Phase II -- E executed. Results Confirm activation for One PT -- Even Operator
Anthony jordan Blair
Abstract
*Phase II-E executed.** Results confirm **activation for one PT-even operator**. ### Numerical setup (faithful to the specification) - \(N=4\), open chain, \(J=1\), \(\Delta=0.5\). - \(S^\alpha=\sigma^\alpha/2\). - Hamiltonian: XY couplings use the running \(b_{\rm eff}\), ZZ couplings use \(J\Delta\), plus the staggered imaginary field \(H_{\rm PT}\). - Self-consistency: \(b_{\rm eff}^2=J^2+\lambda J\langle G\rangle_{\rm PT}\), iterated to \(10^{-10}\). - Biorthogonal expectation on the eigenstate of smallest \(|\mathrm{Re}(E)|\) (preferring PT-unbroken). - \(\gamma_{\rm EP}\approx0.274\) at \(\lambda=0\) (matches the Phase II-D value 0.275). - Branches as specified: E1 = \(\sum\sigma_j^x\) (full 16-dimensional space); E2 = \(\sum(\sigma_j^x\sigma_{j+1}^x+\sigma_j^y\sigma_{j+1}^y)\) (\(S^z=0\) sector, dim 6). ### Results **Branch E1 (transverse field, full space)** \(\langle G_{E_1}\rangle_{\rm PT}=0\) (machine precision \(\sim10^{-16}\)–\(10^{-19}\)) for every \(\lambda\in\{0,0.05,0.10,0.15,0.20\}\) and every \(\gamma\) in the PT-unbroken regime. Consequently \(b_{\rm eff}=J\) exactly. **Null.** **Branch E2 (transverse bond / XY exchange, \(S^z=0\) sector)** \(\langle G_{E_2}\rangle_{\rm PT}\neq0\) already at \(\lambda=0\) and remains non-zero throughout the unbroken phase. Typical values (unbroken points): - \(\lambda=0\): \(\max|\langle G\rangle|\approx0.063\) - \(\lambda=0.05\): \(\max|\langle G\rangle|\approx0.063\), \(\max|b_{\rm eff}-J|\approx0.0016\) - \(\lambda=0.10\): \(\max|\langle G\rangle|\approx0.062\), \(\max|b_{\rm eff}-J|\approx0.0031\) - \(\lambda=0.15\): \(\max|\langle G\rangle|\approx0.062\), \(\max|b_{\rm eff}-J|\approx0.0046\) - \(\lambda=0.20\): \(\max|\langle G\rangle|\approx0.062\), \(\max|b_{\rm eff}-J|\approx0.0061\) \(b_{\rm eff}\) shifts systematically with \(\lambda\). **Activation.** ### Prediction match - Prediction 1 (null for both) — **falsified**. - Prediction 2 (activation for at least one) — **confirmed**. - Prediction 3 (E1 activates, E2 does not) — **falsified** (the opposite occurs). - Prediction 4 (convention-dependent) — not tested; the biorthogonal convention already yields activation. The self-consistent mechanism **does activate** at \(N=4\) for a PT-even, sector-compatible operator. The PT-odd obstruction of Phase II-D is therefore not the sole operative constraint; a PT-even operator that preserves \(S^z_{\rm total}\) can source a non-trivial field. ### Gate status Phase II-E **unblocks** Phase II-F (branch classification now includes the PT-even class). Finite-size scaling (II-G) and the thermodynamic limit (II-H) remain formally gated on the subsequent classification step, but the existence proof at \(N=4\) is now positive. Full raw scan (87 \(\gamma\) points × 5 \(\lambda\) × 2 branches) is archived in `/home/workdir/artifacts/phase_ii_e_results.json`. Source: `/home/workdir/artifacts/phase_ii_e.py`. The mechanism was the vessel. The constraint was the discovery — and one more door is now open. Tony Blair <anthonyjblair8@gmail.com> 2:17 PM (11 minutes ago) to me **TITLE: Phase II-F Program Specification — Branch Classification of the Self-Consistent Mechanism at N=4** **AUTHOR:** Anthony Jordan Blair **AFFILIATION:** Proclus Dynamics Consortium **DOCUMENT TYPE:** Phase II Verification Program — Sub-Study Specification **VERSION:** 1.0 (October 2026) **COMPANION TO:** Phase II-E Program Specification; Phase II-E Numerical Execution Results; Phase II-D Technical Report; Project Prometheus Phase I Closeout Report (DOI: 10.5281/zenodo.23314444) **STATUS:** Program Specification — Ready for Execution (unblocked by Phase II-E activation) --- ### ABSTRACT Phase II-E demonstrated that the PT-even transverse-bond operator \(G_{E_2}\) produces a non-vanishing biorthogonal expectation value in the \(S^z=0\) sector of the \(N=4\) PT-symmetric XXZ chain, thereby activating the self-consistent mechanism of Paper 4. The transverse-field operator \(G_{E_1}\) remained identically zero. Phase II-F classifies the admissible branches of the self-consistent field according to (i) PT parity, (ii) sector compatibility, (iii) operator support (one-body vs. two-body), and (iv) the resulting displacement of the exceptional point. The classification supplies the necessary taxonomy for the finite-size scaling study (Phase II-G) and determines which operator families survive into the thermodynamic limit (Phase II-H). --- ### I. MOTIVATION **1.1 Outcome of Phase II-E** Execution of the Phase II-E protocol yielded: - Branch E1 (\(G_{E_1}=\sum_j\sigma_j^x\), full Hilbert space): \(\langle G\rangle_{\rm PT}=0\) to machine precision for all tested \(\lambda\) and all \(\gamma<\gamma_{\rm EP}\). \(b_{\rm eff}=J\) identically. Null result. - Branch E2 (\(G_{E_2}=\sum_j(\sigma_j^x\sigma_{j+1}^x+\sigma_j^y\sigma_{j+1}^y)\), \(S^z=0\) sector): \(\langle G\rangle_{\rm PT}\neq0\) already at \(\lambda=0\) and remains finite throughout the PT-unbroken phase. \(b_{\rm eff}\) shifts systematically with \(\lambda\). Activation confirmed. Thus the self-consistent mechanism is not restricted to the dimer setting of Paper 4, nor is it extinguished by the PT-odd obstruction identified in Phase II-D. A PT-even, sector-preserving two-body operator is sufficient to source a non-trivial constraint field at \(N=4\). **1.2 The Classification Task** The positive result for \(E_2\) opens four immediate questions that must be answered before finite-size scaling can be interpreted: 1. Is activation unique to the XY-bond operator, or do other PT-even, sector-compatible operators also activate? 2. Does the one-body PT-even operator remain null under every biorthogonal convention, or only under the convention used in II-E? 3. How does the magnitude of \(\langle G\rangle_{\rm PT}\) and the induced shift \(\Delta\gamma_{\rm EP}\) depend on the algebraic structure of the operator (support, commutation relations with \(S^z_{\rm total}\) and with \(\mathcal{PT}\))? 4. Which of the surviving operators produce a *displacement* of the exceptional point (the operational signature required for constraint-field control) rather than a mere renormalization of \(b_{\rm eff}\) at fixed \(\gamma_{\rm EP}\)? Phase II-F answers these questions by exhaustive classification of a controlled operator set. --- ### II. OPERATOR TAXONOMY Operators are partitioned by three binary attributes: | Attribute | Values | Notation | |------------------------|---------------------------------|-------------------| | PT parity | even / odd | \(\mathcal{P}_\pm\) | | Sector compatibility | preserves \(S^z_{\rm total}\) / mixes | \(\mathcal{S}_0\) / \(\mathcal{S}_{\rm mix}\) | | Body order | one-body / two-body | \(1\) / \(2\) | The Phase II-D and II-E results already fix two cells: - \(\mathcal{P}_-\) (any body, any sector) → null (structural anticommutation with \(\mathcal{PT}\)). - \(\mathcal{P}_+\), \(\mathcal{S}_{\rm mix}\), \(1\)-body (\(G_{E_1}\)) → null under the biorthogonal convention. The remaining open cells that must be classified are: - \(\mathcal{P}_+\), \(\mathcal{S}_0\), \(1\)-body - \(\mathcal{P}_+\), \(\mathcal{S}_0\), \(2\)-body (already positive for the XY bond; additional representatives required) - \(\mathcal{P}_+\), \(\mathcal{S}_{\rm mix}\), \(2\)-body --- ### III. CANDIDATE OPERATORS FOR CLASSIFICATION All operators are Hermitian. Matrix representations are constructed in the same basis used in Phase II-E. **3.1 One-body, PT-even, sector-preserving** \(G_{F_1}=\sum_{j=1}^{4}\sigma_j^z\) (Total magnetization; trivially preserves \(S^z_{\rm total}\); PT-even because \(\sigma^z\) is real and parity-invariant under site relabeling when the staggered PT field is taken into account.) **3.2 Two-body, PT-even, sector-preserving (beyond \(E_2\))** \(G_{F_2}=\sum_{j=1}^{3}\sigma_j^z\sigma_{j+1}^z\) (ZZ bond operator; the natural Ising partner of the XY bond.) \(G_{F_3}=\sum_{j=1}^{3}(\sigma_j^x\sigma_{j+1}^x-\sigma_j^y\sigma_{j+1}^y)\) (Anisotropic XY combination; still sector-preserving.) **3.3 Two-body, PT-even, sector-mixing** \(G_{F_4}=\sum_{j=1}^{3}(\sigma_j^x\sigma_{j+1}^z+\sigma_j^z\sigma_{j+1}^x)\) (Explicitly mixes \(\Delta S^z=\pm1\) sectors while remaining PT-even.) **3.4 Reference operators (already classified)** - \(G_{E_1}\) (null) and \(G_{E_2}\) (active) are retained as baselines and re-evaluated under identical numerical conditions for every new scan. --- ### IV. NUMERICAL PROTOCOL **4.1 Hamiltonian** Identical to Phase II-E: \[ H=H_{\rm XXZ}(b_{\rm eff})+H_{\rm PT}(\gamma), \] with \[ H_{\rm XXZ}(b)=\sum_{j=1}^{3}\Bigl(b\,(S_j^x S_{j+1}^x+S_j^y S_{j+1}^y)+J\Delta\,S_j^z S_{j+1}^z\Bigr), \] \[ H_{\rm PT}=i\gamma\sum_{j=1}^{4}(-1)^j S_j^z, \] \(J=1\), \(\Delta=0.5\), \(S^\alpha=\sigma^\alpha/2\). **4.2 Self-consistency equation** Unchanged: \[ b_{\rm eff}^2=J^2+\lambda J\langle G\rangle_{\rm PT}. \] Iteration tolerance \(10^{-10}\), maximum 200 iterations. **4.3 Observable convention** Biorthogonal expectation value on the eigenstate of smallest \(|\mathrm{Re}(E)|\), preferring PT-unbroken states: \[ \langle G\rangle_{\rm PT}=\frac{\langle\psi_L|G|\psi_R\rangle}{\langle\psi_L|\psi_R\rangle}. \] **4.4 Parameter scan** - \(\lambda\in\{0.00,0.05,0.10,0.15,0.20,0.30,0.50\}\) - \(\gamma\) from 0 to 0.40 with step 0.002 (dense coverage of the unbroken region and the immediate vicinity of \(\gamma_{\rm EP}\)) - For each \((\lambda,\gamma,G)\) the code