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arXiv:cond-mat/0010432 · Physical Review A

Demonstration of initial-state dependence in time-dependent density-functional theory

Neepa T. Maitra, Kieron Burke

Published Mar 5, 2001• 72 citations
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Abstract

Time-dependent density functionals depend in principle on the initial state of a system, but this is ignored in functional approximations presently in use. For one electron, it is shown that there is no initial-state dependence: for any density, only one initial state produces a well-behaved potential. For two noninteracting electrons with the same spin in one dimension, an initial potential that makes an alternative initial wave function evolve with the same density and current as a ground state is calculated. This potential is well-behaved, and can be made arbitrarily different from the original potential.

DOI
10.1103/physreva.63.042501

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Exact time-dependent density functionals remember both the entire history of the density and the initial wave function. We show that the two effects are intimately related, and all history dependence can be written as initial-state dependence, including that of the exchange-correlation kernel. For states that can be evolved from a ground state, all initial-state dependence is a dependence on a pseudo-prehistory, providing a route to excited-state densities from time-dependent density functional theory.

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It has been known for some time that the exchange-correlation potential in time-dependent density functional theory is an intrinsically nonlocal functional of the density as soon as one goes beyond the adiabatic approximation. In this paper we show that a much more severe nonlocality problem, with a completely different physical origin, plagues the exchange-correlation potentials in time-dependent spin density functional theory. We show how the use of the spin current density as the basic variable solves this problem, and we provide an explicit local expression for the exchange-correlation fields as functionals of the spin currents.

arXiv:cond-mat/0209250•Sep 10, 2002•0 citations
Time-dependent density functionals depend in principle on the initial state of a system, but this is ignored in functional approximations presently in use. For one electron, it is shown that there is no initial-state dependence: for any density, only one initial state produces a well-behaved potential. For two noninteracting electrons with the same spin in one dimension, an initial potential that makes an alternative initial wave function evolve with the same density and current as a ground state is calculated. This potential is well-behaved, and can be made arbitrarily different from the original potential.
Exact time-dependent density functionals remember both the entire history of the density and the initial wave function. We show that the two effects are intimately related, and all history dependence can be written as initial-state dependence, including that of the exchange-correlation kernel. For states that can be evolved from a ground state, all initial-state dependence is a dependence on a pseudo-prehistory, providing a route to excited-state densities from time-dependent density functional theory.
In a recent paper, Maitra and Burke [Phys. Rev. A 63, 042501 (2001); 64, 039901(E) (2001)] have given an interesting and instructive example that illustrates a specific feature of the time-dependent density-functional theory---the dependence of the reconstructed time-dependent potential not only on the electron density, but also on the initial state of the system. However, a concise form of its presentation by these authors is insufficient to reveal all its peculiarities. Our paper represents a very detailed study of this valuable example, intended to facilitate a better understanding and appreciation.
Under reasonable assumptions the time-dependent particle density $n(\stackrel{P\vec}{r},t)$ and the current density $\stackrel{P\vec}{j}(\stackrel{P\vec}{r},t)$ of a many-particle system that evolves under the action of external scalar and vector potentials $V(\stackrel{P\vec}{r},t)$ and $\stackrel{P\vec}{A}(\stackrel{P\vec}{r},t)$ and is initially in the quantum state $\ensuremath{\mid}\ensuremath{\psi}(0)⟩$ can be reproduced in another many-particle system with a different two-particle interaction, subjected to external potentials ${V}^{\ensuremath{'}}(\stackrel{P\vec}{r},t)$ and ${\stackrel{P\vec}{A}}^{\ensuremath{'}}(\stackrel{P\vec}{r},t)$ and starting from an initial state $\ensuremath{\mid}{\ensuremath{\psi}}^{\ensuremath{'}}(0)⟩$, which yields the same density and current as $\ensuremath{\mid}\ensuremath{\psi}(0)⟩$. Here we show that given the initial state of this other many-particle system, the potentials ${V}^{\ensuremath{'}}(\stackrel{P\vec}{r},t)$ and ${\stackrel{P\vec}{A}}^{\ensuremath{'}}(\stackrel{P\vec}{r},t)$, if they exist, are uniquely determined up to gauge transformations that do not alter the initial state. As a special case, we obtain a simpler proof of the Runge-Gross theorem for time-dependent current density functional theory. This theorem provides a formal basis for the application of time-dependent current density functional theory to transport problems.
This thesis is devoted to the formulation and implications of the time-dependent density functional theory (TDDFT). The work is divided into two main parts. In the first part we develop rigorous theorems for the density-potential mapping in quantum many-body systems on a lattice. We prove the uniqueness of the TDDFT map and demonstrate that a given density is v-representable if the initial many-body state and the density satisfy certain well defined conditions. In particular, we show that for a system evolving from its ground state any density with a continuous second time derivative is v-representable. Then the lattice TDDFT formulation is extended to cover system of interacting lattice electrons strongly coupled to cavity photons.We prove that under some mathematical conditions the electron-photon wave function is a unique functional of the electronic density and the expectation value of the photonic coordinate. Then we further generalize the ground state v representability theorem to include the ground state of a general lattice electron-photon Hamiltonian.
Since the early days of quantum mechanics, the wave function theory has proven to be very successful in describing many different quantum processes and phenomena. However, in many problems of quantum chemistry and solid-state physics, where the dimensionality of the systems studied is relatively high, ab initio calculations of the structure of atoms, molecules, clusters, and crystals, and their interactions are very often prohibitive. Hence, alternative formulations based on the direct use of the probability density, gathered under what is generally known as the density matrix theory [1], were also developed since the very beginning of the new mechanics. The independent electron approximation or Thomas-Fermi model, and the Hartree and Hartree-Fock approaches are former statistical models developed in that direction [2]. These models can be considered direct predecessors of the more recent density functional theory (DFT) [3], whose principles were established by Hohenberg, Kohn, and Sham [4,5] in the mid-1960s. According to this theory, the fundamental physical information about a many-body system is provided by single-particle densities in a three-dimensional space, which are obtained variationally within a time-independent framework. When compared with other previous formalisms, DFT presents two clear advantages: (1) it is able to treat many-body problems in a sufficiently accurate way and (2) it is computationally simple. This explains why it is one of the most widely used theories to deal with electronic structure-the electronic ground-state energy as a function of the position of the atomic nuclei determines molecular structures and solids, providing at the same time the forces acting on the atomic nuclei when they are not at their equilibrium positions. At present, DFT is used routinely to solve many problems in gas phase and condensed matter. Furthermore, it has made possible the development of accurate molecular dynamics schemes in which the forces are evaluated quantum mechanically ‘‘on the fly.’’ Nonetheless, DFT is a fundamental tool provided the systems studied are relatively large; for small systems, standard methods based on the use of the wave function render quite accurate results [6]. Moreover, it is also worth stressing that all practical applications of DFT rely on essentially uncontrolled approximations [7] (e.g., the local density approximation [4,5], the local spin-density approximation, or generalized gradient approximations [8]), and therefore the validity of DFT is conditioned to its capability to provide fairly good values of the experimental data.
It has been known for some time that the exchange-correlation potential in time-dependent density functional theory is an intrinsically nonlocal functional of the density as soon as one goes beyond the adiabatic approximation. In this paper we show that a much more severe nonlocality problem, with a completely different physical origin, plagues the exchange-correlation potentials in time-dependent spin density functional theory. We show how the use of the spin current density as the basic variable solves this problem, and we provide an explicit local expression for the exchange-correlation fields as functionals of the spin currents.