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arXiv:cond-mat/0403580 · Europhysics Letters (EPL)

Breakdown of the Luttinger sum rule at the Mott-Hubbard transition in the one-dimensional t 1 - t 2 Hubbard model

Claudius Gros, Kay Hamacher, Wolfgang Wenzel

Published Feb 1, 2005• 12 citations
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Abstract

We investigate the momentum distribution function near the Mott-Hubbard transition in the one-dimensional t 1 - t 2 Hubbard model (the zigzag Hubbard chain) with the density matrix renormalization group technique. We show that for strong interactions the Mott-Hubbard transition occurs between the metallic phase and an insulating dimerized phase with incommensurate spin excitations, suggesting a decoupling of magnetic and charge excitations not present in weak coupling. We illustrate the signatures for the Mott-Hubbard transition and the commensurate-incommensurate transition in the insulating spin-gaped state in their respective ground-state momentum distribution functions.

DOI
10.1209/epl/i2004-10379-x

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We investigate the momentum distribution function near the Mott-Hubbard transition in the one-dimensional t 1 - t 2 Hubbard model (the zigzag Hubbard chain) with the density matrix renormalization group technique. We show that for strong interactions the Mott-Hubbard transition occurs between the metallic phase and an insulating dimerized phase with incommensurate spin excitations, suggesting a decoupling of magnetic and charge excitations not present in weak coupling. We illustrate the signatures for the Mott-Hubbard transition and the commensurate-incommensurate transition in the insulating spin-gaped state in their respective ground-state momentum distribution functions.
We investigate the ground-state phase diagram of the half-filled one-dimensional Hubbard model with next-nearest-neighbor hopping using the density-matrix renormalization-group technique as well as an unrestricted Hartree-Fock approximation. We find commensurate and incommensurate disordered magnetic insulating phases and a spin-gapped metallic phase in addition to the one-dimensional Heisenberg phase. At large on-site Coulomb repulsion U, we make contact with the phase diagram of the frustrated Heisenberg chain, which has spin-gapped phases for sufficiently large frustration. For weak U, sufficiently large next-nearest-neighbor hopping t2{t}_{2}t2​ leads to a band structure with four Fermi points rather than two, producing a spin-gapped metallic phase. As U is increased in this regime, the system undergoes a Mott-Hubbard transition to a frustrated antiferromagnetic insulator.
We apply the density-matrix renormalization group (DMRG) method to a one-dimensional Hubbard model that lacks Umklapp scattering and thus provides an ideal case to study the Mott-Hubbard transition analytically and numerically. The model has a linear dispersion and displays a metal-to-insulator transition when the Hubbard interaction UUU equals the bandwidth Uc=W{U}_{\mathrm{c}}=WUc​=W, where the single-particle gap opens linearly, $\mathrm{\ensuremath{\Delta}}(U\ensuremath{\ge}W)=U\ensuremath{-}W$. The simple nature of the elementary excitations permits us to determine numerically with high accuracy the critical interaction strength and the gap function in the thermodynamic limit. The jump discontinuity of the momentum distribution nk{n}_{k}nk​ at the Fermi wave number kF=0{k}_{\mathrm{F}}=0kF​=0 cannot be used to locate accurately Uc{U}_{\mathrm{c}}Uc​ from finite-size systems. However, the slope of nk{n}_{k}nk​ at the band edges ${k}_{\mathrm{B}}=\ifmmode\pm\else\textpm\fi{}\ensuremath{\pi}$, reveals the formation of a single-particle bound state which can be used to determine Uc{U}_{\mathrm{c}}Uc​ reliably from nk{n}_{k}nk​ using accurate finite-size data.
An intuitive interpretation of the relationship between the dispersion relation of the single-particle excitation in a metal and that of the spin excitation in a Mott insulator is presented, based on the results for the one- and two-dimensional Hubbard models obtained by using the Bethe ansatz, dynamical density-matrix renormalization group method, and cluster perturbation theory. The dispersion relation of the spin excitation in the Mott insulator is naturally constructed from that of the single-particle excitation in the zero-doping limit in both one- and two-dimensional Hubbard models, which allows us to interpret the doping-induced states as the states that lose charge character toward the Mott transition. The characteristic feature of the Mott transition is contrasted with the feature of a Fermi liquid and that of the transition between a band insulator and a metal.
An intuitive interpretation of the relationship between the dispersion relation of the single-particle excitation in a metal and that of the spin excitation in a Mott insulator is presented, based on the results for the one- and two-dimensional Hubbard models obtained by using the Bethe ansatz, dynamical density-matrix renormalization group method, and cluster perturbation theory. The dispersion relation of the spin excitation in the Mott insulator is naturally constructed from that of the single-particle excitation in the zero-doping limit in both one- and two-dimensional Hubbard models, which allows us to interpret the doping-induced states as the states that lose charge character toward the Mott transition. The characteristic feature of the Mott transition is contrasted with the feature of a Fermi liquid and that of the transition between a band insulator and a metal.
The low--energy excited states of a system of interacting one--dimensional fermions in a conducting state are collective charge and spin density oscillations. The unusual physical properties of such a system (called ``Luttinger liquid'') are characterized by the velocities uρu_ρuρ​ and uσu_σuσ​ of the charge and spin excitations, as well as by a parameter KρK_ρKρ​ that determines the power law behavior of correlation functions. Umklapp scattering occuring at half--filling or other commensurate bandfilling can lead to a transition into an insulating state, characterized in particular by a gap in the charge excitations (the Mott--Hubbard gap). The properties in the vicinity of the transition are shown to depend on both the way the transition is approached (constant bandfilling and varying interaction, or constant interaction and varying bandfilling) and on the ``order'' of the commensurability. In particular, even and odd fractional fillings show quite different behavior. This behavior is illustrated in detail using lattice models like the Hubbard model and its extensions.
We study the quantum phase transition from an insulator to a metal realized at t'=t'_c > 0.5t in the ground state of the half-filled Hubbard chain with both nearest-neighbor (t) and next-nearest-neighbor (t') hopping. The study is carried out using the bosonization approach and density matrix renormalization group calculations. An effective low-energy Hamiltonian that describes the insulator-metal transition is derived. We find that the gross features of the phase diagram are well-described by the standard theory of commensurate-incommensurate transitions in a wide range of parameters. We also obtain an analytical expression for the insulator-metal transition line t'_c(U,t). We argue that close to the insulator-metal transition line, a crossover to a regime corresponding to an infinite-order transition takes place.We present results of density-matrix-renormalization-group calculations of spin and charge distribution in various sectors of the phase diagram. The numerical results support the picture derived from the effective theory and give evidence for the complete separation of the transitions involving spin and charge degrees of freedom.