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arXiv:cond-mat/0204630 · Physical Review Letters

Some Generic Aspects of Bosonic Excitations in Disordered Systems

Victor Gurarie, J. T. Chalker

Published Sep 3, 2002• 60 citations
arXivHTMLPDF

Abstract

We consider noninteracting bosonic excitations in disordered systems, emphasizing generic features of quadratic Hamiltonians in the absence of Goldstone modes. We discuss relationships between such Hamiltonians and the symmetry classes established for fermionic systems. We examine the density $\ensuremath{\rho}(\ensuremath{\omega})$ of excitation frequencies $\ensuremath{\omega}$, showing how the universal behavior $\ensuremath{\rho}(\ensuremath{\omega})\ensuremath{\sim}{\ensuremath{\omega}}^{4}$ for small $\ensuremath{\omega}$ can be obtained both from general arguments and by detailed calculations for one-dimensional models.

DOI
10.1103/physrevlett.89.136801

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We consider classical normal modes and noninteracting bosonic excitations in disordered systems. We emphasize generic aspects of such problems and parallels with disordered, noninteracting systems of fermions, and discuss in particular the relevance for bosonic excitations of symmetry classes known in the fermionic context. We also stress important differences between bosonic and fermionic problems. One of these follows from the fact that ground-state stability of a system requires all bosonic excitation energy levels to be positive, while stability in systems of noninteracting fermions is ensured by the exclusion principle, whatever the single-particle energies. As a consequence, simple models of uncorrelated disorder are less useful for bosonic systems than for fermionic ones, and it is generally important to study the excitation spectrum in conjunction with the problem of constructing a disorder-dependent ground state: we show how a mapping to an operator with chiral symmetry provides a useful tool for doing this. A second difference involves the distinction for bosonic systems between excitations which are Goldstone modes and those which are not. In the case of Goldstone modes we review established results illustrating the fact that disorder decouples from excitations in the low-frequency limit, above a critical dimension ${d}_{c},$ which in different circumstances takes the values ${d}_{c}=2$ and ${d}_{c}=0.$ For bosonic excitations which are not Goldstone modes, we argue that an excitation density varying with frequency as $\ensuremath{\rho}(\ensuremath{\omega})\ensuremath{\propto}{\ensuremath{\omega}}^{4}$ is a universal feature in systems with ground states that depend on the disorder realization. We illustrate our conclusions with extensive analytical and some numerical calculations for a variety of models in one dimension.

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We consider noninteracting bosonic excitations in disordered systems, emphasizing generic features of quadratic Hamiltonians in the absence of Goldstone modes. We discuss relationships between such Hamiltonians and the symmetry classes established for fermionic systems. We examine the density \ensuremathρ(\ensuremathω)\ensuremath{\rho}(\ensuremath{\omega})\ensuremathρ(\ensuremathω) of excitation frequencies \ensuremathω\ensuremath{\omega}\ensuremathω, showing how the universal behavior \ensuremathρ(\ensuremathω)\ensuremath∼\ensuremathω4\ensuremath{\rho}(\ensuremath{\omega})\ensuremath{\sim}{\ensuremath{\omega}}^{4}\ensuremathρ(\ensuremathω)\ensuremath∼\ensuremathω4 for small \ensuremathω\ensuremath{\omega}\ensuremathω can be obtained both from general arguments and by detailed calculations for one-dimensional models.
We consider classical normal modes and noninteracting bosonic excitations in disordered systems. We emphasize generic aspects of such problems and parallels with disordered, noninteracting systems of fermions, and discuss in particular the relevance for bosonic excitations of symmetry classes known in the fermionic context. We also stress important differences between bosonic and fermionic problems. One of these follows from the fact that ground-state stability of a system requires all bosonic excitation energy levels to be positive, while stability in systems of noninteracting fermions is ensured by the exclusion principle, whatever the single-particle energies. As a consequence, simple models of uncorrelated disorder are less useful for bosonic systems than for fermionic ones, and it is generally important to study the excitation spectrum in conjunction with the problem of constructing a disorder-dependent ground state: we show how a mapping to an operator with chiral symmetry provides a useful tool for doing this. A second difference involves the distinction for bosonic systems between excitations which are Goldstone modes and those which are not. In the case of Goldstone modes we review established results illustrating the fact that disorder decouples from excitations in the low-frequency limit, above a critical dimension dc,{d}_{c},dc​, which in different circumstances takes the values dc=2{d}_{c}=2dc​=2 and dc=0.{d}_{c}=0.dc​=0. For bosonic excitations which are not Goldstone modes, we argue that an excitation density varying with frequency as $\ensuremath{\rho}(\ensuremath{\omega})\ensuremath{\propto}{\ensuremath{\omega}}^{4}$ is a universal feature in systems with ground states that depend on the disorder realization. We illustrate our conclusions with extensive analytical and some numerical calculations for a variety of models in one dimension.
The goal of this diploma thesis is to develop a field theory, for a specific class of disordered bosonic systems, in order to study, whether disordered bosons generically \nhave universal statistical properties, similar to fermions. \nNow, if disordered bosons show system independent statistical features, the evident \nquestion is whether the bosonic universality classes are different from the fermionic \nones. For fermions, the classification in terms of symmetric spaces is a largely algebraical one, which happens in a complexified setting before compact or non-compact \nreal forms are specified. Hence one can rightly state that all effective bosonic non-linear \nσ-models are already classified within the ten fold way together with the fermionic ones. \nAnd indeed, in the system studied in [LSZ06], well known universal GUE statistics \nwere found in the bulk and Lück finds GOE statistics in [Lü09], both for systems of \ndisordered bosons. \nBut for bosons non-linear σ-models are not everything. A subtle point about noninteracting, i.e. quadratic, bosonic systems is stability. One single particle state \nof negative energy for a bosonic system immediately leads to an unbounded many \nparticle Hamiltonian. For fermionic systems, a finite number of such single particle \nstates is of no concern, due to the Pauli principle. This important difference leads \nto the well studied Gaussian ensembles not providing feasible distributions of bosonic \nHamiltonians. If, however, more complicated probability distributions are taken into \naccount, one has to be prepared to face a more complicated effective model than a \npure non-linear σ-model in the end. In this sense, an interesting question is whether \nbosonic systems if they show universal behaviour lead to novel universality classes. \nA hint to those might be the unusual density of states near zero energy that was \nfound in [LSZ06] or [GC02] and [GA04]. On physical grounds, one can expect the \ncommutation relations of bosons to have important effects at low frequencies, which \nfits to the observations of [GC02] and [GA05]. \nIn this thesis, we will develop and study a specific model, which is the next step \nafter the work of Lück, Sommers and Zirnbauer, [LSZ06], towards a more realistic \ndescription of a disordered system of bosonic degrees of freedom. As in [LSZ06], our \nmodel is still purely random, i.e. there is no limit of an underlying pure system and \nwe also stay with a model without global symmetries, such as time reversal or charge \nconjugation. But we turn from the homogeneous, zero-dimensional model to a spatially \nextended one and implement the physically important feature of locality. Furthermore, \nwe add an additional parameter to tune the number of modes per volume. In particular \nwe can hereby enforce a macroscopical number of zero modes. The goal is to study the \ndensity of states of the new model and therefore to develop an effective field theory. \nThroughout we will pay special attention to the region near zero frequency and watch \nout for unusual, possibly universal features.
NOTE: Text or symbols not renderable in plain ASCII are indicated by [...]. Abstract is included in .pdf document. We study the nature of various quantum phase transitions corresponding to the onset of superfluidity, at zero temperature, of bosons in a quenched medium. Particle-hole symmetry plays an essential role in determining the universality class of the transitions. To obtain a model with an exact particle-hole symmetry it is necessary to use the Josephson junction array Hamiltonian, which may include disorder in the Josephson couplings between phases at different sates. The functional integral formulation of this problem in d spatial dimensions yields a (d + 1)-dimensional classical XY-model with extended disorder, constant along the extra imaginary time dimension -- the so-called random rod problem. Particle-hole symmetry may then be broken by adding nonzero chemical potentials or site energies, which may also be site dependent and random. We may then distinguish three cases: (i) exact particle-hole symmetry, in which the site energies all vanish, (ii) statistical particle-hole symmetry in which the site energy distribution is symmetric about zero and hence vanishes on average, and (iii) complete absence of particle-hole symmetry in which the distribution is generic. We explore in each case the nature of the excitations in the nonsuperfluid Pose glass phase. We find, for example, that the compressibility, which has the interpretation of a temporal spin stiffness or superfluid density, is positive in cases (ii) and (iii), but that it vanishes with an essential singularity as full particle-hole symmetry is restored. We then focus on the critical point and discuss the validity of various scaling arguments. In particular, we argue that the dynamical exponent z could be different from d, and the arguments leading to their equality are incorrect. We then discuss the relevance of a type (ii) particle-hole symmetry breaking perturbation to the random rod critical behavior, identifying a nontrivial crossover exponent. This exponent cannot be calculated exactly but is argued to be positive and the symmetry breaking perturbation therefore relevant. We argue next that a perturbation of type (iii) is irrelevant to the resulting type (ii) critical behavior: the statistical symmetry is restored on large scales close to the critical point, and case (ii) therefore describes the dirty boson fixed point. Using various duality transformations we verify all of these ideas in one dimension. To study higher dimensions we attempt, with partial success, to generalize the Dorogovtsev-Cardy-Boyonovsky double epsilon expansion technique to this problem. We find that when the dimension of time [...] is sufficiently small the symmetry breaking perturbation of type (ii) is irrelevant, but that for sufficiently large [...] this is a relevant perturbation and a new stable commensurate fixed point appears. We speculate that this new fixed point becomes the dirty boson fixed point when [...] = 1. We also show that for [...], there exists a particle-hole asymmetric fixed point of type (iii), but we provide evidence that it merges with the commensurate fixed point for some finite [...]. This tends to confirm symmetry restoration at the physical [...] = 1.
We discuss excitations in nonrelativistic field theories with spontaneous breaking of a continuous global symmetry. It is known that in such systems there are two types of Goldstone bosons (Type A and Type B) whose dispersion law is generically linear or quadratic, respectively. We show that Type B Goldstone bosons may have gapped partners which we call almost-Goldstone bosons. With some nondegeneracy assumption about the low-energy effective action, the total number of Goldstone and almost-Goldstone bosons adds up to the number of broken symmetry generators. We propose that deviations of the dispersion law of Goldstone bosons from linearity at small momenta may serve as a signature of small breaking of time-reversal symmetry.
A Hamiltonian which is expressed as quadratic form of fermion or boson operators on the one-dimensional superlattice (closed chain) is considered. Each unit cell of the superlattice is composed of two subcells, which alternate along with the lattice. The quadratic terms of the Hamiltonian are restricted to operators associated with nearest-neighbour sites, so that the solution on each subcell can be obtained in closed form for any arbitrary number of sites. The elementary excitations of the system are obtained by using an extension of the site transfer matrix technique introduced by Barnas and Hillebrands in 1993. In view of the Hamiltonian considered, the most general quadratic form of creation and annihilation, the solution obtained can be applied to a large class of problems in superlattices, provided that they can be described by boson or fermion operators. This unified solution represents a generalization of the known solutions for particular systems obtained using special operator representations. An explicit application is presented for the spin-1/2 XY model in a transverse field, and for the isotropic model it is shown that the results are identical with the exact results recently obtained by the present authors using the Green function method.
We study the effects of generic short-ranged interactions on a system of two-dimensional (2D) Dirac fermions subject to a special kind of static disorder, often referred to as ``chiral.'' The noninteracting system is a member of the disorder class BDIBD\mathrm{I}BDI [M. R. Zirnbauer, J. Math. Phys. 37, 4986 (1996)]. It emerges, for example, as a low-energy description of a time-reversal invariant tight-binding model of spinless fermions on a honeycomb lattice, subject to random hopping, and possessing particle-hole symmetry. It is known that, in the absence of interactions, this disordered system is special in that it does not localize in 2D, but possesses extended states and a finite conductivity at zero energy, as well as a strongly divergent low-energy density of states. In the context of the hopping model, the short-range interactions that we consider are particle-hole symmetric density-density interactions. Using a perturbative one-loop renormalization group analysis, we show that the same mechanism responsible for the divergence of the density of states in the noninteracting system leads to an instability, in which the interactions are driven strongly relevant by the disorder. This result should be contrasted with the limit of clean Dirac fermions in 2D, which is stable against the inclusion of weak short-ranged interactions. Our work suggests a mechanism wherein a clean system, initially insensitive to interaction effects, can be made unstable to interactions upon the inclusion of weak static disorder. We dub this mechanism a ``disorder-driven Mott transition.'' Our result for 2D fermions also contrasts sharply with known results in one dimension, where a similar delocalized phase has been shown to be robust against the inclusion of weak interaction effects.