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Theory of the scattering operator

J. M. Jauch

Published May 2, 1958• 45 citations
Publisher

Abstract

In this paper we give a complete theory of the scattering operator on a rigorous mathematical foundation for a certain class of quantum mechanical systems called, 'simple scattering systems'. These systems are characterized by three properties formulated in Section 3. The relation of these properties to the physical content of scattering is explained. We then proceed to define the wave operator and the scattering operator and prove their existence with mathematically rigorous methods. No assumptions are needed regarding the occurrence of bound states and the location of their energy with respect to the continuum region of the total energy operator. In Section 4 we demonstrate the existence of a certain integral representation of the scattering operator which has often been used as a starting point of the iteration approximation. Certain general properties of scattering systems are obtained in Section 5. This leads to necessary conditions for systems to be scattering systems as well as to a new definition of the scattering operator. The paper concludes with a derivation of the scattering cross-section from the scattering operator. The improvement of this derivation over the older ones sonsists in the special care employed for stating the assumptions which must go into such a derivation and the avoidence of improper functions or other artificial devices.

DOI
10.5169/seals-112905

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The mathematical theory of the scattering operator is developed for the general scattering systems involving an arbitrary number of channels. It includes as a special case the theory for 'simple scattering systems' given in an earlier paper. The scattering system is defined as a quantum mechanical system which satisfies certain asymptotic and completeness conditions given in Section 4. The existence of the S-operator as well as its unitary property is then a rigorous mathematical consequence of this property. A crucial step in these deductions is the orthogonality theorem for the left projections of the wave operators which is proved in Section 5. In the last Section 7, we discuss the various ways of introducing the 'in' and 'out'-operators and their relation to the S-operator.

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In this paper we give a complete theory of the scattering operator on a rigorous mathematical foundation for a certain class of quantum mechanical systems called, 'simple scattering systems'. These systems are characterized by three properties formulated in Section 3. The relation of these properties to the physical content of scattering is explained. We then proceed to define the wave operator and the scattering operator and prove their existence with mathematically rigorous methods. No assumptions are needed regarding the occurrence of bound states and the location of their energy with respect to the continuum region of the total energy operator. In Section 4 we demonstrate the existence of a certain integral representation of the scattering operator which has often been used as a starting point of the iteration approximation. Certain general properties of scattering systems are obtained in Section 5. This leads to necessary conditions for systems to be scattering systems as well as to a new definition of the scattering operator. The paper concludes with a derivation of the scattering cross-section from the scattering operator. The improvement of this derivation over the older ones sonsists in the special care employed for stating the assumptions which must go into such a derivation and the avoidence of improper functions or other artificial devices.
The mathematical theory of the scattering operator is developed for the general scattering systems involving an arbitrary number of channels. It includes as a special case the theory for 'simple scattering systems' given in an earlier paper. The scattering system is defined as a quantum mechanical system which satisfies certain asymptotic and completeness conditions given in Section 4. The existence of the S-operator as well as its unitary property is then a rigorous mathematical consequence of this property. A crucial step in these deductions is the orthogonality theorem for the left projections of the wave operators which is proved in Section 5. In the last Section 7, we discuss the various ways of introducing the 'in' and 'out'-operators and their relation to the S-operator.
The purpose of this paper is threefold: to provide a mathematically rigorous formulation of the quantum-mechanical scattering problem from the time-independent point of view as has been done by Jauch from the time-dependent point of view, to establish a union between the two formulations, and to investigate the necessity of the asymptotic condition which occurs as a postulate in the time-dependent formulation. The formulation of the problem depends only on the ``total'' and ``free'' Hamiltonian operators. Under the conditions necessary for the time-dependent formulation, the wave operators defined by the asymptotic limits provide a unique solution of this problem. The possibility that solutions can exist when the asymptotic conditions are not valid is investigated by defining wave operators by an integral representation. The conditions sufficient for these to provide a unique solution are shown to be possibly weaker than the asymptotic conditions; there may be a class of Hamiltonian operators for which such solutions exist but for which the asymptotic limits do not. An explicit characterization of such a set of Hamiltonian operators is not achieved, but this question of the necessity of the asymptotic condition has been reduced to a specific mathematical problem. It is hoped that this paper will find a reader who is able to carry the mathematical investigation further.
After a fairly rigorous mathematical formulation of quantum mechanics based on transformation theory by Dirac in which he cast Heisenberg’s matrix mechanics and Schrodinger’s wave mechanics on a common operator theoretic setting and successfully explained their equivalence, it was John Von Neumann in monumental treatise “Mathematical foundations of quantum mechanics” who proved the spectral theorem for all self adjoint operators in an infinite dimensional Hilbert space and thereby cast the masterly work of Dirac “The principles of quantum mechanics“ in a way that even pure mathematicians were able to understand. Dirac in his book had also indicated the work of Jordan and Heisenberg on quantum scattering theory but without the modern method of wave operators. Lippmann and Schwinger gave a more rigorous discussion of scattering theory via the introduction of free particle states and scattered states. Actually, free particle states are not square integrable and hence cannot strictly be termed as states. However by the use of wave operators the equations of Lippmann and Schwinger could be made rigorous using the setting of the continuous spectrum of a self-adjoint opearator introduced by Von Neumann, Crucial to this development is the notion of the domain of definition of an unbounded operator. This leads to the fact that the wave operators that appear in scattering theory are not defined on all vectors but usually on those vectors that belong to the continuous spectrum of the free particle Hamiltonian. Today scattering theory is a well developed subject and the interested reader can get a good grasp of this subject from the books 1 Tosio Kato, “Perturbation theory for linear operators”, Springer. 2 Werner O. Amrein, “Hilbert space methods in quantum mechanics”, CRC press, 2012.
The most important physical aspects of quantum mechanics are interactions in bound systems and predictions relevant to particle scatterings. A special accent is placed upon the foundation of quantum scattering theory from the first principles of physics, without resorting to any free parameters. Such a complete theory, which is autonomously and consistently devised on a rigorous mathematical basis, represents a genuine modern candidate for a powerful predictor of real events in experiments. For modern scattering theory, the following two principal questions emerge: the existence and completeness of the Moller wave operators. They directly imply the unitarity of the S-matrix and the correctness of the boundary conditions. Such a general and versatile methodological concept largely surpasses the frames of scattering theory.
The aim of this thesis is to present a reasonable account of some of the applications that functional analysis, or more specifically operator theory, has in the theory of quantum scattering. We begin by introducing the physical scattering experiment as well as establishing the standard framework for discussing quantum theory, that of a Hilbert space. This leads to a discussion of the properties of operators acting in a Hilbert space and the role played by unbounded selfadjoint operators in quantum physics. We also spend some time discussing the position, momentum and energy operators which are of most relevance here. This in turn leads logically to the problem of formulating the scattering problem mathematically using these operators. The stationary equations of scattering theory are also rigorously derived and their suitability for two-body scattering problems is proven. We show that this analysis does not extend to three-body scattering problems, and introduce the Faddeev formulation for three-body systems to supplement the theory. This thesis concludes with a brief overview of how our scattering equations can be modified to take into account effects such as particle spin and identical particles, before discussing an example of a three-body scattering problem (incorporating these features) and deriving a mathematically satisfactory set of equations which are amenable to numerical solution.
Scattering theory studies the behaviour of (quantum) systems over time and length scales which are very large, compared with the time or length that are characteristic of the interaction which affects them. The chapter begins with an outline of the basic problems of scattering theory, i.e. the existence of scattering states, their uniqueness, weak asymptotic completeness the existence of the scattering transformation, S , the reduction of S due to symmetries, the analyticity of S , asymptotic completeness and the existence of wave operators. After considering the Schrödinger equation for stationary states, the integral equation for scattering problems is derived and studied. The Born approximation and the Born series are presented, and the conditions which ensure convergence of the Born series are also discussed. Further topics are partial wave expansion, its convergence and the uniqueness of the solution satisfying the asymptotic condition, the Levinson theorem. Lastly, in the first part of the chapter, scattering theory from singular potentials is introduced, with emphasis on the polydromy of the wave function, following early work in the literature, and the general problems in the theory of resonances are studied. In the second part, we examine in detail a separable potential model, the occurrence of bound states in the completeness relationship, an excitable potential model and the unitarity of the Möller wave operator. Lastly, we study the survival amplitude associated with quantum decay transitions. Aims and problems of scattering theory Scattering theory is the branch of physics that is concerned with interacting systems on a scale of time and/or distance that is large compared with the scale of the interaction itself, and it provides the most powerful tool for studying the microscopic nature of the world.