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Pairing, paramagnetism and prethermalization in strongly correlated low-dimensional quantum systems

Neil J. Robinson

Published Jan 1, 2014• 0 citations
Publisher

Abstract

Quasi-one-dimensional quantum models are ideal for theoretically exploring the physical phenomena associated with strong correlations. In this thesis we study three examples where strong correlations play an important role in the static or dynamic properties of the system. Firstly, we examine the behaviour of a doped fermionic two-leg ladder in which umklapp interactions are present. Such interactions arise at special band fillings and can be induced by the formation of charge density wave order in an array of two-leg ladders with long-range (three-dimensional) interactions. For the umklapp which arises from the half-filling of one of the bands, we show that the low-energy theory has a number of phases, including a strong coupling regime in which the dominant fluctuations are superconducting in nature. These superconducting fluctuations carry a finite wave vector – they are the one-dimensional analogue of Fulde-Ferrell-Larkin-Ovchinnikov superconductivity. In a second example, we consider a quantum spin model which captures the essential one-dimensional physics of CoNb2O6, a quasi-one-dimensional Ising ferromagnet. Motivated by high-resolution inelastic neutron scattering experiments, we calculate the dynamical structure in the paramagnetic phase and show that a small misalignment of the transverse field can lead to quasi-particle breakdown – a surprising broadening in the single particle mode observed in experiment. Finally, we study the out-of-equilibrium dynamics of a model with tuneable integrability breaking. When integrability is broken by the presence of weak interactions, we show that the system relaxes to a non-thermal state on intermediate time scales, the so-called “prethermalization plateau”. We describe the approximately stationary behaviour in this regime by constructing a generalised Gibbs ensemble with charges deformed to leading order in perturbation theory. Expectation values of these charges are time-independent, but interestingly the charges do not commute with the Hamiltonian to leading order in perturbation theory. Increasing the strength of the integrability breaking interactions leads to behaviour compatible with thermalisation. In each case we use a combination of perturbative analytical calculations and non-perturbative numerical computations to study the problem at hand.

DOI
10.5287/ora-jxyenkpzx

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This dissertation discussed four low-dimensional systems: Hubbard ladder and its 2D extension, anisotropic Hubbard ladder, one-dimensional two-orbital t-J model, and Kondo model. All of them are of strongly correlated. Doped cuprates, as strongly correlated systems, have attracted a lot of attention in the condensed matter physics community, not just from the purely theoretical perspective, but also due to the novel applications beyond the conventional semiconductor paradigm. They display complicated phase diagram, defying the conventional rigid band theory, shaking our common sense and driving us to wrestle with many-body physics. With the aid of advanced experimental techniques such as ARPES, its various exotic electronic structure, such as waterfalls, hole pockets, Fermi arcs and kinks have been unveiled and remain open to interpretation. To attack such complicated problems, people usually build various models to mimic the CuO2 planes, which is the common feature of various cuprate compounds and is believed to be mainly responsible for their complicated properties, especially the high temperature superconductivity. In Chapter 3, we simulated the spectral properties of the 2- leg single-band Hubbard ladder and its 2-dimensional extension at and away from half-lling using the numerical tool: the combination of Cluster Perturbation Theory (CPT) with the time-dependent density matrix renormalization group method (tDMRG) as a solver. The main features of the spectrum can be described with a mean-eld dispersion, with kinks and pseudogap traced back to scattering between spin and charge degrees of freedom. As a bonus, we nd that the spectrum of hubbard ladder involves spin-polaron, the bound state of spinon and holon. Interacting one-dimensional electron systems generically behave dierent from higher dimensional systems in the sense that its low-energy excitations are described by Luttinger liquid theory as collective bosonic modes carrying spin and charge separately, the so-called spinons and holons, rather than the coherent quasi-particles in Fermi liquid theory. This phenomenon is known as spin-charge separation, an intrinsic property of 1D system. It can be thought of as a particular case of electron fractionalization. When multiple 1D chains get coupled, how the picture changes? In Chapter 4, we study the spectral function of the anisotropic 2-leg Hubbard ladder, one of the simplest multiple-chain systems. The spectrum can be understood as the scattering resultants of spinon and holons: As the inter-chain hopping is increased, the continuum in the bonding channel moves to higher energies and spinon and holon branches merge into a single coherent quasi-particle band. Simultaneously, the spectrum undergoes a crossover from a regime with two minima at incommensurate values of kx (a Mott insulator), to one with a single minimum at kx = (a band insulator). In addition, the spectrum contains a continuum of scattering states consisting of a triplon and a polaron, accompanied by the formation of bound states with higher spin 3 2 , ferromagnetic \spin bags" in which the hole can move freely. To analyze the formation of quasi-particle, we study the time-evolution of charge and spin degrees of freedom in real space after a hole is injected, which indicates that incoherent holons and spinons can emerge into polarons, that can propagate coherently, after a characterstic time . Multiorbital systems can involve Mott and Hund physics, and are rich in various phenomena, including orbital selective Mott transitions, spin-orbital separations, and pairing density wave due to the complex interplay between spin, charge and orbital degrees of freedom. 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As a bonus, we can identify \projected natural orbitals" that can be used as a \good" approximate wavefunctions for simulations, and a quasi-order parameter that determines the crossover from weak to strong coupling regimes and furthermore oers the means to measure the Kondo screening length K. This screening length might be used to characterize the \size" of the Kondo cloud.

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arXiv:1302.5836•Jan 1, 2013•5 citations
Quasi-one-dimensional quantum models are ideal for theoretically exploring the physical phenomena associated with strong correlations. In this thesis we study three examples where strong correlations play an important role in the static or dynamic properties of the system. Firstly, we examine the behaviour of a doped fermionic two-leg ladder in which umklapp interactions are present. Such interactions arise at special band fillings and can be induced by the formation of charge density wave order in an array of two-leg ladders with long-range (three-dimensional) interactions. For the umklapp which arises from the half-filling of one of the bands, we show that the low-energy theory has a number of phases, including a strong coupling regime in which the dominant fluctuations are superconducting in nature. These superconducting fluctuations carry a finite wave vector – they are the one-dimensional analogue of Fulde-Ferrell-Larkin-Ovchinnikov superconductivity. In a second example, we consider a quantum spin model which captures the essential one-dimensional physics of CoNb2O6, a quasi-one-dimensional Ising ferromagnet. Motivated by high-resolution inelastic neutron scattering experiments, we calculate the dynamical structure in the paramagnetic phase and show that a small misalignment of the transverse field can lead to quasi-particle breakdown – a surprising broadening in the single particle mode observed in experiment. Finally, we study the out-of-equilibrium dynamics of a model with tuneable integrability breaking. When integrability is broken by the presence of weak interactions, we show that the system relaxes to a non-thermal state on intermediate time scales, the so-called “prethermalization plateau”. We describe the approximately stationary behaviour in this regime by constructing a generalised Gibbs ensemble with charges deformed to leading order in perturbation theory. Expectation values of these charges are time-independent, but interestingly the charges do not commute with the Hamiltonian to leading order in perturbation theory. Increasing the strength of the integrability breaking interactions leads to behaviour compatible with thermalisation. In each case we use a combination of perturbative analytical calculations and non-perturbative numerical computations to study the problem at hand.
This dissertation discussed four low-dimensional systems: Hubbard ladder and its 2D extension, anisotropic Hubbard ladder, one-dimensional two-orbital t-J model, and Kondo model. All of them are of strongly correlated. Doped cuprates, as strongly correlated systems, have attracted a lot of attention in the condensed matter physics community, not just from the purely theoretical perspective, but also due to the novel applications beyond the conventional semiconductor paradigm. They display complicated phase diagram, defying the conventional rigid band theory, shaking our common sense and driving us to wrestle with many-body physics. With the aid of advanced experimental techniques such as ARPES, its various exotic electronic structure, such as waterfalls, hole pockets, Fermi arcs and kinks have been unveiled and remain open to interpretation. To attack such complicated problems, people usually build various models to mimic the CuO2 planes, which is the common feature of various cuprate compounds and is believed to be mainly responsible for their complicated properties, especially the high temperature superconductivity. In Chapter 3, we simulated the spectral properties of the 2- leg single-band Hubbard ladder and its 2-dimensional extension at and away from half-lling using the numerical tool: the combination of Cluster Perturbation Theory (CPT) with the time-dependent density matrix renormalization group method (tDMRG) as a solver. The main features of the spectrum can be described with a mean-eld dispersion, with kinks and pseudogap traced back to scattering between spin and charge degrees of freedom. As a bonus, we nd that the spectrum of hubbard ladder involves spin-polaron, the bound state of spinon and holon. Interacting one-dimensional electron systems generically behave dierent from higher dimensional systems in the sense that its low-energy excitations are described by Luttinger liquid theory as collective bosonic modes carrying spin and charge separately, the so-called spinons and holons, rather than the coherent quasi-particles in Fermi liquid theory. This phenomenon is known as spin-charge separation, an intrinsic property of 1D system. It can be thought of as a particular case of electron fractionalization. When multiple 1D chains get coupled, how the picture changes? In Chapter 4, we study the spectral function of the anisotropic 2-leg Hubbard ladder, one of the simplest multiple-chain systems. The spectrum can be understood as the scattering resultants of spinon and holons: As the inter-chain hopping is increased, the continuum in the bonding channel moves to higher energies and spinon and holon branches merge into a single coherent quasi-particle band. Simultaneously, the spectrum undergoes a crossover from a regime with two minima at incommensurate values of kx (a Mott insulator), to one with a single minimum at kx = (a band insulator). In addition, the spectrum contains a continuum of scattering states consisting of a triplon and a polaron, accompanied by the formation of bound states with higher spin 3 2 , ferromagnetic \spin bags" in which the hole can move freely. To analyze the formation of quasi-particle, we study the time-evolution of charge and spin degrees of freedom in real space after a hole is injected, which indicates that incoherent holons and spinons can emerge into polarons, that can propagate coherently, after a characterstic time . Multiorbital systems can involve Mott and Hund physics, and are rich in various phenomena, including orbital selective Mott transitions, spin-orbital separations, and pairing density wave due to the complex interplay between spin, charge and orbital degrees of freedom. Therefore, it can capture many unique features in real strongly correlated systems, such as iron pnictides and ruthenates, and thus attract a lot of investigations. In Chapter 5, we comprehensively study a one-dimensional two-orbital model at and below quarter lling, which realizes a number of unconventional phases, by means of DMRG and some analytical calculations. In particular, we nd that the system supports an extensive density wave in which excitons quasicondense with nite center-of-mass momentum. In this phase, excitons behave as hardcore bosons without charge order. In addition, excitons can pair to form biexcitons in a state that is close to a charge density wave instability. Finally, a genuine orbital-selective paired state (metallic plus spin-gapped superconductor) can be realized when pairing dominates over the interorbital repulsion. Kondo problem, as one of the most studied and best understood correlated systems, has been studied by various techniques, but the internal structure of its ground state has two deeply con icting pictures: At strong coupling limit, the system is essentially composed of a scattering center, which is a tightly bound singlet formed by the impurity and a localized electron at r0, and the remaining conduction electrons that are decoupled to the impurity and remain almost \free". At weak enough couplings, the singlet extends to the entire volume and the impurity will couple mostly to one electron at the Fermi level. In chapter 6, we provide a coherent picture to unveil the puzzle in the context of quantum information theory by deconstructing the Kondo singlet, both in real and energy space, and measuring the spin correlations between the impurity and the invididual free electron eigenstate based on two dierent measures. As a bonus, we can identify \projected natural orbitals" that can be used as a \good" approximate wavefunctions for simulations, and a quasi-order parameter that determines the crossover from weak to strong coupling regimes and furthermore oers the means to measure the Kondo screening length K. This screening length might be used to characterize the \size" of the Kondo cloud.
In the first part of the present Thesis, the ground state (GS) properties of the quasi-one-dimensional AB₂ Hubbard model are investigated taking the effects of charge and spin quantum fluctuations on equal footing. Using a functional integral approach, combined with a perturbative expansion in the strong-coupling regime, we obtain the Lagrangian density associated with the charge (Grassmann fields) and spin [SU(2) gauge fields] degrees of freedom. In the strong-coupling regime, we derive a perturbative low-energy theory suitable to describe the ferrimagnetic phase at half filling and the phases in the hole-doped regime. At half filling, a perturbative spin-wave analysis allows us to find the GS energy, sublattice magnetizations, and total spin per unit cell in the Lieb ferrimagnetic GS of the effective quantum Heisenberg model, in very good agreement with previous results. In the challenging hole doping regime away from half filling, we derive the corresponding t-J Hamiltonian. Under the assumption that charge and spin quantum correlations are decoupled, the evolution of the second-order spin-wave modes in the doped regime unveils the occurrence of spatially modulated spin structures and the emergence of phase separation in the presence of resonatingvalence-bond (RVB) states. We also calculate the doping-dependent GS energy and total spin per unit cell, including both Zeeman and orbital contributions, in which case it is shown that the spiral ferrimagnetic order collapses at a critical hole concentration. Notably, our analytical results in the doped regime are in very good agreement with density matrix renormalization group (DMRG) studies, where our assumption of spin-charge decoupling is numerically supported by the formation of charge-density waves in anti-phase with the modulation of the magnetic structure. In the second part, motivated by analogy with photonic lattices, we examine the edge states of a one-dimensional trimer lattice in the phases with and without inversion symmetry protection. In contrast to the Su-Schrieffer-Heeger model, we show that the edge states in the inversion-symmetry broken phase of the trimer model turn out to be chiral, i.e., instead of appearing in pairs localized at opposite edges they can appear at a single edge. Interestingly, these chiral edge states remain robust to large amounts of disorder. In addition, we use the Zak phase to characterize the emergence of degenerate edge states in the inversion-symmetric phase of the trimer model. Furthermore, we capture the essentials of the whole family of trimers through a mapping onto the commensurate off-diagonal Aubry-André-Harper model, which allows us to establish a direct connection between chiral edge modes in the two models, including the calculation of Chern numbers.We thus suggest that the chiral edge modes of the trimer lattice have a topological origin inherited from this effective mapping. Also, we find a nontrivial connection between the topological phase transition point in the trimer lattice and the one in its associated two-dimensional parent system, in agreement with results in the context of Thouless pumping in photonic lattices.
We consider time evolution in models close to integrable points with hidden symmetries that generate infinitely many local conservation laws that do not commute with one another. The system is expected to (locally) relax to a thermal ensemble if integrability is broken, or to a so-called generalised Gibbs ensemble if unbroken. In some circumstances expectation values exhibit quasi-stationary behaviour long before their typical relaxation time. For integrability-breaking perturbations, these are also called pre-thermalisation plateaux, and emerge e.g. in the strong coupling limit of the Bose–Hubbard model. As a result of the hidden symmetries, quasi-stationarity appears also in integrable models, for example in the Ising limit of the XXZ model. We investigate a weak coupling limit, identify a time window in which the effects of the perturbations become significant and solve the time evolution through a mean-field mapping. As an explicit example we study the XYZ spin- chain with additional perturbations that break integrability. One of the most intriguing results of the analysis is the appearance of persistent oscillatory behaviour. To unravel its origin, we study in detail a toy model: the transverse-field Ising chain with an additional nonlocal interaction proportional to the square of the transverse spin per unit length (2013 Phys. Rev. Lett . 111 197203). Despite being nonlocal, this belongs to a class of models that emerge as intermediate steps of the mean-field mapping and shares many dynamical properties with the weakly interacting models under consideration.
In this thesis we study three examples of interacting many-body systems undergoing a non equilibrium time evolution. Firstly we consider the time evolution in an integrable system: the sine-Gordon field theory in the repulsive regime. We will focus on the one point function of the semi-local vertex operator eiβφ(x)/2 on a specific class of initial states. By analytical means we show that the expectation value considered decays exponentially to zero at late times and we determine the decay time. The method employed is based on a form-factor expansion and uses the "Representative Eigenstate Approach" of Ref. [73] (a.k.a. "Quench Action"). In a second example we study the time evolution in models close to "special" integrable points characterised by hidden symmetries generating infinitely many local conservation laws that do not commute with one another, in addition to the infinite commuting family implied by integrability. We observe that both in the case where the perturbation breaks the integrability and when it breaks only the additional symmetries maintaining integrability, the local observables show a crossover behaviour from an initial to a final quasi stationary plateau. We investigate a weak coupling limit, identify a time window in which the effects of the perturbations become significant and solve the time evolution through a mean-field mapping. As an explicit example we study the XYZ spin-1/2 chain with additional perturbations that break integrability. Finally, we study the effects of integrability breaking perturbations on the non-equilibrium evolution of more general many-particle quantum systems, where the unperturbed integrable model is generic. We focus on a class of spinless fermion models with weak interactions. We employ equation of motion techniques that can be viewed as generalisations of quantum Boltzmann equations. We benchmark our method against time dependent density matrix renormalisation group computations and find it to be very accurate as long as interactions are weak. For small integrability breaking, we observe robust prethermalisation plateaux for local observables on all accessible time scales. Increasing the strength of the integrability breaking term induces a "drift" away from the prethermalisation plateaux towards thermal behaviour. We identify a time scale characterising this crossover.
Materials with strongly correlated electrons show a multitude of unconventional phenomena, such as superconductivity or magnetism, that cannot be explained in a single-particle picture and necessitate to take many-body effects into account. A route to explain the origin of these phenomena consists in constructing effective models for these materials that are then solved, often using numerical techniques. Paradigmatic models for two different classes of strongly correlated electron systems are investigated in this thesis: The Hubbard model is a paradigmatic model to describe the Mott metal-insulator transition (MIT) and the Kondo lattice model describes the low-energy physics in heavy fermion compounds. Both models are analyzed numerically using different variations of a quantum cluster technique, the variational cluster approximation (VCA). The first part focuses on the MIT, as it is investigated experimentally in quasi-two-dimensional charge-transfer salts. Its nature and associated universality class are still heavily discussed and both experiments and theoretical approaches come to different conclusions. In this thesis, the Mott transition is investigated on an anisotropic two-dimensional Hubbard model at half-filling. By using a control parameter, which induces this anisotropy, strong evidence for Mott quantum criticality is found in weakly coupled Hubbard chains. The results at zero temperature show that the second-order critical end point Tc of the interaction-driven metal-insulator transition can be tuned down to zero at strong anisotropy. Further results for the antiferromagnetic phase suggest a similar picture and motivate adding the anisotropy as a new axis in the phase diagram to account for a low-temperature critical end point of the Mott transition. The second part of this thesis focuses on unconventional phases that emerge in a paradigmatic model for heavy fermion systems, the Kondo lattice model. Using the VCA, the two-dimensional Kondo lattice model is investigated in the paramagnetic phase as well as in phases with broken symmetry. An antiferromagnetic phase at weak coupling and a phase with Kondo-singlet formation at strong coupling are analyzed. Within the antiferromagnetically ordered region, two phases with different Fermi-surface topology, which are separated by a discontinuous transition, are identified. The model is also tested for s-wave superconductivity as found recently using dynamical mean-field theory, but no indications for robust local pairing are seen within VCA. Instead, nodal d-wave superconductivity is found and analyzed in a large range of couplings and electron fillings, and its interplay with antiferromagnetic order at weak coupling is discussed. This motivates further studies on extended models that might allow for a close comparison with experiments on heavy fermion systems. Understanding the formation of unconventional phases in strongly correlated electron systems is not only of fundamental interest, but it is also essential for designing new functional materials. Although the results of approximate cluster techniques have to be handled with care, the new aspects presented in this thesis pave the way for further investigations in this direction.
In this PhD thesis we investigate some properties of one-dimensional quantum systems, focusing on two important aspects of integrable models: Their entanglement properties at equilibrium and their dynamical correlators after a quantum quench. The first part of the thesis will therefore be devoted to the study of the entanglement entropy in one-dimensional integrable systems, with a special focus on the XYZ spin-1/2 chain, which, in addition to being integrable, is also an interacting theory with non perturbative solutions. We derive its bipartite Renyi entropies in the thermodynamic limit and its behaviour in different phases and for different values of the mass-gap is analysed, both analytically and numerically. In particular it is worth mentioning that the numerical analysis of the entropies of the XYZ model presented in this dissertation has never been published in literature. In the second part of the thesis we study the dynamics of correlators after a quantum quench, preparing the system in a squeezed coherent initial state. The emphasis will be on the Transverse Field Ising Chain and the O(3) non-linear sigma model, the latter studied by means of the semi-classical theory, the former by a form-factor approach. Moreover in the last chapter we outline a general result about the dynamics of correlation functions of local observables after a quantum quench. In particular we show that if there are not long-range interactions in the final Hamiltonian, then the dynamics of the model at long times (non equal- time correlations) is described by the same statistical ensemble that describes its statical properties (equal-time correlations). For the Transverse Field Ising Chain this result means that its dynamics is described by a Generalized Gibbs Ensemble.