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Cambridge University Press eBooks

The magnetic instability of the Fermi system

Eduardo Fradkin

Published Feb 28, 2013• 0 citations
Publisher

Abstract

The Hubbard model was originally introduced as the simplest system which may exhibit an insulating (Mott) state. This state is the result of strong electron–electron interactions. In this chapter we consider the Hubbard model at half-filling. The main goal here is the study of the magnetic properties of its ground state. Apart from an exact solution in one dimension, no exact results are available for this problem. This leads to the use of several approximations. The most popular one, and the oldest, is the mean-field theory (MFT). In the MFT one has the bias that the ground state does have some sort of magnetic order (i.e. ferromagnetic, Néel antiferromagnetic, etc.). The problem is then usually solved by means of a variational ansatz. However, one is usually interested in more than just the ground-state energy, which, after all, is not directly measurable and depends very sensitively on the properties at short distances. Most often we wish to evaluate the long-distance, low-frequency, properties of the correlation and response functions of this theory. Moreover, in some cases, such as in one dimension, the fluctuations overwhelm the MFT predictions. In this chapter we will consider the standard MFT (i.e. Hartree–Fock), which is expected to become accurate at weak coupling. We will consider both ferromagnetic and antiferromagnetic states. We will also rederive these results using path integrals. As a byproduct, we will also have a theory of the fluctuations: the non-linear sigma model.

DOI
10.1017/cbo9781139015509.005

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Physical review. B, Condensed matter•Mar 1, 1996•16 citations
The Hubbard model was originally introduced as the simplest system which may exhibit an insulating (Mott) state. This state is the result of strong electron–electron interactions. In this chapter we consider the Hubbard model at half-filling. The main goal here is the study of the magnetic properties of its ground state. Apart from an exact solution in one dimension, no exact results are available for this problem. This leads to the use of several approximations. The most popular one, and the oldest, is the mean-field theory (MFT). In the MFT one has the bias that the ground state does have some sort of magnetic order (i.e. ferromagnetic, Néel antiferromagnetic, etc.). The problem is then usually solved by means of a variational ansatz. However, one is usually interested in more than just the ground-state energy, which, after all, is not directly measurable and depends very sensitively on the properties at short distances. Most often we wish to evaluate the long-distance, low-frequency, properties of the correlation and response functions of this theory. Moreover, in some cases, such as in one dimension, the fluctuations overwhelm the MFT predictions. In this chapter we will consider the standard MFT (i.e. Hartree–Fock), which is expected to become accurate at weak coupling. We will consider both ferromagnetic and antiferromagnetic states. We will also rederive these results using path integrals. As a byproduct, we will also have a theory of the fluctuations: the non-linear sigma model.
The Hubbard model has been widely used to describe magnetism due to itinerant electrons. However, except for the one-dimensional case, no exact solution of the model exists. We have studied the two-dimensional Hubbard model on a square lattice using a Monte Carlo simulation technique. Simulations were performed on lattices of up to 8×8 in spatial size. We will discuss results for thermodynamic properties and correlation functions as a function of temperature and interaction strength. For the half-filled band case, our results indicate that the system exhibits long-range antiferromagnetic order in the ground state for any nonzero interaction, although substantially reduced from the classical Néel state due to both charge and spin fluctuations. For the non-half-filled band case, our results suggest that no long-range magnetic order exists. We also don’t find any indication of short-ranged ferromagnetic correlations in the parameter range studied. We have also studied the predictions of various approximate treatments for this model, particularly the static approximation and the coherent potential approximation (CPA). By comparison with the Monte Carlo results, we discuss the validity of these schemes. Finally, we discuss the effect of changing the band structure on the magnetic properties of the system.
We supplement (and critically overview) the existing extensive analysis of antiferromagnetic solution for the Hubbard model with a detailed discussion of two specific features, namely (i) the evolution of the magnetic (Slater) gap (here renormalized by the electronic correlations) into the Mott-Hubbard or atomic gap, and (ii) a rather weak renormalization of the effective mass by the correlations in the half-filled-band case, which contrasts with that for the paramagnetic case. The mass remains strongly enhanced in the non-half-filled-band case. We also stress the difference between magnetic and non-magnetic contributions to the gap. These results are discussed within the slave boson approach in the saddle-point approximation, in which there appears a non-linear staggered molecular field due to the electronic correlations that leads to the appearance of the magnetic gap. They reproduce correctly the ground-state energy in the limit of strong correlations. A brief comparison with the solution in the limit of infinite dimensions and the corresponding situation in the doubly-degenerate-band case with one electron per atom is also made. 1 1
In this thesis we consider a variational wave function approach as a possible route to describe the competition between disorder and strong electron-electron interaction in two dimensions. In particular we aim to obtain a transparent and physically intuitive understanding of the competition between these two localizing forces within the simplest model where they both are active, namely the disordered Hubbard model at half filling and in a square lattice. Our approach is based on an approximate form of the ground-state wave function, which we believe contains the physically relevant ingredients for a correct description of both the Mott and the Anderson insulators, where electrons are localized by the Coulomb repulsion and by disorder, respectively. For strongly interacting fermionic systems, a standard variational wave function is constructed by a correlation term acting on a Slater determinant, the latter being an uncorrelated metallic state. Previous variational calculations showed that a long-range density-density correlation factor, so called Jastrow factor, is needed to correctly describe the Mott insulator [9]. This term, which is collective by definition, correlates spatially charge uctuations, thus preventing their free motion that would otherwise imply metallic conductance. For this reason, our variational wave function does include such a term. Anderson localization is instead mostly a matter of single-particle wave functions, hence it pertains to the uncorrelated Slater determinant which the Jastrow factor acts onto. We consider both the case in which we enforce paramagnetism in the wave function and the case in which we allow for magnetic ordering. Summarizing briefly our results, we find that, when the variational wave function is forced to be paramagnetic, the Anderson insulator to Mott insulator transition is continuous. This transition can be captured by studying several quantities. In particular, a novel one that we have identified and that is easily accessible variationally is the disconnected density-density fluctuation at long wavelength, defined by lim where ^nq is the Fourier transform of the charge density at momentum q, (...) denotes quantum average at fixed disorder and the overbar represents the average over disorder configurations. We find that Ndisc q!0 is everywhere finite in the Anderson insulator and vanishes critically at the Mott transition, staying zero in the Mott insulator. When magnetism is allowed and the hopping only connects nearest neighbor sites, upon increasing interaction the paramagnetic Anderson insulator first turns antiferromagnetic and finally the magnetic and compressible Anderson insulator gives way to an incompressible antiferromagnetic Mott insulator. The optimized uncorrelated Slater determinant is always found to be the eigenstate of a disordered non-interacting effective Hamiltonian, which suggests that the model is never metallic. Finally, when magnetism is frustrated by a next to nearest neighbor hopping, the overall sequence of phases does not change. However, the paramagnetic to magnetic transition within the Anderson insulator basin of stability turns first order. Indeed, within the magnetically ordered phase, we find many almost degenerate paramagnetic states with well defined local moments. This is suggestive of an emerging glassy behavior when the competition between disorder and strong correlation is maximum.
We have studied the two-dimensional Hubbard model on a square lattice with nearest-neighbor hopping. We first discuss the properties of the model within the mean-field approximation: Because of the form of the band structure, some peculiar features are found. We then discuss the simulation algorithm used and compare simulation results with exact results for 6-site chains to test the reliability of the approach. We present results for thermodynamic properties and correlation functions for lattices up to 8\ifmmode\times\else\texttimes\fi{}8 in spatial size. The system is found to be an antiferromagnetic insulator for all values of the coupling constant at zero temperature in the half-filled-band case, but the long-range order is much smaller than predicted by mean-field theory. We perform a finite-size-scaling analysis to determine the character of the transition at zero coupling. For non-half-filled-band cases, our results suggest that the system is always paramagnetic, in contradiction with Hartree-Fock predictions. The system does not show tendency to ferromagnetism nor triplet superconductivity in the parameter range studied. We also discuss some properties of the attractive Hubbard model in the half-filled-band case.
The Hubbard model is a `highly oversimplified model' for electrons in a solid which interact with each other through extremely short-ranged repulsive (Coulomb) interaction. The Hamiltonian of the Hubbard model consists of two parts: which describes quantum mechanical hopping of electrons, and which describes non-linear repulsive interaction. Either or alone is easy to analyse, and does not favour any specific order. But their sum is believed to exhibit various non-trivial phenomena including metal-insulator transition, antiferromagnetism, ferrimagnetism, ferromagnetism, Tomonaga-Luttinger liquid, and superconductivity. It is believed that we can find various interesting `universality classes' of strongly interacting electron systems by studying the idealized Hubbard model. In the present article we review some mathematically rigorous results relating to the Hubbard model which shed light on the `physics' of this fascinating model. We mainly concentrate on the magnetic properties of the model in its ground states. We discuss the Lieb-Mattis theorem on the absence of ferromagnetism in one dimension, Koma-Tasaki bounds on the decay of correlations at finite temperatures in two dimensions, the Yamanaka-Oshikawa-Affleck theorem on low-lying excitations in one dimension, Lieb's important theorem for the half-filled model on a bipartite lattice, Kubo-Kishi bounds on the charge and superconducting susceptibilities of half-filled models at finite temperatures, and three rigorous examples of saturated ferromagnetism due to Nagaoka, Mielke, and Tasaki. We have tried to make the article accessible to non-experts by giving basic definitions and describing elementary materials in detail.
We present an approach to the magnetic properties of the half-filled Hubbard model, based on an approximate mapping of its low-energy transverse spin excitations on to those of an effective underlying Heisenberg model, but with effective spin interactions which are self-consistently determined and not confined solely to nearest-neighbor couplings. The mapping is exact in strong-coupling and is found to be accurate over a very wide range of interaction strengths, down to weak coupling. At zero temperature, it permits ready evaluation at finite U of the one-loop effects of zero-point spin fluctuations on, e.g., the sublattice magnetization. At finite temperatures, thermodynamic properties of the system in the thermal paramagnet are studied via a physically transparent Onsager reaction field approach, which amounts to a self-consistent treatment of paramagnetic spin correlations. This is central not only in recovering the correct dimensionality dependence of antiferromagnetic long-ranged order, but also for the d=3 case of primary interest here yields a N\'eel temperature in close agreement with known strong- and weak-coupling limits. Spin correlation functions and magnetic susceptibilities also show very good agreement with quantum Monte Carlo calculations over an appreciable temperature range in which the low-lying transverse spin excitations are thermally dominant. \textcopyright{} 1996 The American Physical Society.