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Arithmetic Modular Quantization (AMQ) -- Part IV: Topological Insulators, Anyonic Statistics, and the Collapse of the Stone-von Neumann Theorem

Vladimir Dananić

Published Oct 19, 2026• 0 citations
Publisher

Abstract

ABSTRACT & MONOGRAPH OVERVIEW (PART IV) This preprint constitutes Part IV of the Arithmetic Modular Quantization (AMQ) framework, presenting a profound resolution to a century-old mathematical pathology in quantum mechanics: the inherent un-normalizability of canonical position and momentum eigenstates under the Stone-von Neumann (SvN) theorem. By enforcing a strict physical axiom—that physical irreducible operators must possess normalizable eigenstates—we demonstrate that the standard SvN theorem collapses, reducing to a mere linear degenerate limit of a broader non-linear W-algebra. We prove that the mixed non-commutative shear translation parameter (\gamma) acts as an intrinsic source of phase space Berry curvature, locking the Siegel cell boundaries into discrete topological invariants defined by integer Chern numbers \nu(\gamma). Consequently, the cell boundaries operate as a robust topological insulator. Furthermore, by mapping Max Born's Reciprocity Principle (X -> P, P -> -X) onto these non-commutative boundaries, we establish a strict chiral, uni-directional phase lock that algebraically forbids backscattering. Crucially, we demonstrate that the non-linear \gamma-extension commutes perfectly with the multidimensional Hecke discrete shifters, ensuring that the spectral rigidity and "multiplicity one" property of the fundamental benchmark systems (harmonic oscillator, particle in a box, hydrogen atom) remain entirely uncompromised. This shielding mechanism provides structural and topological protection to the emerging fractional anyonic statistics and their associated braid groups, proving that the quantum phase space-time naturally behaves as a self-regulating, error-correcting topological crystal. AUTHOR'S NOTE This paper marks the fourth installment of my independent theoretical physics monograph. Published as a recently retired Professor from the University of Zagreb, Faculty of Chemical Engineering and Technology, this work is placed in the open public domain under a Creative Commons Attribution 4.0 International License (CC BY 4.0) to preserve a permanent, open-access record of these non-linear, topological foundations of mathematical physics.

DOI
10.5281/zenodo.23462384

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Explicit Hermitian Hamiltonian for the Riemann Zeros from Modular Arithmetic Quantum Chaos and Multifractality from Z/6Z

José Ignacio Peinador Sala

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•Aug 16, 2026•0 citations
ABSTRACT & MONOGRAPH OVERVIEW (PART IV) This preprint constitutes Part IV of the Arithmetic Modular Quantization (AMQ) framework, presenting a profound resolution to a century-old mathematical pathology in quantum mechanics: the inherent un-normalizability of canonical position and momentum eigenstates under the Stone-von Neumann (SvN) theorem. By enforcing a strict physical axiom—that physical irreducible operators must possess normalizable eigenstates—we demonstrate that the standard SvN theorem collapses, reducing to a mere linear degenerate limit of a broader non-linear W-algebra. We prove that the mixed non-commutative shear translation parameter (\gamma) acts as an intrinsic source of phase space Berry curvature, locking the Siegel cell boundaries into discrete topological invariants defined by integer Chern numbers \nu(\gamma). Consequently, the cell boundaries operate as a robust topological insulator. Furthermore, by mapping Max Born's Reciprocity Principle (X -> P, P -> -X) onto these non-commutative boundaries, we establish a strict chiral, uni-directional phase lock that algebraically forbids backscattering. Crucially, we demonstrate that the non-linear \gamma-extension commutes perfectly with the multidimensional Hecke discrete shifters, ensuring that the spectral rigidity and "multiplicity one" property of the fundamental benchmark systems (harmonic oscillator, particle in a box, hydrogen atom) remain entirely uncompromised. This shielding mechanism provides structural and topological protection to the emerging fractional anyonic statistics and their associated braid groups, proving that the quantum phase space-time naturally behaves as a self-regulating, error-correcting topological crystal. AUTHOR'S NOTE This paper marks the fourth installment of my independent theoretical physics monograph. Published as a recently retired Professor from the University of Zagreb, Faculty of Chemical Engineering and Technology, this work is placed in the open public domain under a Creative Commons Attribution 4.0 International License (CC BY 4.0) to preserve a permanent, open-access record of these non-linear, topological foundations of mathematical physics.
Non-Abelian Anyonic Statistics in Finite Rank-3 Lattices We analyze the stability properties of the M_ext state space under local perturbations. By invoking the Artin braid relations inherent in the generator structure, we demonstrate that the system exhibits topological protection properties. 1. Decoherence Immunity: The discrete nature of the algebraic braid constrains continuous phase damping, offering an intrinsic fault-tolerance mechanism. 2. Anyonic Behavior: The non-commutative algebra implies Non-Abelian statistics for particle exchange, identifying the fundamental excitations as topological charges rather than simple spins. 3. Mass Gap Protection: The spectral gap derived in previous volumes acts as an energy barrier against logical errors.
This paper establishes the structural closure layer of the canonical QMS–spectral program. Working entirely within the framework of uniformly continuous quantum Markov semigroups (QMS) on von Neumann algebras, the paper proves that strict contractivity, faithful invariant states, and complementary slackness at active constraints force a series of nontrivial structural consequences. The results do not assume spacetime geometry, field equations, or particle content. They are operator-theoretic consequences of contractive fixed-point dynamics. The principal structural results include: Algebraic collapse at the active constraint surface via a quantitative pinching gap: superpositions of fixed-point and transient components are excluded exactly, not merely asymptotically. Born-exponent rigidity: modular implementability and the Jordan–von Neumann parallelogram characterization force the unique Schatten exponent p = 2 within the unitarily invariant operator norm family. Recovery of the Born probability rule via Gleason’s theorem once Hilbert geometry is enforced. Strict directedness of the non-fixed-point sector induced by spectral gap and contraction. Primitive completeness: the fixed-point algebra is completely characterized by the commutant of the GKSL generator data; no additional independent structural primitive exists. Exact constraint count equal to eight under bidual independence. Minimal admissible carrier classification: symmetric bilinear structure is uniquely compatible with the constraint budget; linear and higher-arity carriers are excluded. Sector parameter exclusion via Osterwalder–Schrader measure positivity: the deformation parameter theta must vanish in order for Euclidean positivity and positive-norm Hilbert space reconstruction to hold. The paper proves that once strict contractivity is imposed on structural data, the fixed-point algebra, probability geometry, carrier structure, and admissible sector parameters are rigidly determined. This completes the structural closure layer of the five-part canonical QMS–spectral program: Construction layer – canonical spectral bridge and OS positivity. Rigidity layer – spectral compactness, Weyl invariance, and capacity constraints. Structural closure layer – algebraic collapse, modular rigidity, primitive completeness, and sector exclusion (this paper). Universal reduction theorem – reduction from minimal relativistic QFT assumptions to the canonical framework. Universality theorem – forcing of Einstein dynamics at leading order. The present work contains no phenomenological assumptions and introduces no adjustable parameters. All results follow from operator-algebraic fixed-point structure and contractive dynamics.
TL;DR — The Core Finding Contrary to the initial expectation that arithmetic structures (e.g., the coprime-to-6 mask or the Möbius mask) generate distinct number-theoretic spectral signatures, this work provides numerical and formally certified evidence that the Non-Ergodic Extended (NEE) phase is entirely governed by the preservation of first-neighbor connectivity (d=1). Suppressing the d=1 hopping channel induces a topological collapse into strong spatial localization (D2≈0.288→0.045, a factor of 6.4), representing a single-particle spatial analogue of Hilbert Space Fragmentation (HSF). Furthermore, the deep arithmetic logic of the Möbius function acts as topological white noise, in compliance with the Möbius Randomness Principle (Sarnak conjecture): since 86.05% of the interaction variance is concentrated in short-range bonds (d≤5), deeper arithmetic channels are swamped by the finite-size GUE noise floor (σGUE∼1/N). Theoretical and Physical Framework Deterministic-stochastic hybrid Hamiltonian. Combines an exact Riemann–von Mangoldt diagonal potential (inverted deterministically via the Lambert WW function) with Power-Law Random Banded Matrix (PRBM) off-diagonal disorder. Sparse hopping constraints. Hopping is filtered by deterministic arithmetic sieves (coprime-to-6 mask Ξ6, square-free Möbius mask Ξμ, Liouville mask Ξλ) and controlled random Bernoulli ensembles. Single-particle Hilbert space fragmentation. Without d=1, adjacent spatial transitions (i→i+1) require higher-order virtual paths (i→i+5→i+1) that suffer severe energy detuning from the fluctuating diagonal potential. The one-dimensional metric graph shatters into decoupled spatial clusters. Coupling variance dominance. The power-law decay (d−1.5 in variance) concentrates 86.05% of the interaction weight in d∈{1,2,3,5}. Deeper arithmetic channels (d≥6) remain buried beneath the finite-size GUE noise floor. Parameter-free operating point. ν=0.75 (exact center of the critical window 0.5<ν<1); local resonance coupling analytically derived as ϵc=π2; Maslov phase 7/8. Mechanized Formal Verification in Lean 4 The algebraic, topological, and connectivity constraints governing the model are certified 100% sorry-free by the Lean 4 kernel (v4.34.1 with Mathlib4), across 13 Level N1 modules (23 theorems, 11 definitions, 34 total verified statements): WheelChannelStructure.lean — Confinement to active chiral sublattices (d≡1,5(mod6)). UnitCellMeasure.lean — Unit cell totient measure (∑d=16Ξ(d)=2 ⟹ φ(6)/6=1/3). ChiralPhaseAbsorption.lean — Invertibility of coprime residues modulo 6. KatoRellichRegime.lean — Self-adjointness domain window (1/2<ν<1). LocalResonanceCoupling.lean — Hybridization resonance condition (ϵc=π2). ChannelDensityContraction.lean — Strict density hierarchy (4/15<1/3<1/2<1). NonErgodicPhaseBound.lean — Non-triviality of the bipartite ceiling (1/4<1). PolyphaseFilterZ6.lean — Complete stopband annihilation for non-coprime channels. FirstNeighborPreservation.lean — Guaranteed base coordination degree (w1=2). DihedralQuantization.lean — Reflection involution and percolation threshold bounds. BipartiteInterferenceBound.lean — Certified upper bound D2≤1/4 under chiral equiprobability. ExpectedDegreeBound.lean — Mean degree lower bound (⟨deg⁡⟩local≥2). FractalDimensionUpperBound.lean — Generalized Jensen inequality for the IPR and universal bound D2≤φ(m)/m. Empirical validation of Lean 4 axioms. Extensive GPU audits up to N=12 000 confirm that the chiral equiprobability axiom (c1=c5=1/2) holds strictly at the ensemble level (⟨W1−W5⟩=−0.000048≈0), with local mass fluctuations decaying monotonically as N→∞. Comprehensive Experimental Validation Matrix Observable Empirical Result Benchmark Physical significance Macroscopic alignment (R2) >0.999999 R2→1 Autonomous Weyl law tracking; zero empirical rescaling Bulk spacing ratio ⟨r⟩ 0.5891±0.0024 GUE 0.5996 / Poisson 0.3863 Intermediate non-ergodic extended statistics SFF ramp exponent γ 0.6086±0.0103 GUE γ=1 Sub-diffusive spectral ramp characteristic of NEE FSS thermodynamic limit D2∞ 0.113±0.003 Anderson D2=0 39σ rejection of Anderson localization Chalker scaling β=2D2 β=0.5549±0.0020 2D2=0.5562±0.0054 0.2σ agreement between transport and fractal support Multifractal curvature ΔD D0−D2=0.730 Ergodic ΔD=0 Strict convexity of Dq for q∈[−3,4]; width Δα=3.726 First-neighbor removal D2=0.0448±0.0009 Preserved: 0.2882 Sixfold collapse into strong localization (HSF) Short-range rescue (d=1) D2=0.2849±0.0007 Unforced: 0.0556 Forcing d=1 restores the NEE phase in random masks Topological pinning (ε=εc) D2no/D2with≈0.17 Healed ratio →1→1 Collapse cannot be overcome at the critical resonance Riemann zeros control (SFF) γzeros=0.94±0.12 GUE γ=1γ=1 Real zeros are ergodic; the NEE ramp is intrinsic to the mask Repository Structure and Reproducibility The codebase is fully vectorized, GPU-accelerated (PyTorch cuSOLVER in complex128), and audited via an automated SHA-256 manifest. The notebook regenerates every figure and table of the manuscript from a fixed random seed (SEED = 42). PRBM_Modular_Lean/ — Standalone Lean 4 (v4.34.1) project containing all 13 verified .lean files and lakefile.lean. Modules 00a–00c — System setup, forensic audit of the 100,000-zero Riemann dataset, and vectorized Hamiltonian engine (complex128). Modules 01–03 — Exact diagonalization at N=10 000; local level statistics P(s) and ⟨r⟩; spectral form factor ensemble averaging (M=100, N=15 000). Modules 04–06 — Channel-density scaling and finite-size scaling; FSS collapse of P(d2,N) across N∈{2000,4000,8000,12000}; AIC/BIC model selection. Modules 07–09 — Anderson transition sweep (ν∈[0.5,3.0]); systematic mask comparison suite; Möbius equivalence and density sweep. Modules 10–12 — Full multifractal spectrum Dq,f(α); microscopic GPU diagonalization at N=12 000; quantum dynamics (MSD, survival probability, Shannon and entanglement entropies). Modules 13–15 — Riemann zeros control SFF; coupling sweep over ε/εc∈[0.2,4.0]; chiral equiprobability audit ⟨Wr⟩ across residue classes. Module 16 — Automated high-resolution vector export (PDF/PNG 300 DPI) and cryptographic manifest generation (MANIFEST_SHA256.txt). Open-Access Dual Licensing Source code (Lean 4, Python, PyTorch): released under the MIT License. Free for academic, educational, and commercial replication. Manuscript, figures, manifests, and data: released under the Creative Commons Attribution 4.0 International License (CC BY 4.0). Declarations Author contributions. Conceptualization, methodology, software, formal analysis, formal verification, investigation, data curation, validation, writing (original draft and revision), visualization, project administration. Competing interests. The author declares no competing interests, financial or otherwise. Funding. No external funding was received for this research. Ethics. Ethical approval was not required, as this research is theoretical and numerical and involves no human participants or animal subjects. Generative AI disclosure. Google Gemini and DeepSeek were used exclusively as auxiliary tools for language editing, adversarial logical review ("red-teaming"), and code debugging. They were not used to produce any original scientific content: all model design, numerical experiments, theoretical derivations, and interpretations are the author's own work. Every AI-assisted output has been reviewed and validated by the author. Scientific Epilogue "In the beginner's mind there are many possibilities, but in the expert's there are few." — Shunyu Suzuki What began as an inquiry into whether number-theoretic structures dictate quantum chaos revealed a simpler, deeper, and more universal physical law: geometry and local connectivity precede arithmetic complexity. The code, formal proofs, and data deposited here are provided to ensure complete auditability, verifiable down to the individual logical inferences of the Lean 4 kernel. Archival snapshot: October 2026 · Certified Level N1 · Built with Lean 4, PyTorch, NumPy, SciPy, and Google Colab. Version: v4 ( submission EPJB-D-26-00793)
Five-Part Validation-Grade Suite on Universal Spectral Determinism and Non-Commutativity Residues: An Unconditional Resolution and Precision-Certified Certification of the \text{BQP} \not\subseteq \text{PH} Separation via Topological, Variational, and Information-Theoretic Invariants --- This 5-package resolution suite delivers an unconditional, non-relativizing, and non-algebrizing proof establishing the strict mathematical separation of Bounded-Error Quantum Polynomial-Time (\bm{\text{BQP}}) from the classical Polynomial Hierarchy (\bm{\text{PH}}) and Polynomial Time (\bm{\text{P}}). Rather than approaching the problem through symbolic logic or localized circuit lower bounds—which are structurally constrained by historic complexity barriers—this framework shifts the question into the continuous, precision-certified domains of Differential Geometry, Algebraic Topology, Category Theory, Information Thermodynamics, and Matrix Perturbation Theory. By analyzing the intrinsic geometric and numerical properties of complexity reductions under finite-precision constraints, the suite isolates a hard computational singularity. This singularity serves as an absolute structural boundary, proving that classical alternating configurations lack the algebraic and dimensional capacity to track non-local multi-particle quantum updates. Individual and Interlinking Functional Dynamics The 5-package suite operates as a mathematically closed, self-contained replication pipeline, where each package executes a specific analytical or numerical enforcement that feeds directly into the next. Package A: Analytic Foundations & Definitions • Individual Mechanics: This package translates the discrete states of algorithmic complexity into the continuous geometry of Riemannian manifolds. It formalizes the structural constraints of the Unitary Manifold (\bm{\mathcal{M}_{\text{BQP}}}) against the Classical Hypercube Manifold (\bm{\mathcal{M}_{\text{PH}}}). By utilizing Ricci flow to evaluate the state space reduction, it identifies a non-invertible Phase-Collapse Singularity (a "Neck-Pinch" obstruction), mathematically proving that the projection fails to preserve the underlying manifold structure. • Interlinking Pipeline: It establishes the primary mathematical universe, smooth structures, and geometric boundaries used by all subsequent packages to measure computational state deformations. Package B: Geometric Mapping & The Final Proof • Individual Mechanics: Building on the continuous manifold foundations, this package details the exact differential-geometric embedding of the computational manifolds utilizing the Fubini-Study metric (\bm{g_{\text{FS}}}). It formally characterizes the absolute dimensional mismatch between exponential quantum phase spaces and polynomial classical coordinate systems. By calculating the metric pullback field via the mapping Jacobian matrix (\bm{J_{\Psi}}), it demonstrates that the scalar curvature (\bm{R}) blows up and diverges as \bm{\mathcal{O}(2^n)}, establishing a geometric impossibility for polynomial reduction. • Interlinking Pipeline: It bridges the smooth geometric structures of Package A with the global topological invariants needed to escape localized oracle dependencies. Package C: Categorical Asymmetry • Individual Mechanics: This package elevates the separation proof into the abstract realm of Category Theory, defining the Quantum Monoidal Category (\bm{\mathbf{Quant}_n}) and the Classical Alternating Category (\bm{\mathbf{Alt}_n}). It frames the candidate complexity reduction as a natural transformation between computational functors. By applying the Yoneda Lemma, the text proves that such a natural transformation cannot exist because the quantum and classical domains possess fundamentally incompatible limit and colimit preservation profiles, ensuring they cannot be mapped without violating the Mac Lane Pentagon Coherence Invariant. • Interlinking Pipeline: By mapping the exact functorial boundaries, Package C transforms geometric and topological asymmetry into strict algebraic constraints, setting up the exact limits required to analyze information-theoretic capacities. Package D: The Entropic Seal • Individual Mechanics: This package models computation as a continuous thermodynamic channel, mapping quantum density operators within the Von Neumann entropy space against classical joint probability distributions within the Shannon alternating space. By invoking the Data Processing Inequality alongside Landauer's Principle, it argues that compressing exponential quantum entanglement capacity into polynomial classical bounds triggers an Entropic Seal Singularity. This singularity is characterized by an unphysical, exponential thermodynamic dissipation requirement (\bm{\Delta Q \sim \Omega(2^n)}), which physically precludes the containment of \bm{\text{BQP}} within \bm{\text{PH}}. • Interlinking Pipeline: This package creates the thermodynamic boundary conditions—demonstrating that a polynomial classical reduction violates physical laws. It defines the continuous informational flow equations that serve as the direct mathematical input for the final numerical validation engine. Package E: Error Analysis & Replication Framework • Individual Mechanics: Package E serves as the definitive numerical and empirical verification asset. It evaluates the complete reduction within a finite-precision digital environment using Moore-Rump Interval Enclosures to rigorously track non-linear error accumulation. Through Singular Value Decomposition (SVD) of the Morphic Coherence Matrix, it documents that the minimum singular value collapses exponentially (\bm{\sigma_{\min} \sim \mathcal{O}(2^{-n})}), driving an explosion of the condition number (\bm{\kappa \sim \Omega(2^n)}). When propagated, the target classical enclosures expand past unity (\bm{\omega \ge 1}), causing a total loss of tracking capability. • Interlinking Pipeline: Package E closes the entire suite. By tracking the relaxation kinetics of the non-commutativity residue, it isolates the power-law halting of the stable execution time-step (\bm{\Delta t \to 0}) under a critical break exponent \bm{\alpha = 1.0000 \pm 0.0001}. This bridges the theoretical abstractions of Packages A–D with an exact, error-bounded, replicable digital certificate (The Numerical Interlock Break). How the Suite Resolves, Validates, Seals, and Enables Replication 1. Resolves: The suite completely bypasses the Relativization, Algebrization, and Natural Proofs barriers. It does not construct localized classifiers over boolean functions; instead, it establishes a global functional space exclusion inside a Bounded-Variation Numerical Space \bm{\mathcal{V}_{\text{mach}}}. It proves that a polynomial classical reduction requires an impossible infinite-energy or zero-precision mapping. 2. Validates: Validation is handled dynamically by monitoring invariant spectral properties, metric pullbacks, and the convergence kinetics of the naturality residue. The system does not rely on heuristic approximations; it enforces absolute mathematical containment via strict interval-enclosure walls. 3. Seals: The resolution is sealed by the simultaneous convergence of independent physical and mathematical invariants: the phase-collapse neck-pinch, the scalar curvature divergence, the Mac Lane coherence failure, the Landauer dissipation wall, and the finite-time numerical halting. The complexity separation is locked because breaking the proof would require violating the fundamental laws of matrix calculus, differential geometry, and thermodynamics. 4. Enables Replication: Package E contains fully pre-wired, compilable LaTeX source code environments, exact citation keys anchored directly to foundational peer-reviewed literature (e.g., Golub & Van Loan, Page, Rump, Aaronson), and explicit numerical stability criteria. Independent replication teams can immediately deploy automated verification scripts to track the SVD spectrum, the scalar curvature metrics, and the \bm{\alpha = 1} critical break exponent, ensuring a completely transparent peer-to-peer review process. --- Note: The accompanying Agnostic Replication Kit (ARK) and Standard Academic Core (SAC) 17-package operational suite will be uploaded in the forthcoming version release to enable down-stream cross-institutional simulation and formal peer review.
How do systems form direction, and why does observable reality experience dimensional collapse? This research paper presents a strict mathematical physics framework for Quantum Structural Depth (QSD v0.4). Moving away from traditional stochastic models, this study formally proves that physical directionality is not an intrinsic property of energy or free space, but a direct consequence of persistent structural constraints. In other words: Direction belongs entirely to preserved structure. By introducing a non-commutative accessibility algebra [\hat{\Omega}, \hat{\Theta}] = i\Gamma I and utilizing bounded functional calculus, the paper solves the long-standing "non-unitarity and norm loss" paradox in open systems. It mathematically demonstrates how autonomous feedback loops collapse accessible degrees of freedom, shifting system behaviors from highly exploratory states to low-dimensional, trapped deterministic attractors. Key Highlights: The Non-Commutative Accessibility Algebra, Spectral Density Bifurcation, Leakage Physics as a metric for topological volume contraction, and the formal proof of the Spectral Dimensional Collapse Theorem. Applications: This multi-phase constraint topology serves as a universal system filter—explaining the structural transition thresholds not just in quantum mechanics and cosmology, but across all complex systems experiencing entropy under constraint. To explore the practical data architectures, systemic filters, and algorithmic applications of this structural containment theory, visit the official framework hub: marketalchemy.io.
This paper constructs a non-perturbative, structurally consistent thermodynamic formulation of the 4D Block Universe, extending the foundational mathematical frameworks established in Parts I, II, III, and IV of this research series. We provide a rigorous resolution of the thermodynamic arrow of time, quantum decoherence, and Maxwell's demon within a fundamentally timeless, holistic quantum geometry. By shifting the mathematical paradigm from partial trace operations over von Neumann factors of type III_1 to state restrictions on the canonical crossed product algebra (M_III_1 crossed with R), we demonstrate that the Second Law of Thermodynamics is not a fundamental property of the space-time continuum, but an emergent operational constraint dictated by the relational modular automorphism group of Tomita-Takesaki.Quantum decoherence is reformulated as a Generalized Uncertainty Principle (GUP) driven non-linear phase-dampening process, where the environment's mode density (approximately 10^120) scales the Lindbladian coupling constants. Maxwell's demon is topologically exorcised by proving that any information-processing entity is bounded by the non-commutative coordinate jitter, locking Landauer's erasure principle to the minimal area gap of Loop Quantum Gravity (LQG). Finally, we propose strict Popperian falsification criteria and computational methods for verifying these non-equilibrium topological invariants using high-performance quantum simulators (QuTiP) and cosmological polarization data (Planck/BICEP).