum phase transition. This continuation takes local operators into local operators, while approximately preserving the ground-state expectation values. We apply this continuation to the problem of gauge theories coupled to matter, and propose the distinction of perimeter law versus ``zero law'' to identify confinement. We also apply the continuation to local bosonic models with emergent gauge theories. We show that local gauge invariance is topological and cannot be broken by any local perturbations in the bosonic models in either continuous or discrete gauge groups. We show that the ground-state degeneracy in emergent discrete gauge theories is a robust property of the bosonic model, and we argue that the robustness of local gauge invariance in the continuous case protects the gapless gauge boson.
We investigate a generalization of topological order from closed systems to open systems, for which the steady states take the place of ground states. We construct concrete lattice models with steady-state topological order, and characterize them by complementary approaches based on topological degeneracy of steady states, topological entropy, dissipative gauge theory, and relaxation dynamics. We take the topological degeneracy of steady states as the defining property of steady-state topological order, and study its stability using degenerate perturbation theory. We show that while the topological degeneracy is fragile in two dimensions, it is robust against perturbations in three and higher dimensions. We unveil how and why nontrivial steady-state topological order is always endowed with unusual relaxation dynamics. Particularly, the relaxation time is algebraically divergent in the thermodynamic limit, which is indicative of a gapless Liouvillian spectrum. It is shown that steady-state topological order remains definable in the presence of (Liouvillian) gapless modes: Whereas the (Liouvillian) level splitting between topologically degenerate steady states is exponentially small with respect to the system size, the Liouvillian gap between the steady states and the rest of the spectrum decays algebraically as the system size grows. We also investigate the topological phase transition to the trivial phase under additional noise, and find that the lifting of topological degeneracy is accompanied by gapping out the gapless modes. The topological phase transition is also diagnosed from the perspective of dissipative gauge theory, where the topologically ordered phase is identified as the deconfined phase and the trivial phase as the confined phase. Our paper offers a toolbox for investigating open-system topology of steady states.
We prove an entanglement area law for a class of 1D quantum systems involving infinite-dimensional local Hilbert spaces. This class of quantum systems include bosonic models such as the Hubbard-Holstein model, and both U(1) and SU(2) lattice gauge theories in one spatial dimension. Our proof relies on new results concerning the robustness of the ground state and spectral gap to the truncation of Hilbert space, applied within the approximate ground state projector (AGSP) framework from previous work. In establishing this area law, we develop a system-size independent bound on the expectation value of local observables for Hamiltonians without translation symmetry, which may be of separate interest. Our result provides theoretical justification for using tensor network methods to study the ground state properties of quantum systems with infinite local degrees of freedom.
Topological state characterization in interacting quasi-periodic systems remains challenging because conventional band-topology approaches become invalid in the presence of strong many-body correlations and broken translational symmetry. This study develops a generalized many-body Zak phase framework for investigating topological phase transitions in Bose–Einstein condensates confined within quasi-periodic potential wells. By introducing a quasimomentum manifold derived from quasi-periodic phase symmetry and constructing gauge-continuous ground-state families, topological invariants are directly extracted from many-body wavefunctions without relying on Bloch bands, Brillouin zones, or bulk energy gaps. The proposed approach is integrated with density matrix renormalization group calculations to establish a unified characterization of superfluid, localized, and critical regimes. Results show that a stable topologically nontrivial phase emerges at U/J = 3.2 and ∆/J = 2.8, where the momentum distribution exhibits symmetric peaks at k = ±π/2 with an amplitude of 1.87. Open-boundary analysis reveals strongly localized edge modes with approximately 90% density concentration near system boundaries, while the entanglement spectrum displays a symmetry-protected doubly degenerate structure. The results demonstrate that interaction and quasi-periodicity jointly stabilize nontrivial topological states and associated wave-localization phenomena. The proposed framework provides a rigorous methodology for analyzing topological phase evolution, geometric-phase transitions, and wave propagation characteristics in strongly correlated quasi-periodic systems.
The ground-state degeneracy of topologically ordered gapped Hamiltonians is the bedrock for self-correcting quantum memories, which are unfortunately not stable away from equilibrium even at zero temperature. This plague precludes practical robust self-correction since stability at zero temperature is a prerequisite for finite-temperature robustness. In this work, we show that the emergence of a bounded light cone renders the unitary time evolution a quasiadiabatic continuation that preserves topological order, with the initial ground space retaining its macroscopic distance at all times as a quantum code. We also show how bounded light cones can emerge through suitable perturbations in Kitaev's toric code and honeycomb model. Our results suggest that topological orders and self-correcting quantum memories can be dynamically robust at zero temperature.
Abstract We study the stability with respect to a broad class of perturbations of gapped ground-state phases of quantum spin systems defined by frustration-free Hamiltonians. The core result of this work is a proof using the Bravyi–Hastings–Michalakis (BHM) strategy that under a condition of local topological quantum order (LTQO), the bulk gap is stable under perturbations that decay at long distances faster than a stretched exponential. Compared to previous work, we expand the class of frustration-free quantum spin models that can be handled to include models with more general boundary conditions, and models with discrete symmetry breaking. Detailed estimates allow us to formulate sufficient conditions for the validity of positive lower bounds for the gap that are uniform in the system size and that are explicit to some degree. We provide a survey of the BHM strategy following the approach of Michalakis and Zwolak, with alterations introduced to accommodate more general than just periodic boundary conditions and more general lattices. We express the fundamental condition known as LTQO by means of an indistinguishability radius, which we introduce. Using the uniform finite-volume results, we then proceed to study the thermodynamic limit. We first study the case of a unique limiting ground state and then also consider models with spontaneous breaking of a discrete symmetry. In the latter case, LTQO cannot hold for all local observables. However, for perturbations that preserve the symmetry, we show stability of the gap and the structure of the broken symmetry phases. We prove that the GNS Hamiltonian associated with each pure state has a non-zero spectral gap above the ground state.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.