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A Fock-space inequality and the Laughlin spectral gap

OpenAI

Published Oct 6, 2026• 0 citations
Publisher

Abstract

We prove the spherical fermionic Laughlin spectral-gap conjecture for the full V1 interaction. With coefficient one for each pair projector, the gap above the Laughlin state at filling 1/3 on the round sphere is at least 1/25 for all sufficiently large systems. More generally, H_Q^2\ge\gamma H_Q for some fixed \gamma\gt 1/25 on the entire lowest-Landau-level Fock space for all sufficiently large flux Q, independently of particle number.

DOI
10.83295/agn3-aq7t

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We prove the spherical fermionic Laughlin spectral-gap conjecture for the full V1 interaction. With coefficient one for each pair projector, the gap above the Laughlin state at filling 1/3 on the round sphere is at least 1/25 for all sufficiently large systems. More generally, H_Q^2\ge\gamma H_Q for some fixed \gamma\gt 1/25 on the entire lowest-Landau-level Fock space for all sufficiently large flux Q, independently of particle number.
A recent preprint by OpenAI resolved the spherical fermionic Laughlin spectral-gap conjecture for the full V1V_1V1​ interaction by a Fock-space inequality: HQ2≥γHQH_Q^2\ge γH_QHQ2​≥γHQ​ on the lowest-Landau-level Fock space for all large flux QQQ and every γγγ below 0.0461673…0.0461673\ldots0.0461673…, so that the gap above the Laughlin state at filling 1/31/31/3 is at least 1/251/251/25. That proof, with its original constant, has also been formalized in Lean. We show that the same argument supports a much larger constant. Two sharper estimates, a product-twirl bound for the three-body tail and a staircase price for the four-body allowance, raise the constant above 0.06010.06010.0601 without changing the original certificate. Treating the auxiliary operators as the variables of a semidefinite program (SDP) and enlarging the finite set of orbital modes on which they act then gives HQ2≥γHQH_Q^2\geγH_QHQ2​≥γHQ​ for every γ<γ∗=0.2190037845063196…γ<γ_*=0.2190037845063196\ldotsγ<γ∗​=0.2190037845063196…, certified by exact rational arithmetic. Consequently the gap above the Laughlin state is at least 1/51/51/5 for all sufficiently large spheres, and the untruncated planar V1V_1V1​ Hamiltonian has positive spectrum bounded below by γ∗γ_*γ∗​, uniformly in particle number and angular momentum. A heuristic extrapolation of the SDP optima suggests that auxiliary operators of the present form can give at most about 0.2220.2220.222, while exact diagonalization of finite systems places the true gap near 0.40.40.4. A larger family of auxiliary operators could push the bound further towards the true gap, and the SDP formulation makes such families easy to test. The proof of the improvement and the SDP search were completed by the AI model Claude Opus 5.5 (Anthropic) under the author's direction.
We prove that the fermionic Laughlin V1 Hamiltonian at filling 1/3 on expanding round spheres retains a unique ground state and a uniform spectral gap under sufficiently weak bounded real scalar one-body potentials projected to the lowest Landau level. With coefficient one for each pair projector and Laughlin flux q=3(N-1), the gap and perturbation threshold are uniform for all sufficiently large particle numbers and all potential profiles of supremum norm at most one. The result uses the uniform unperturbed Fock-space gap and gives existential constants.
We develop a bootstrap approach to deriving lower bounds on the spectral gap of the first Haldane pseudopotential Hamiltonian on the sphere with NΦN_ΦNΦ​ flux quanta for arbitrary NΦN_ΦNΦ​, including in the thermodynamic limit NΦ→∞N_Φ\to \inftyNΦ​→∞. This method can in principle be generalized to pseudopotentials describing other model wavefunctions such as the Moore--Read state or Read--Rezayi sequence. Our approach is based on Knabe's observation that if HHH is a Hamiltonian with ground state energy zero then the spectral gap is at least ε>0ε> 0ε>0 if and only if H2⪰εHH^2 \succeq εHH2⪰εH. To show this inequality, we split H2H^2H2 into two parts, one that can be analytically bounded and another that can be bounded using a finite semidefinite program (SDP). Crucially, the size of this program is determined only by cutoff parameters, and the program depends on NΦN_ΦNΦ​ only parametrically, allowing us to obtain numerically exact (up to solver precision) lower bounds on the gap. In order to turn these numerical bounds into mathematically rigorous results, we introduce an algorithm that can produce nearly-optimal exact interior feasible points for large rational SDPs even if the affine constraints are highly redundant and ill-conditioned. We additionally provide an algorithm that establishes the rank stability of the SDP in the NΦ→∞N_Φ\to \inftyNΦ​→∞ limit, which is needed to certify the bound in the thermodynamic limit. Beyond establishing a Laughlin gap greater than 1/1001/1001/100 in the thermodynamic limit and revealing a potential method for deriving spectral gap lower bounds for other pseudopotentials, our work provides a general method for turning numerical SDP bounds into rigorous mathematical proofs, which may have wide applicability. In particular, this work demonstrates that bootstrap methods can be used to rigorously resolve major open problems in quantum many-body physics.
New trial wave functions corresponding to half filling quantum Hall states are proposed. These wave functions are constructed by first pairing up the quasielectrons of the 1/3 Laughlin quantum Hall state, with the same relative angular momentum for each pair, and then making the paired quasielectrons condense into a 1/4 Laughlin state. The quasiparticle excitations of the proposed wave functions carry ±1/4\pm1/4±1/4 of electron charge, and obey Abelian fractional statistics. In the spherical geometry, the total flux quanta NϕN_ϕNϕ​ is shown to be related to the number of electrons NNN by Nϕ=2N−(5−q)N_ϕ = 2N-(5-q)Nϕ​=2N−(5−q) with qqq being the relative angular momentum between the quasielectrons in each pair which takes values of non-negative even integers. The overlaps are calculated between the proposed trial wave functions, including the ground state, quasiexciton states, and quasihole states, and the exact states of the finite size systems at Nϕ=2N−3N_ϕ = 2N-3Nϕ​=2N−3. The near unity overlaps are obtained in the lowest Landau level, while the moderate overlaps are obtained in the second Landau level. The relevance of the wave functions to the yet to be discovered fractional quantum Hall effect in the lowest Landau level, as well as the 5/2 quantum Hall effect is also discussed.
The most robust fractional quantum Hall states occur in the lowest Landau level at filling factors, 1/3 and 1/5. Such states are very well described by Laughlin's wave function. In this work, we have succeeded in calculating exactly the one-particle density function of the Laughlin states for some finite systems of particles in a disk geometry. The exact results we provide are not only important for the Laughlin states, but also for the general field of numerical calculations because they can serve as benchmarks to test the accuracy of various approaches, numerical schemes and computational methods used in studies of strongly correlated electronic systems.
Motivated by the structure of the quasiparticle wavefunction in the composite fermion (CF) theory for fractional quantum Hall filling factor [Formula: see text] (m odd), I consider a suitable quasiparticle operator in differential form, as a modified form of Laughlin's quasiparticle operator, that reproduces quasiparticle wave function as predicted in the CF theory, without a priori assumption of the presence of CFs. I further consider the conjugate of this operator as quasihole operator for obtaining a novel quasihole wave function for 1/m state. Each of these wave functions is interpreted as expelling an electron into a different Hilbert subspace from the original Hilbert space of the Laughlin condensate while still maintaining its correlation (although changed) with the electrons in the condensate such that the expelled electron behaves as a CF with respect to the electrons in the condensate. With this interpretation, I show that the ground state wavefunctions for general states at filling fractions [Formula: see text], respectively, can be constructed as coherent superposition of n coupled Laughlin condensates and their 'conjugates', formed at different Hilbert subspaces. The corresponding wave functions, specially surprising for [Formula: see text] sequence of states, are identical with those proposed in the theory of noninteracting CFs. The states which were considered as fractional quantum Hall effect of interacting CFs, can also be treated in the same footing as for the prominent sequences of states describing as the coupled condensates among which one is a non-Laughlin condensate in a different Hilbert subspace. Further, I predict that the half filling of the lowest Landau level is a quantum critical point for phase transition between two topologically distinct phases each corresponding to a family of states: one consists of large number of coupled Laughlin condensates of filling factor 1/3 and the other corresponds to large number of coupled conjugate Laughlin condensates of filling factor 1, which may be distinguished, respectively, by the absence and presence of upstream edge modes.