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arXiv:cond-mat/0202434 · Physical review. B, Condensed matter

Landau-Gutzwiller quasiparticles

Jörg Bünemann, Florian Gebhard, Rüdiger Thul

Published Feb 10, 2003• 51 citations
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Abstract

We define Landau quasiparticles within the Gutzwiller variational theory and derive their dispersion relation for general multiband Hubbard models in the limit of large spatial dimensions D. Thereby we reproduce our previous calculations which were based on a phenomenological effective single-particle Hamiltonian. For the one-band Hubbard model we calculate the first-order corrections in $1/D$ and find that the corrections to the quasiparticle dispersions are small in three dimensions. They may be largely absorbed in a rescaling of the total bandwidth, unless the system is close to half band filling. Therefore, the Gutzwiller theory in the limit of large dimensions provides quasiparticle bands which are suitable for a comparison with real, three-dimensional Fermi liquids.

DOI
10.1103/physrevb.67.075103

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We define Landau quasiparticles within the Gutzwiller variational theory and derive their dispersion relation for general multiband Hubbard models in the limit of large spatial dimensions D. Thereby we reproduce our previous calculations which were based on a phenomenological effective single-particle Hamiltonian. For the one-band Hubbard model we calculate the first-order corrections in 1/D1/D1/D and find that the corrections to the quasiparticle dispersions are small in three dimensions. They may be largely absorbed in a rescaling of the total bandwidth, unless the system is close to half band filling. Therefore, the Gutzwiller theory in the limit of large dimensions provides quasiparticle bands which are suitable for a comparison with real, three-dimensional Fermi liquids.
This work covers three lectures on Gutzwiller wave functions for correlated electron systems. In the first lecture, some basic ideas on model Hamiltonians and their motivation are outlined, Gutzwiller's variational approach to Landau Fermi-liquid theory is sketched, and, as a first application, the theory is applied to the one-band Hubbard model where the Brinkman–Rice metal-to-insulator transition is found. The second lecture is devoted to the perturbative calculation of expectation values. In this rather technical part the variational analog of Wick's theorem, Feynman diagrams, and the linked-cluster theorem are introduced. The important differences between the variational approach and the standard Green function technique are the absence of a time-dependence and the flexibility to select the expansion parameter of the variational perturbation theory. When this flexibility is used appropriately, not a single self-energy diagram must be calculated in the limit of large dimensions, i.e. in the limit of large lattice coordination number the expectation values can be evaluated exactly for general Hubbard-type models for all interaction strengths and band fillings. The third lecture covers the application of the theory to ferromagnetism of nickel. After a discussion of the nickel problem, multi-band Hubbard models and Gutzwiller wave functions are introduced and parameterized. The favourable comparison between the results from Gutzwiller theory and a large number of experiments shows that correlations play an important role in itinerant ferromagnets.
We introduce Gutzwiller wave functions for multiband models with general on-site Coulomb interactions. As these wave functions employ correlators for the exact atomic eigenstates, they are exact both in the noninteracting and atomic limits. We evaluate them in infinite lattice dimensions for all interaction strengths without any restrictions on the structure of the Hamiltonian or the symmetry of the ground state. The results for the ground-state energy allow us to derive an effective one-electron Hamiltonian for Landau quasiparticles, applicable for finite temperatures and frequencies within the Fermi-liquid regime. As applications for a two-band model we study the Brinkman-Rice metal-to-insulator transition at half-band-filling, and the transition to itinerant ferromagnetism for two specific fillings, at and close to a peak in the density of states of the noninteracting system. Our results significantly differ from those for earlier Gutzwiller wave functions where only density-type interactions were included. When the correct spin symmetries for the two-electron states are taken into account, the importance of the Hund's-rule exchange interaction is even more pronounced, and leads to paramagnetic metallic ground states with large local magnetic moments. Ferromagnetism requires fairly large interaction strengths, and the resulting ferromagnetic state is a strongly correlated metal.
We present a systematic formalism for the variational evaluation of ground-state properties of Hubbard-type models in finite dimensions d. The formalism starts from generalized Gutzwiller correlated wave functions, which are then studied in a systematic (1/d) expansion around the limit of high dimensions (d=\ensuremath{\infty}). The limit of d\ensuremath{\rightarrow}\ensuremath{\infty} has recently been introduced by Metzner and Vollhardt (MV) for itinerant lattice fermion systems. The approach, presented in this paper, is particularly efficient since results in d=\ensuremath{\infty} are obtained without having to calculate a single graph. Our results confirm the finding of MV that counting approximations in the spirit of the Gutzwiller approximation become exact in d=\ensuremath{\infty} for translationally invariant wave functions. This type of approximation is no longer exact for more complicated (e.g., antiferromagnetic) wave functions. In addition, we completely reproduce the results of the Kotliar-Ruckenstein path-integral approach to the Hubbard model. Performing a (1/d) expansion for the Gutzwiller wave function, we show that the lowest orders in (1/d) are sufficient to reproduce all numerical findings in d=2,3 quantitatively. We therefore conclude that the limit of d=\ensuremath{\infty} is a very fruitful starting point for the study of finite-dimensional systems. On the basis of our study we propose new variational wave functions for the numerical investigation of antiferromagnetism in the Hubbard, the t-J, and the spin-1/2 Heisenberg model. For the first two models we calculate in d=\ensuremath{\infty} only, for the Heisenberg model we also derive corrections up to order (1/d). To this order we obtain complete agreement with linear spin-wave theory. Since our trial state is based on a fermionic description of the Heisenberg model, we interpret this analytically determined wave function as Fermi sea of spin-1/2 quasiparticles (``spinons'').
Landau (1958) gave a rigorous microscopic derivation of his phenomenological Fermi -liquid theory starting from the first principles Hamiltonian of strongly interacting Fermions. The derivation is based on an asymptotic expansion in small parameters such as q/kF, bc.>/EF, kT/EF, where q and c.> represent the wave numbers and frequencies of real excitations of the system. Landau showed that the dynamics of these low-lying excitations (quasiparticles and collective modes) is governed by classical transport equations with all quantum many-body effects absorbed into effective interaction parameters. Landau's approach has been generalized to superfluid Fermi liquids and superconductors by Leggett (1965) and, going beyond linear response, by Eliashberg (1971). Their ideas merged into a recent review on the quasiclassical approach to superfluid 3 He by Serene and Rainer (1983). I will use the notation of this review throughout this paper. Landau's transport theory together with its offsprings will be called 'quasiclassical theory in the following. In this context it is important to mention that Eilenberger (1968) and Larkin and Ovchinnikov (1968) have shown that the complete theory of superconductors can be formulated as a quasiclassical transport theory. Surprisingly, this theory permits calculating microscopic properties, e.g. the quasiparticle excitation spectrum, which are predominantly governed by quantum effects.
We analyze the Mott transition in multiband Hubbard models with the inclusion of multiplet exchange splittings as it arises in infinite dimensions by using the generalized Gutzwiller wave function introduced by B\"unemann, Weber, and Gebhard [Phys. Rev. B 57, 6896 (1998)]. We also present an extension of that variational wave function to account for broken-symmetry solutions, which still allows an exact analytical treatment. Our analysis reveals some drawbacks of the variational wave function, which, in our opinion, imply that Gutzwiller-type wave functions do not properly characterize quasiparticles close to a Mott transition even in the limit of infinite dimensions.