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arXiv:cond-mat/0309024 · Physical review. B, Condensed matter

Bethe-ansatz studies of energy-level crossings in the one-dimensional Hubbard model

Akinori Nishino, Tetsuo Deguchi

Published Aug 25, 2003• 3 citations

Abstract

Motivated by Heilmann and Lieb's work [Ann. N. V. Acad. Sci. 172, 583 (1971)]. We discuss energy level crossings for the one-dimensional Hubbard model through the Bethe ansatz, constructing explicitly the degenerate eigenstates at the crossing points. After showing the existence of solutions for the Lieb--Wu equations with one-down spin, we solve them numerically and construct Bethe-ansatz eigenstates. We thus verify all the level crossings in the spectral flows observed by the numerical diagonalization method with one down-spin. For each of the solutions we obtain its energy spectral flow along the interaction parameter U. Then, we observe that some of the energy level crossings can not be explained in terms of U-independent symmetries. Dynamical symmetries of the Hubbard model are fundamental for identifying each of the spectral lines at the level crossing points. We show that the Bethe-ansatz eigenstates which degenerate at the points have distinct sets of eigenvalues of the higher conserved operators. We also show a twofold permanent degeneracy in terms of the Bethe-ansatz wave function.

DOI: 10.1103/physrevb.68.075114

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Motivated by Heilmann and Lieb's work [Ann. N. V. Acad. Sci. 172, 583 (1971)]. We discuss energy level crossings for the one-dimensional Hubbard model through the Bethe ansatz, constructing explicitly the degenerate eigenstates at the crossing points. After showing the existence of solutions for the Lieb--Wu equations with one-down spin, we solve them numerically and construct Bethe-ansatz eigenstates. We thus verify all the level crossings in the spectral flows observed by the numerical diagonalization method with one down-spin. For each of the solutions we obtain its energy spectral flow along the interaction parameter U. Then, we observe that some of the energy level crossings can not be explained in terms of U-independent symmetries. Dynamical symmetries of the Hubbard model are fundamental for identifying each of the spectral lines at the level crossing points. We show that the Bethe-ansatz eigenstates which degenerate at the points have distinct sets of eigenvalues of the higher conserved operators. We also show a twofold permanent degeneracy in terms of the Bethe-ansatz wave function.

The paper is devoted to the connection between integrability of a finite quantum system and degeneracies of its energy levels. In particular, we analyse in detail the energy spectra of finite Hubbard chains. Heilmann and Lieb demonstrated that in these systems there are crossings of levels of the same parameter-independent symmetry. We show that this apparent violation of the Wigner–von Neumann noncrossing rule follows directly from the existence of nontrivial conservation laws and is a characteristic signature of quantum integrability. The energy spectra of Hubbard chains display many instances of permanent (at all values of the coupling) twofold degeneracies that cannot be explained by parameter-independent symmetries. We relate these degeneracies to the different transformation properties of the conserved currents under spatial reflections and the particle–hole transformation and estimate the fraction of doubly degenerate states. We also discuss multiply degenerate eigenstates of the Hubbard Hamiltonian. The wavefunctions of many of these states do not depend on the coupling, which suggests the existence of an additional parameter-independent symmetry.

The bare existence of this book is due to the amazing fact that the solution of the stationary Schrödinger equation for the one-dimensional Hubbard model can be reduced to a set of algebraic equations, which is tractable in the thermodynamic limit. These equations will be derived in this chapter. We will call them the Lieb-Wu equations to honour E. H. Lieb and F. Y. Wu, who first obtained them [298]. The derivation is based on a method, called the nested (coordinate) Bethe ansatz, which goes back to the seminal articles of C. N. Yang [493] and M. Gaudin [154], who generalized earlier work [60, 296] on exactly solvable models to models with internal degrees of freedom. The roots of the Lieb-Wu equations parameterize the eigenvalues and the eigenstates of the Hamiltonian of the one-dimensional Hubbard model. They encode the complete information about the model. These roots are not explicitly known in the general N -particle case. In the thermodynamic limit ( N →∞), however, only the distributions of the roots in the complex plane matter, and many physical quantities can be calculated as solutions of linear or non-linear Fredholm type integral equations. Moreover, it is sometimes possible to use the Lieb-Wu equations in an implicit way even for finite N , e.g., in the proof of the SO(4) highest weight properties of the eigenstates in Sections 3.D and 3.F of the appendix or in the calculation of their norm in Section 3.5.

We propose a novel characterization of the exact solution of the one-dimensional Hubbard model with unparallel boundary magnetic fields. The non-diagonal boundary terms break the U(1) symmetry of the system and the number of electrons with fixed spin is not conserved. Thus it is difficult to study the physical quantities in the thermodynamic limit based on the previously obtained inhomogeneous T−Q relation and Bethe ansatz equations. In order to solve this problem, we propose the t−W scheme. The basic idea is that the eigenvalues of the transfer matrix can be expressed by its zero-roots instead of the usual Bethe roots. This method allows us to study thermodynamic properties of the system such as the ground state, surface energy, charge and spin excitations. The t−W scheme is universal and can be applied to the systems either with or without U(1) symmetry.

A Hubbard-like model with SU(4) symmetry for electrons with twofold orbital degeneracy is studied extensively. Exact solution in one dimension is derived by means of Bethe ansatz, where the sites are supposed to be occupied by at most two electrons. The features of ground state and excited states for repulsive coupling are shown. For finite

N

number of electrons, the configurations of quantum numbers are given explicitly and the spectra of excitations are obtained by solving Bethe-ansatz equation numerically. For infinite

N,

the ground state and various kinds of low-lying excitations are obtained on the basis of thermodynamics limit.

We argue that the square of the norm of the Hubbard wave function is proportional to the determinant of a matrix, which is obtained by linearization of the Lieb-Wu equations around a solution. This means that in the vicinity of a solution the Lieb-Wu equations are non-degenerate, if the corresponding wave function is non-zero. We further derive an action that generates the Lieb-Wu equations and express our determinant formula for the square of the norm in terms of the Hessian determinant of this action. PACS: 05.30.Fk; 71.10.Pm; 71.27.+a Keywords: Hubbard model; Bethe ansatz; Lieb-Wu equations; determinant representation