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arXiv:cond-mat/0108012 · Physical review. B, Condensed matter

Many-body diagrammatic expansion for the exchange-correlation kernel in time-dependent density functional theory

I. V. Tokatly, Ralf Stubner, Oleg Pankratov

Published Feb 27, 2002• 24 citations
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Abstract

A diagrammatic expansion for the dynamic exchange-correlation kernel ${f}_{\mathrm{xc}}$ of time-dependent density functional theory is formulated. It is shown that ${f}_{\mathrm{xc}}$ has no singularities at Kohn-Sham transition energies in every order of the perturbation theory. However, it may diverge with the system size in extended systems. This signifies that any approximate perturbative substitute for ${f}_{\mathrm{xc}}$ requires a consistent perturbative treatment of the response function to avoid uncontrollable errors in the many-body corrections to excitations energies.

DOI
10.1103/physrevb.65.113107

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This chapter presents various techniques from many-body theory to construct time-dependent exchange-correlation (xc) functionals. The first section introduces a perturbation theory along the so-called adiabatic connection. This leads to a perturbative expansion of the xc potential, with exact exchange representing the lowest order. The following section introduces nonequilibrium Green's functions along the Keldysh contour. A Keldysh action principle is formulated which yields a formally exact representation of the time-dependent xc potential. As an alternative, the xc potential is expressed through the so-called Sham-Schlüter equation. The third section establishes a connection between the xc kernels of time-dependent density-functional theory in linear response and many-body perturbation theory. A diagrammatic expansion of the xc kernel is given. Finally, an expression for the xc kernel is derived starting from the Bethe-Salpeter equation. This xc kernel gives excellent agreement with experimental optical absorption spectra of insulators, including excitonic features.

Oxford University Press eBooks•Dec 22, 2011•0 citations
A diagrammatic expansion for the dynamic exchange-correlation kernel fxc{f}_{\mathrm{xc}}fxc​ of time-dependent density functional theory is formulated. It is shown that fxc{f}_{\mathrm{xc}}fxc​ has no singularities at Kohn-Sham transition energies in every order of the perturbation theory. However, it may diverge with the system size in extended systems. This signifies that any approximate perturbative substitute for fxc{f}_{\mathrm{xc}}fxc​ requires a consistent perturbative treatment of the response function to avoid uncontrollable errors in the many-body corrections to excitations energies.
The density-functional theory (DFT) is one of the most important ab initio methods for calculating properties of many-body systems. The success of DFT is based on the Kohn-Sham (KS) method and the approximations for the exchange-correlation (xc) effects. These approximations are well understood. However, DFT is first and foremost a theory for the ground state. It is very difficult to obtain properties of excited states. The time-dependent density-functional theory (TDDFT) can overcome this restriction and in the linear-response regime can give access to the properties of excited states. However, the xc effects, which are contained in the xc kernel f_xc , have to be approximated. The approximations for f_xc are not well understood up to now. Green-functions-based conventional many-body theory (MBT) is an alternative approach to the many-body problem. Especially when combined with diagrammatic techniques, MBT allows to derive physically motivated approximations. This work investigates the use of diagrammatic techniques from MBT for TDDFT . The aim of the investigations is to contribute to the development, testing, and understanding of the approximations involved in the time-dependent case. It is shown that it is possible to expand the xc kernel in a diagrammatic series. Explicit diagrammatic rules for constructing f_xc in any order of the perturbation theory are given. The derived diagrammatic rules enable us to study the analytic properties of f_xc. It is shown that f_xc is finite at KS excitation energies in every order of the perturbation theory. If this were not the case, finite-order approximations to f_xc would not give sensible results for the kernel which plays the role of a mass operator connecting the KS density--density response function with the exact density--density response function. However, there is one important difference between f_xc and the self-energy, the latter playing the role of the mass operator connecting free and exact Green function. This becomes apparent when the perturbative expansion for f_xc is used to calculate the correction to the KS excitation energies. This correction is obtained up to the second-order with respect to the interaction and with respect to one- and two-particle irreducible elements. It is shown that if a perturbative approximation for f_xc is used, the correction to the KS excitation energies has to be calculated using a consistent approach based on the same order of perturbation theory for both quantities. One of the most promising applications of TDDFT in the linear response regime is the calculation of electronic excitation spectra of solids, where TDDFT could replace the computationally expensive solution of the BSE , which is normally used for describing the excitonic correlations. It is shown that the xc kernel can be separated into a quasiparticle and a excitonic part in an exact and unambiguous way. The diagrammatic rules derived for f_xc apply to these parts separately. This allows us to express the excitonic part in terms of the three-point function, for which an integral equation is derived. This integral equation is similar to the BSE and gives the exact translation of the BSE into the TDDFT language. There exists the possibility of cancellation effects in the kernel of the integral equation. If these effects are effective, a first-order approximation to the excitonic f_xc is sufficient. The cancellation effects in the equation for Lambda are explicitly studied for a two-band model semiconductor. Using a general short-range interaction between the quasiparticles (QPs) all relevant equations are solved analytically. It is shown that the cancellation is most effective directly at the band-gap energy. Consequently, the first-order and the exact excitonic f_xc are very similar close to the band-gap energy for all interaction strengths. For a weak interaction the first-order approximation to the excitonic f_xc describes the different excitonic correlations in the density©density response function very well. Qualitatively similar results are found when the QPs interact via the long-ranged Coulomb interaction.
Time-dependent density-functional theory is a rather accurate and efficient way to compute electronic excitations for finite systems. However, in the macroscopic limit (systems of increasing size), for the usual adiabatic random-phase, local-density, or generalized-gradient approximations, one recovers the Kohn-Sham independent-particle picture, and thus the incorrect band gap. To clarify this trend, we investigate the macroscopic limit of the exchange-correlation kernel in such approximations by means of an algebraical analysis complemented with numerical studies of a one-dimensional tight-binding model. We link the failure to shift the Kohn-Sham spectrum of these approximate kernels to the fact that the corresponding operators in the transition space act only on a finite subspace.
The interacting and the Kohn-Sham static density-density response functions for different one-dimensional two-electron singlet systems are reconstructed numerically. From their inverse we obtain the exact static exchange-correlation kernel. This quantity represents the adiabatically exact approximation of the frequency-dependent exchange-correlation kernel that is crucial for time-dependent linear density-response theory. We investigate its performance for nonlocal perturbations and analyze its sum rule properties. We also compute the adiabatically exact transition energies that follow from the static kernel within linear-response theory.
The Kohn-Sham equations are derived from the diagrammatic structure of many-body perturbation theory for the exact exchange-correlation energy, Exc{E}_{\mathrm{xc}}Exc​, without explicit recourse to a minimum or extremal principle, thus providing new support for this implementation of density-functional theory in a most common situation. Furthermore, it is shown that for a large class of approximate expressions for Exc{E}_{\mathrm{xc}}Exc​, there exist approximate Kohn-Sham equations which give the same density and energy as other means of calculation within the same diagrammatic approximation.
This chapter presents various techniques from many-body theory to construct time-dependent exchange-correlation (xc) functionals. The first section introduces a perturbation theory along the so-called adiabatic connection. This leads to a perturbative expansion of the xc potential, with exact exchange representing the lowest order. The following section introduces nonequilibrium Green's functions along the Keldysh contour. A Keldysh action principle is formulated which yields a formally exact representation of the time-dependent xc potential. As an alternative, the xc potential is expressed through the so-called Sham-Schlüter equation. The third section establishes a connection between the xc kernels of time-dependent density-functional theory in linear response and many-body perturbation theory. A diagrammatic expansion of the xc kernel is given. Finally, an expression for the xc kernel is derived starting from the Bethe-Salpeter equation. This xc kernel gives excellent agreement with experimental optical absorption spectra of insulators, including excitonic features.