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Quantum oblique eigenprojection

Yuan Su, Alexander M. Dalzell

Published Oct 20, 2026• 0 citations
Publisher

Abstract

Abstract Every square matrix decomposes its underlying Hilbert space into generalized, nonorthogonal eigensubspaces. We show that a quantum computer can perform such an oblique eigenprojection Π given block encoding access to the input matrix. Our approach has a query complexity nearly linear in the inverse gap and a normalization factor close to ||Π|| under a spectral-set condition on the input. This covers common assumptions on the numerical range or diagonalizability and matches known results for orthogonal eigenprojections. We achieve this with a two-sided block preconditioning that uses a discrete Fourier transform of the matrix resolvent. As the oblique eigenprojection serves as a fundamental primitive in the design of quantum algorithms, our result can be used to extend and improve a variety of prior results. Specifically, we describe applications to: (i) preparing eigenstates of matrices with complex eigenvalues, extending the quantum eigenvalue transformation algorithm of Low and Su beyond real spectra; (ii) solving continuous-time algebraic Riccati equations, cubically speeding up a prior solver of Rodenas-Ruiz, Zhao, and Lee; and (iii) solving ordinary Sylvester equations, quadratically improving a direct augmented method of Wang and Liu. Our result suggests a promising route to applying nonanalytic matrix functions on quantum computers.

DOI
10.21203/rs.3.rs-11354688/v1

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Abstract Every square matrix decomposes its underlying Hilbert space into generalized, nonorthogonal eigensubspaces. We show that a quantum computer can perform such an oblique eigenprojection Π given block encoding access to the input matrix. Our approach has a query complexity nearly linear in the inverse gap and a normalization factor close to ||Π|| under a spectral-set condition on the input. This covers common assumptions on the numerical range or diagonalizability and matches known results for orthogonal eigenprojections. We achieve this with a two-sided block preconditioning that uses a discrete Fourier transform of the matrix resolvent. As the oblique eigenprojection serves as a fundamental primitive in the design of quantum algorithms, our result can be used to extend and improve a variety of prior results. Specifically, we describe applications to: (i) preparing eigenstates of matrices with complex eigenvalues, extending the quantum eigenvalue transformation algorithm of Low and Su beyond real spectra; (ii) solving continuous-time algebraic Riccati equations, cubically speeding up a prior solver of Rodenas-Ruiz, Zhao, and Lee; and (iii) solving ordinary Sylvester equations, quadratically improving a direct augmented method of Wang and Liu. Our result suggests a promising route to applying nonanalytic matrix functions on quantum computers.
Every square matrix decomposes its underlying Hilbert space into generalized, nonorthogonal eigensubspaces. We show that a quantum computer can perform such an oblique eigenprojection ΠΠΠ given block encoding access to the input matrix. Our approach has a query complexity nearly linear in the inverse gap and a normalization factor close to ∥Π∥\lVertΠ\rVert∥Π∥ under a spectral-set condition on the input. This covers common assumptions on the numerical range or diagonalizability and matches known results for orthogonal eigenprojections. We achieve this with a two-sided block preconditioning that uses a discrete Fourier transform of the matrix resolvent. We describe applications to: (i) preparing eigenstates of matrices with complex eigenvalues, extending the quantum eigenvalue transformation algorithm of Low and Su beyond real spectra; (ii) solving continuous-time algebraic Riccati equations, cubically speeding up a prior solver of Rodenas-Ruiz, Zhao, and Lee; and (iii) solving ordinary Sylvester equations, quadratically improving a direct augmented method of Wang and Liu. Our result suggests a promising route to applying nonanalytic matrix functions on quantum computers.
We develop operator-output quantum algorithms for matrix equations and matrix functions using matrix-sign embeddings. For each problem, an augmented matrix MMM is chosen so that the target operator is a block of sign(M)\text{sign}(M)sign(M) or is recovered from blocks of (I−sign(M))/2(I-\text{sign}(M))/2(I−sign(M))/2. We approximate the half-plane sign by a logarithmic-sinc formula and implement the shifted inverse families by scaled multiplexing with node-dependent rebalancing. For ordinary Sylvester equations, this yields a block-encoding of the solution with query complexity linear in the relevant conditioning parameters and logarithmic in the inverse error tolerance, under either a field-of-values (FoV) gap or a strip-resolvent bound. The same method extends to generalized Sylvester and Lyapunov equations, principal square and inverse square roots, matrix geometric means, and continuous-time algebraic Riccati equations (CARE), with explicit query-complexity and block-encoding-normalization bounds that cover non-normal and non-diagonalizable cases.
Abstract. Many problems in linear algebra—such as those arising from non-Hermitian physics, transcorrelated quantum chemistry, and differential equations—can be solved on a quantum computer by processing eigenvalues of the non-normal input matrices. However, the existing Quantum Singular Value Transformation (QSVT) framework is ill-suited for this task because eigenvalues and singular values are different in general. We present a Quantum EigenValue Transformation (QEVT) framework for applying arbitrary polynomial transformations on eigenvalues of block-encoded non-normal operators and a related Quantum EigenValue Estimation (QEVE) algorithm for operators with real spectra. QEVT has query complexity to the block encoding nearly recovering that of the QSVT for a Hermitian input, and QEVE achieves the Heisenberg-limited scaling for diagonalizable input matrices. As applications, we develop a linear differential equation solver with strictly linear time query complexity for average-case diagonalizable operators, as well as a ground state preparation algorithm that upgrades previous nearly optimal results for Hermitian Hamiltonians to diagonalizable matrices with real spectra. Underpinning our algorithms is an efficient method to prepare a quantum superposition of Faber polynomials, which generalize the nearly-best uniform approximation properties of Chebyshev polynomials to the complex plane. Of independent interest, we also develop techniques to generate [Formula: see text] Fourier coefficients with [Formula: see text] gates compared to prior approaches with linear cost.
Quantum Signal Processing (QSP) and Quantum Singular Value Transformation (QSVT) provide an efficient framework for implementing polynomials of block-encoded matrices, and thus offer a systematic approach to quantum algorithm design. However, despite a number of recent advances, important limitations remain. In particular, QSP can only transform unitary matrices, by applying a polynomial to their eigenvalues, while QSVT is a singular-value transformation and thus one can only obtain the polynomial of Hermitian matrices. As a consequence, these techniques do not directly apply to an arbitrary non-Hermitian matrix that is not diagonalizable. In this work, we propose a simple yet powerful method to extend these ideas to arbitrary square matrices by acting on their eigenvalues. To this end, we introduce the notion of an nnn-regular block encoding, namely, a block encoding whose kkk-th power reproduces the kkk-th power of the encoded matrix for every 0<k<n0 < k < n0<k<n. We show that applying QSP to any unitary with this property is equivalent to applying a polynomial of degree at most nnn to the block-encoded matrix, independently of its internal structure. Moreover, we provide a simple construction that transforms any block encoding into an nnn-regular one using only O(log⁡n)O(\log n)O(logn) ancillary qubits and operations. Finally, we show that this construction induces the desired transformation on the eigenvalues associated with the Jordan normal form of the matrix; for non-diagonalizable matrices this yields the full matrix function P(A)P(A)P(A), whose action on each Jordan block involves the derivatives of PPP, and not merely the map λ↦P(λ)λ\mapsto P(λ)λ↦P(λ).
Many problems in linear algebra-such as those arising from non-Hermitian physics, transcorrelated quantum chemistry and differential equations-can be solved on a quan-tum computer by processing eigenvalues of the non-normal input matrices. However, the existing Quantum Singular Value Transformation (QSVT) framework is ill-suited to this task, as eigenvalues and singular values are different in general. We present a Quantum EigenValue Transformation (QEVT) framework for applying arbitrary polynomial transformations on eigenvalues of block-encoded non-normal operators, and a related Quantum EigenValue Estimation (QEVE) algorithm for operators with real spectra. QEVT has query complexity to the block encoding nearly recovering that of the QSVT for a Hermitian input, and QEVE achieves the Heisenberg-limited scaling for diagonalizable input matrices. As applications, we develop a linear differential equation solver with strictly linear time query complexity for average-case diagonalizable operators, as well as a ground state preparation algorithm that upgrades previous nearly optimal results for Hermitian Hamiltonians to diagonalizable matrices with real spectra. Underpinning our algorithms is an efficient method to prepare a quantum super-position of Faber polynomials, which generalize the nearly-best uniform approximation properties of Chebyshev polynomials to the complex plane. Of independent interest, we also develop techniques to generatennnFourier coefficients with 0 (poly log (nnn)) gates compared to prior approaches with linear cost.
The spectral condition number is a widely adopted measure of worst-case cost for quantum linear system solvers. Yet it can significantly overestimate the actual runtime for a typical problem instance. We present two quantum algorithms that produce the normalized solution ∣x⟩|x\rangle∣x⟩ of linear system Ax=∣b⟩Ax=| b \rangleAx=∣b⟩ to accuracy εεε with complexity independent of the condition number κ=∥A−1∥κ=\lVert A^{-1}\rVertκ=∥A−1∥. We focus on the standard input model where AAA is accessed through a block encoding and ∣b⟩| b \rangle∣b⟩ is prepared by a unitary. But we also introduce an affine dilation model that encodes AAA and ∣b⟩| b \rangle∣b⟩ jointly, allowing further refinements of the query complexity. Our truncation-based solver makes an optimal number of queries to ∣b⟩| b \rangle∣b⟩ and O⁡(κeffpolylog⁡(κeffε))\operatorname{\mathbf{O}}\left(κ_{\mathrm{eff}}\operatorname{polylog}\left(\frac{κ_{\mathrm{eff}}}ε\right)\right)O(κeff​polylog(εκeff​​)) queries to AAA. We prove a family of upper bounds on the effective condition number, including κeff≤∥(A†A)−t/2∣x⟩∥1/tε1/tκ_{\mathrm{eff}}\leq\frac{\lVert(A^\dagger A)^{-t/2}|x\rangle\rVert^{1/t}}{ε^{1/t}}κeff​≤ε1/t∥(A†A)−t/2∣x⟩∥1/t​ for positive even integer ttt and κeff≤∥A−1†(A†A)−(t−1)/2∣x⟩∥1/tε1/tκ_{\mathrm{eff}}\leq\frac{\lVert A^{-1\dagger}(A^\dagger A)^{-(t-1)/2}|x\rangle\rVert^{1/t}}{ε^{1/t}}κeff​≤ε1/t∥A−1†(A†A)−(t−1)/2∣x⟩∥1/t​ for positive odd ttt, overcoming the κκκ-barrier. Our filtering-based solver is extremely simple with a favorable runtime prefactor. In particular, the solver has query complexity 3∥A−1†∣x⟩∥ε3\frac{\lVert A^{-1\dagger}|x\rangle\rVert}ε3ε∥A−1†∣x⟩∥​ to leading order when the solution norm is known. We then present a similarly simple solution norm estimator with the same asymptotic cost up to logarithmic factors. Our quantum linear system solvers thus substantially improve a recent algorithm of Li, enabling faster quantum linear system solving beyond the condition number.