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arXiv:cond-mat/0302460 · Physical review. B, Condensed matter

Fermions, strings, and gauge fields in lattice spin models

Michael Levin, Xiao-Gang Wen

Published Jun 20, 2003• 206 citations
arXivHTMLPDF

Abstract

We investigate the general properties of lattice spin models with emerging fermionic excitations. We argue that fermions always come in pairs and their creation operator always has a stringlike structure with the newly created particles appearing at the end points of the string. The physical implication of this structure is that the fermions always couple to a nontrivial gauge field. We present exactly soluble examples of this phenomenon in two and three dimensions. Our analysis is based on an algebraic formula that relates the statistics of a lattice particle to the properties of its hopping operators. This approach has the advantage in that it works in any number of dimensions---unlike the flux-binding picture developed in fractional quantum Hall theory.

DOI
10.1103/physrevb.67.245316

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We investigate the general properties of lattice spin models with emerging fermionic excitations. We argue that fermions always come in pairs and their creation operator always has a stringlike structure with the newly created particles appearing at the end points of the string. The physical implication of this structure is that the fermions always couple to a nontrivial gauge field. We present exactly soluble examples of this phenomenon in two and three dimensions. Our analysis is based on an algebraic formula that relates the statistics of a lattice particle to the properties of its hopping operators. This approach has the advantage in that it works in any number of dimensions---unlike the flux-binding picture developed in fractional quantum Hall theory.
In this paper, we investigate the general properties of lattice spin models that have string and/or membrane condensed ground states. We discuss the properties needed to define a string or membrane operator. We study three three-dimensional spin models which lead to Z2{Z}_{2}Z2​ gauge theory at low energies. All the three models are exactly soluble and produce topologically ordered ground states. The first model contains both closed-string and closed-membrane condensations. The second model contains closed-string condensation only. The ends of open strings behave like fermionic particles. The third model also has condensations of closed membranes and closed strings. The ends of open strings are bosonic while the edges of open membranes are fermionic. The third model contains a different type of topological order.
The well-known Jordan-Wigner transformation maps an arbitrary system of fermions on a one-dimensional lattice to a system of spins. An essential property of this transformation is that it preserves the locality of observables. This transformation has been recently extended to two-dimensional lattices, where it maps an arbitrary system of fermions to a gauge theory, with locality preserved. Here, the authors construct a bosonization map for arbitrary systems of fermions in three dimensions. As an application, the authors design a model of interacting spins on a cubic lattice, which is exactly soluble and is equivalent to a tight-binding model of free fermions with Dirac points.
Lattice gauge theories are a powerful language to theoretically describe a variety of strongly correlated systems, including frustrated magnets, high-Tc{T}_{c}Tc​ superconductors, and topological phases. However, in many cases gauge fields couple to gapless matter degrees of freedom, and such theories become notoriously difficult to analyze quantitatively. In this paper we study several examples of Z2{\mathbb{Z}}_{2}Z2​ lattice gauge theories with gapless fermions at finite density, in one and two spatial dimensions, that are either exactly soluble or whose solution reduces to that of a known problem. We consider complex fermions (spinless and spinful) as well as Majorana fermions and study both theories where Gauss' law is strictly imposed and those where all background charge sectors are kept in the physical Hilbert space. We use a combination of duality mappings and the Z2{\mathbb{Z}}_{2}Z2​ slave-spin representation to map our gauge theories to models of gauge-invariant fermions that are either free, or with on-site interactions of the Hubbard or Falicov-Kimball type that are amenable to further analysis. In 1D, the phase diagrams of these theories include free-fermion metals, insulators, and superconductors, Luttinger liquids, and correlated insulators. In 2D, we find a variety of gapped and gapless phases, the latter including uniform and spatially modulated flux phases featuring emergent Dirac fermions, some violating Luttinger's theorem.
We introduce a spin-12\frac{1}{2}21​ model in three dimensions which is a generalization of the well-known Kitaev model on a honeycomb lattice. Following Kitaev, we solve the model exactly by mapping it to a theory of noninteracting fermions in the background of a static Z2{\mathbb{Z}}_{2}Z2​ gauge field. The phase diagram consists of a gapped phase and a gapless one, similar to the two-dimensional case. Interestingly, unlike in the two-dimensional model, in the gapless phase the gap vanishes on a contour in the k\mathbf{k}k space. Furthermore, we show that the flux excitations of the gauge field, due to some local constraints, form looplike structures; such loops exist on a lattice formed by the plaquettes in the original lattice and is topologically equivalent to the pyrochlore lattice. Finally, we derive a low-energy effective Hamiltonian that can be used to study the properties of the excitations in the gapped phase.
We study a class of three-dimensional (3D) exactly solvable models of topological matter first put forward by Walker and Wang [Front. Phys. 7(2) 150 (2012)]. While these are not models of interacting fermions, they may well capture the topological behavior of some strongly correlated systems. In this work, we give a full pedagogical treatment of a special simple case of these models, which we call the 3D semion model: We calculate its ground-state degeneracies for a variety of boundary conditions, and classify its low-lying excitations. While point defects in the bulk are confined in pairs connected by energetic strings, the surface excitations are more interesting: the model has deconfined point defects pinned to the boundary of the lattice, and these exhibit semionic braiding statistics. The surface physics is reminiscent of a $\ensuremath{\nu}=\frac{1}{2}$ bosonic fractional quantum Hall effect in its topological limit, and these considerations help motivate an effective field theoretic description for the lattice models as variants of bFbFbF theories. Our special example of the 3D semion model captures much of the behavior of more general ``confined Walker-Wang models.'' We contrast the 3D semion model with the closely related 3D version of the toric code (a lattice gauge theory) which has deconfined point excitations in the bulk, and we discuss how more general models may have some confined and some deconfined excitations. Having seen that there exist lattice models whose surfaces have the same topological order as a bosonic fractional quantum Hall effect on a confining bulk, we construct a lattice model whose surface has similar topological order to a fermionic quantum Hall effect. We find that in these models a fermion is always deconfined in the three-dimensional bulk.
Abstract The gauge invariance is an important phenomenon widely occurring in various matters with many-body interactions. The gauge theories are very important for understanding the evolution of fundamental physical processes in particle physics, high-energy physics, and condensed matter physics. In this work, the origin of nonlocal effects is inspected, and the contributions of nontrivial topological structures to physical properties are investigated in detail for both the three-dimensional (3D) Ising model and the 3D Z 2 lattice gauge model. Then, the exact solution for the 3D Z 2 lattice gauge theory is derived by the duality between the two models. The partition function, the spontaneous magnetization, the true range of correlation, and the critical point are rigorously derived for the 3D Z 2 lattice gauge theory. The critical exponents of the 3D Z 2 lattice gauge theory are in the same universality class as the 3D Ising model, which are α = 0, β = 3/8, γ = 5/4, δ = 13/3, η = 1/8, and ν = 2/3. Several fundamental issues, such as dimensionality, duality, symmetry, manifold and degenerate states, are investigated for these many-body interacting spin systems. The connections with superfluid, superconductors, particle physics, etc. are evaluated. Furthermore, physical significances and mathematical aspects of the 3D Z 2 lattice gauge theory are discussed with respect to topology, geometry, and algebra. The present results for the 3D Z 2 lattice gauge theory are helpful for figuring out the basic features of 3D lattice gauge theories with other symmetries, such as U(1), SU(2), and SU(3). This work shines a light on the interdisciplinarity between many-body interacting systems, algebra, topology, and geometry.