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arXiv:cond-mat/0202046

Nonequilibrium dynamical mean-field theory of a strongly correlated system

Petra Schmidt, H. Monien

Published Feb 4, 2002• 23 citations
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Abstract

We present a generalized dynamical mean-field approach for the nonequilibrium physics of a strongly correlated system in the presence of a time-dependent external field. The Keldysh Green's function formalism is used to study the nonequilibrium problem. We derive a closed set of self-consistency equations in the case of a driving field with frequency Omega and wave vector q. We present numerical results for the local frequency-dependent Green's function and the self-energy for different values of the field amplitude in the case of a uniform external field using the iterated perturbation theory. In addition, an expression for the frequency-dependent optical conductivity of the Hubbard model with a driving external field is derived.

DOI
10.48550/arxiv.cond-mat/0202046

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We present a generalized dynamical mean-field approach for the nonequilibrium physics of a strongly correlated system in the presence of a time-dependent external field. The Keldysh Green's function formalism is used to study the nonequilibrium problem. We derive a closed set of self-consistency equations in the case of a driving field with frequency Omega and wave vector q. We present numerical results for the local frequency-dependent Green's function and the self-energy for different values of the field amplitude in the case of a uniform external field using the iterated perturbation theory. In addition, an expression for the frequency-dependent optical conductivity of the Hubbard model with a driving external field is derived.
The dynamical mean field theory is extended using the Keldysh Green's function formalism to study strongly correlated systems away from equilibrium. This technique has been applied to two different systems, whose insulating behavior is due to electronic correlation effects: excitonic insulators and Mott insulators. The real-time development of the electronic properties of excitonic insulators, such as the distribution function and the gap, after an ultrashort intense is studied. The appropriate self-consistency equations turned out to be matrix equations in frequency and Keldysh space. The self-consistency equations derived for the two-plane Hubbard model with a periodic time-dependent coupling between the two planes are matrix equations in energy sidebands due to quasi-energy conservation modulo the external frequency. Numerical results are shown for the local density of states and the nonequilibrium optical conductivity, both exhibiting a sideband structure, with the number and weight of the sidebands depending on the strength of the perpendicular coupling.
We study the dynamical magnetic susceptibility of a strongly correlated electronic system in the presence of a time-dependent hopping field, deriving a generalized Bethe-Salpeter equation that is valid also out of equilibrium. Focusing on the single-orbital Hubbard model within the time-dependent Hartree-Fock approximation, we solve the equation in the nonequilibrium adiabatic regime, obtaining a closed expression for the transverse magnetic susceptibility. From this, we provide a rigorous definition of nonequilibrium (time-dependent) magnon frequencies and exchange parameters, expressed in terms of nonequilibrium single-electron Green's functions and self-energies. In the particular case of equilibrium, we recover previously known results.
We present a review of our recent work in extending the successful dynamical mean-field theory from the equilibrium case to nonequilibrium cases. In particular, we focus on the problem of turning on a spatially uniform, but possibly time varying, electric field (neglecting all magnetic field effects). We show how to work with a manifestly gauge-invariant formalism, and compare numerical calculations from a transient-response formalism to different types of approximate treatments, including the semiclassical Boltzmann equation and perturbation theory in the interaction. In this review, we solve the nonequilibrium problem for the Falicov-Kimball model, which is the simplest many-body model and the easiest problem to illustrate the nonequilibrium behavior in both diffusive metals and Mott insulators. Due to space restrictions, we assume the reader already has some familiarity both with the Kadanoff-Baym-Keldysh nonequilibrium formalism and with equilibrium dynamical mean-field theory; we provide a guide to the literature where additional details can be found.
A numerical approach is presented that allows to compute nonequilibrium steady-state properties of strongly correlated quantum many-body systems. The method is imbedded in the Keldysh Green's function formalism and is based upon the idea of the variational cluster approach as far as the treatment of strong correlations is concerned. It appears that the variational aspect is crucial as it allows for a suitable optimization of a ``reference'' system to the nonequilibrium target state. The approach is neither perturbative in the many-body interaction nor in the field, that drives the system out of equilibrium, and it allows to study strong perturbations and nonlinear responses of systems in which also the correlated region is spatially extended. We apply the presented approach to nonlinear transport across a strongly correlated quantum wire described by the fermionic Hubbard model. We illustrate how the method bridges to cluster dynamical mean-field theory upon coupling two baths containing an increasing number of uncorrelated sites.
The self-energy functional theory (SFT) is generalized to describe the real-time dynamics of correlated lattice-fermion models far from thermal equilibrium. This is achieved by starting from a reformulation of the original equilibrium theory in terms of double-time Green's functions on the Keldysh-Matsubara contour. With the help of a generalized Luttinger-Ward functional, we construct a functional $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{\ensuremath{\Omega}}[\ensuremath{\Sigma}]$ which is stationary at the physical (nonequilibrium) self-energy $\ensuremath{\Sigma}$ and which yields the grand potential of the initial thermal state $\ensuremath{\Omega}$ at the physical point. Nonperturbative approximations can be defined by specifying a reference system that serves to generate trial self-energies. These self-energies are varied by varying the reference system's one-particle parameters on the Keldysh-Matsubara contour. In the case of thermal equilibrium, this approach reduces to the conventional SFT. Contrary to the equilibrium theory, however, ``unphysical'' variations, i.e., variations that are different on the upper and the lower branches of the Keldysh contour, must be considered to fix the time dependence of the optimal physical parameters via the variational principle. Functional derivatives in the nonequilibrium SFT Euler equation are carried out analytically to derive conditional equations for the variational parameters that are accessible to a numerical evaluation via a time-propagation scheme. Approximations constructed by means of the nonequilibrium SFT are shown to be inherently causal, internally consistent, and to respect macroscopic conservation laws resulting from gauge symmetries of the Hamiltonian. This comprises the nonequilibrium dynamical mean-field theory but also dynamical-impurity and variational-cluster approximations that are specified by reference systems with a finite number of degrees of freedom. In this way, nonperturbative and consistent approximations can be set up, the numerical evaluation of which is accessible to an exact-diagonalization approach.
We develop a nonequilibrium time-dependent functional theory of coupled interacting fields in terms of the Liouvillian quantum field dynamics. In this theory the expectation values of the appropriate field operators are treated as the functional variables. Thus, the formalism proposed here goes beyond the existing time-dependent density-functional method, in that we now have a mixed-state multivariable dynamical theory. A large class of condensed matter problems, with the given initial condition that the system be in thermodynamic equilibrium and subjected to time-dependent external forces, can now be examined. In particular, we formulate the self-consistent coupled equations for the electron, ion, and the electromagnetic fields. The above formalism provides a firm physical and mathematical basis for time-dependent dynamical simulation procedures such as those envisaged in the Car-Parrinello approach by replacing the fictitious Lagrangian by a precise action principle. The theory involves a certain functional representing the mutual interactions and correlations among these fields. In parallel with this, we also generalize the Baym \ensuremath{\Phi}-derivable method in many-body theory to investigate the class of problems mentioned above. This involves a functional of the exact one-particle Green functions. We compare the two methods and suggest the use of the latter in the former scheme as a way of going beyond the simple mean-field schemes. We illustrate the utility of the framework by citing a variety of illustrative examples.