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arXiv:cond-mat/0110516 · Physical Review Letters

Robustness of the Van Hove Scenario for High- Tc Superconductors

V. Yu. Irkhin, A. A. Katanin, Mikhail I. Katsnelson

Published Jul 24, 2002• 111 citations
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Abstract

The pinning of the Fermi level to the Van Hove singularity and the formation of flat bands in the two-dimensional $t\ensuremath{-}{t}^{\ensuremath{'}}$ Hubbard model is investigated by the renormalization group technique. The ``Van Hove'' scenario of non-Fermi-liquid behavior for high-${T}_{c}$ compounds can take place in a broad enough range of the hole concentrations. The results are in qualitative agreement with the recent angle-resolved photoemission spectroscopy data on $\mathrm{L}{\mathrm{a}}_{2}\mathrm{C}\mathrm{u}{\mathrm{O}}_{4}$.

DOI
10.1103/physrevlett.89.076401

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The pinning of the Fermi level to the Van Hove singularity and the formation of flat bands in the two-dimensional t\ensuremath−t\ensuremath′t\ensuremath{-}{t}^{\ensuremath{'}}t\ensuremath−t\ensuremath′ Hubbard model is investigated by the renormalization group technique. The ``Van Hove'' scenario of non-Fermi-liquid behavior for high-Tc{T}_{c}Tc​ compounds can take place in a broad enough range of the hole concentrations. The results are in qualitative agreement with the recent angle-resolved photoemission spectroscopy data on La2CuO4\mathrm{L}{\mathrm{a}}_{2}\mathrm{C}\mathrm{u}{\mathrm{O}}_{4}La2​CuO4​.
We study by means of renormalization group techniques the effect that on the two-dimensional electron liquid may have the van Hove singularities observed experimentally in the copper-oxide superconductors. We find significant deviations from Fermi liquid behavior, that lead to the appearance of an unstable fixed point in the renormalization group flow of the effective coupling constant. Besides the attenuation of electron quasiparticles already known on phenomenological grounds, our approach is able to explain the reduction in the dispersion of the band as well as the pinning of the Fermi level near the singularity, as observed in the photoemission experiments.
A quantum critical point is found in the phase diagram of the two-dimensional Hubbard model [Vidhyadhiraja et al., Phys. Rev. Lett. 102, 206407 (2009)]. It is due to the vanishing of the critical temperature associated with a phase-separation transition, and it separates the non-Fermi-liquid region from the Fermi liquid. Near the quantum critical point, the pairing is enhanced since the real part of the bare ddd-wave pairing susceptibility exhibits an algebraic divergence with decreasing temperature, replacing the logarithmic divergence found in a Fermi liquid [Yang et al., Phys. Rev. Lett. 106, 047004 (2011)]. In this paper, we explore the single-particle and transport properties near the quantum critical point using high-quality estimates of the self-energy obtained by direct analytic continuation of the self-energy from the continuous-time quantum Monte Carlo method. We focus mainly on a van Hove singularity coming from the relatively flat dispersion that crosses the Fermi level near the quantum critical filling. The flat part of the dispersion orthogonal to the antinodal direction remains pinned near the Fermi level for a range of doping that increases when we include a negative next-near-neighbor hopping ${t}^{\ensuremath{'}}$ in the model. For comparison, we calculate the bare ddd-wave pairing susceptibility for noninteracting models with the usual two-dimensional tight-binding dispersion and a hypothetical quartic dispersion. We find that neither model yields a van Hove singularity that completely describes the critical algebraic behavior of the bare ddd-wave pairing susceptibility found in the numerical data. The resistivity, thermal conductivity, thermopower, and the Wiedemann-Franz law are examined in the Fermi liquid, marginal Fermi liquid, and pseudogap doping regions. A negative next-near-neighbor hopping ${t}^{\ensuremath{'}}$ increases the doping region with marginal Fermi liquid character. Both TTT and negative ${t}^{\ensuremath{'}}$ are relevant variables for the quantum critical point, and both the transport and the displacement of the van Hove singularity with filling suggest that they are qualitatively similar in their effect.
We examine the effects of a van Hove singularity (vHs) in the density of states (DOS) of a two dimensional, t−t′−Ut-t'-Ut−t′−U Hubbard model within the local approximation. Within our approximation the non-interacting Fermi surface is always retained away from half-filling; and we find that the vHs in the DOS survives, and for hole doping is nearly "pinned" to the Fermi level due to the enhancement of the effective mass, m∗m^*m∗. We discuss the electron-hole asymmetry of this phenomena and its relevance to the electron and hole doped cuprates. At optimal (hole) doping, with the Fermi level at the vHs, we find that the single particle damping rate ΓΓΓ, and the resistivity ρdcρ_{dc}ρdc​, scale as TTT for moderately low temperatures (T≳100T \gtrsim 100T≳100K), while for the electron doped system ΓΓΓ and ρdc∼T2ρ_{dc} \sim T^2ρdc​∼T2.
The proximity of the Fermi surface to van Hove singularities drastically enhances interaction effects and leads to essentially new physics. In this work we address the formation of flat bands ("Fermi condensation") within the Hubbard model on the triangular lattice and provide a detailed analysis from an analytical and numerical perspective. To describe the effect we consider both weak-coupling and strong-coupling approaches, namely the renormalization group and dual fermion methods. It is shown that the band flattening is driven by correlations and is well pronounced even at sufficiently high temperatures, of the order of 0.1-0.2 of the hopping parameter. The effect can therefore be probed in experiments with ultracold fermions in optical lattices.
Quasiparticle bands of the two-dimensional Hubbard model are calculated using the Roth two-pole approximation to the one-particle Green's function. Excellent agreement is obtained with recent Monte Carlo calculations, including an anomalous volume of the Fermi surface near half-filling, which can possibly be explained in terms of a breakdown of Fermi liquid theory. The calculated bands are very flat around the (\ensuremath{\pi},0) points of the Brillouin zone in agreement with photoemission measurements of cuprate superconductors. With doping there is a shift in spectral weight from the upper band to the lower band. The Roth method is extended to deal with superconductivity within a four-pole approximation allowing electron-hole mixing. It is shown that triplet p-wave pairing never occurs. A self-consistent solution with singlet ${\mathit{d}}_{{\mathit{x}}^{2}\mathrm{\ensuremath{-}}{\mathit{y}}^{2}}$-wave pairing is found and optimal doping occurs when the van Hove singularity, corresponding to the flat band part, lies at the Fermi level. Nearest-neighbor antiferromagnetic correlations play an important role in flattening the bands near the Fermi level and in favoring superconductivity. However, the mechanism for superconductivity is a local one, in contrast to spin-fluctuation exchange models. For reasonable values of the hopping parameter the transition temperature Tc{\mathit{T}}_{\mathit{c}}Tc​ is in the range 10--100 K. The optimum doping ${\mathrm{\ensuremath{\delta}}}_{\mathit{c}}$ lies between 0.14 and 0.25, depending on the ratio U/t. The gap equation has a BCS-like form and 2${\mathrm{\ensuremath{\Delta}}}_{\mathrm{max}}$/kTc{\mathit{kT}}_{\mathit{c}}kTc​\ensuremath{\simeq}4.
The $t\ensuremath{-}{t}^{\ensuremath{'}}$ Hubbard model for the Fermi level near the van Hove singularity is considered within the renormalization group and parquet approaches. Interplay of ferromagnetic, antiferromagnetic, and superconducting channels is investigated, and the phase diagram of the model is constructed. In comparison with previous approaches, the account of ferromagnetic fluctuations suppresses superconducting pairing and, vice versa, the influence of the Cooper channel decreases the Curie temperature, so that the Stoner criterion is inapplicable even qualitatively.