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arXiv:cond-mat/0401574 · Europhysics Letters (EPL)

Maximal work extraction from finite quantum systems

ARMEN E. ALLAHVERDYAN, Roger Balian, Theo M. Nieuwenhuizen

Published Aug 1, 2004• 639 citations
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Abstract

Thermodynamics teaches that if a system initially off-equilibrium is coupled to work sources, the maximum work that it may yield is governed by its energy and entropy. For finite systems this bound is usually not reachable. The maximum extractable work compatible with quantum mechanics ("ergotropy") is derived and expressed in terms of the density matrix and the Hamiltonian. It is related to the property of majorization: more major states can provide more work. Scenarios of work extraction that contrast the thermodynamic intuition are discussed, e.g. a state with larger entropy than another may produce more work, while correlations may increase or reduce the ergotropy.

DOI
10.1209/epl/i2004-10101-2

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Thermodynamics teaches that if a system initially off-equilibrium is coupled to work sources, the maximum work that it may yield is governed by its energy and entropy. For finite systems this bound is usually not reachable. The maximum extractable work compatible with quantum mechanics ("ergotropy") is derived and expressed in terms of the density matrix and the Hamiltonian. It is related to the property of majorization: more major states can provide more work. Scenarios of work extraction that contrast the thermodynamic intuition are discussed, e.g. a state with larger entropy than another may produce more work, while correlations may increase or reduce the ergotropy.
The quantum ergotropy quantifies the maximal amount of work that can be extracted from a quantum state without changing its entropy. Given that the ergotropy can be expressed as the difference of quantum and classical relative entropies of the quantum state with respect to the thermal state, we define the classical ergotropy, which quantifies how much work can be extracted from distributions that are inhomogeneous on the energy surfaces. A unified approach to treat both quantum as well as classical scenarios is provided by geometric quantum mechanics, for which we define the geometric relative entropy. The analysis is concluded with an application of the conceptual insight to conditional thermal states, and the correspondingly tightened maximum work theorem.
The quantum ergotropy quantifies the maximal amount of work that can be extracted from a quantum state without changing its entropy. We prove that the ergotropy can be expressed as the difference of quantum and classical relative entropies of the quantum state with respect to the thermal state. This insight is exploited to define the classical ergotropy, which quantifies how much work can be extracted from distributions that are inhomogeneous on the energy surfaces. A unified approach to treat both, quantum as well as classical scenarios, is provided by geometric quantum mechanics, for which we define the geometric relative entropy. The analysis is concluded with an application of the conceptual insight to conditional thermal states, and the correspondingly tightened maximum work theorem.
Constraints on work extraction are fundamental to our operational understanding of the thermodynamics of both classical and quantum systems. In the quantum setting, finite-time control operations typically generate coherence in the instantaneous energy eigenbasis of the dynamical system. Thermodynamic cycles can, in principle, be designed to extract work from this nonequilibrium resource. Here, we isolate and study the quantum coherent component to the work yield in such protocols. Specifically, we identify a coherent contribution to the ergotropy (the maximum amount of unitarily extractable work via cyclical variation of Hamiltonian parameters). We show this by dividing the optimal transformation into an incoherent operation and a coherence extraction cycle. We obtain bounds for both the coherent and incoherent parts of the extractable work and discuss their saturation in specific settings. Our results are illustrated with several examples, including finite-dimensional systems and bosonic Gaussian states that describe recent experiments on quantum heat engines with a quantized load.
Energy extraction is a central task in thermodynamics. In quantum physics, ergotropy measures the amount of work extractable under cyclic Hamiltonian control. As its full extraction requires perfect knowledge of the initial state, however, it does not characterize the work value of unknown or untrusted quantum sources. Fully characterizing such sources would require quantum tomography, which is prohibitively costly in experiments due to the exponential growth of required measurements and operational limitations. Here, we therefore derive a new notion of ergotropy applicable when nothing is known about the quantum states produced by the source, apart from what can be learned by performing only a single type of coarse-grained measurement. We find that in this case the extracted work is defined by the Boltzmann and observational entropy in cases where the measurement outcomes are, or are not, used in the work extraction, respectively. This notion of ergotropy represents a realistic measure of extractable work, which can be used as the relevant figure of merit to characterize a quantum battery.
We show that the maximum extractable work (ergotropy) from a quantum many-body system is constrained by "local athermality" of an initial state and "local entropy decrease" brought about by quantum operations. The obtained universal upper bound on ergotropy implies that the eigenstate thermalization hypothesis prohibits work extraction from energy eigenstates by means of finite-time unitary operations. This no-go property implies that Planck's principle, a form of the second law of thermodynamics, holds even for pure quantum states. Our result bridges two independently studied concepts of quantum thermodynamics, the second law and thermalization, via "intrasystem" correlations in many-body systems as a resource for work extraction.