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European Journal of Physics

Effective Hamiltonians and non-Hermitian physics

Ugo Sébastien Lair, David Guéry-Odelin

Published Aug 25, 2026• 0 citations
Publisher

Abstract

Abstract Every realistic quantum system is coupled to an environment. Including the environment restores a closed, Hermitian description, but at the cost of an intractably large Hilbert space. The Feshbach–Löwdin projection eliminates the unwanted degrees of freedom exactly, yielding an effective Hamiltonian H eff on the relevant subspace alone—which generically becomes non-Hermitian when the eliminated subspace contains an energetically accessible continuum and outgoing boundary conditions are imposed. We illustrate this through a minimal model: a particle in a box with a delta barrier at its center. Direct elimination of one half-well reduces all information about the discarded sector to a single boundary parameter β ; the same result is then rederived via the Green’s function and Dyson equation, offering a pedagogical illustration of how boundary data enter the Green’s-function formalism and relating β to a self-energy term. Whether β is real or complex determines whether H eff is Hermitian or not, and the full range of behavior—from Hermitian dynamics through finite-width resonances to the counterintuitive quantum Zeno effect—follows from this single parameter.

DOI
10.1088/1361-6404/ae9e99

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Abstract Every realistic quantum system is coupled to an environment. Including the environment restores a closed, Hermitian description, but at the cost of an intractably large Hilbert space. The Feshbach–Löwdin projection eliminates the unwanted degrees of freedom exactly, yielding an effective Hamiltonian H eff on the relevant subspace alone—which generically becomes non-Hermitian when the eliminated subspace contains an energetically accessible continuum and outgoing boundary conditions are imposed. We illustrate this through a minimal model: a particle in a box with a delta barrier at its center. Direct elimination of one half-well reduces all information about the discarded sector to a single boundary parameter β ; the same result is then rederived via the Green’s function and Dyson equation, offering a pedagogical illustration of how boundary data enter the Green’s-function formalism and relating β to a self-energy term. Whether β is real or complex determines whether H eff is Hermitian or not, and the full range of behavior—from Hermitian dynamics through finite-width resonances to the counterintuitive quantum Zeno effect—follows from this single parameter.
As has been shown long time ago by Feshbach, the exact energy spectrum of the full problem can be obtained by solving two different self-energy problems. In spite of the fact that the two effective Hamiltonians are derived in very similar ways in one case, the exact energy spectrum of the full problem can be either real or complex (depending on the boundary conditions), whereas the exact energy spectrum associated with the second effective Hamiltonian has to be complex (excluding bound states in the continuum). The focus of this paper is on the fact that in both cases the complex eigenvalues result from the same requirement of an out-going boundary condition. The branching of quantum mechanics to standard (Hermitian) formalism and non-Hermitian formalism is associated with the decision to express the exact energy spectrum with one of the two possible self-consistent like problems where the use of the Green operator imposes an outgoing boundary condition on the solutions of the time-independent Schrodinger equation. Our analysis is made for the case where an ABC molecule has sufficient energy to dissociate to A + BC but not to A + B + C and not to AB + C or to AC + B.
We review analyses of open quantum systems. We show how non-Hermiticity arises in an open quantum system with an infinite environment, focusing on the one-body problem. One of the reasons for taking the present approach is that we can solve the problem completely, making it easier to see the structures of problems involving open quantum systems. We show that this results in the discovery of a new complete set, which is one of the main topics of the present article. Another reason for focusing on the one-body problem is that the theory permits the strong coupling between the system and the environment. In the current research landscape, it is valuable to revisit the one-body problem for open quantum systems, which can be solved accurately for arbitrary strengths of the system-environment couplings. A rigorous understanding of the problem structures in the present approach will be helpful when we tackle problems with many-body interactions. First, we consider potential scattering and directly define the resonant state as an eigenstate of the Schrödinger equation under the Siegert outgoing boundary condition. We show that the resonant eigenstate can have a complex energy eigenvalue, even though the Hamiltonian is seemingly Hermitian. Second, we introduce the Feshbach formalism, which eliminates the infinite degrees of freedom of the environment and represents its effect as a complex potential. The resulting effective Hamiltonian is explicitly non-Hermitian. By unifying these two ways of defining resonant states, we obtain a new complete set of bases for the scattering problem that contains all discrete eigenstates, including resonant states. We finally mention the non-Markovian dynamics of open quantum systems. We emphasize the time-reversal symmetry of the dynamics that continuously connects the past and the future. We can capture it using the new complete set that we develop here.
The Hermitian properties of the Hamiltonian are related not only to the operator itself but also to the functions on which it acts. Hermitian Hamiltonians operate on functions in the L 2 Hilbert space which correspond to boundary conditions which vanish at infinity. In this chapter, in order to move into the non-Hermitian domain, we will impose on the solutions to the time-independent Schrödinger equation (TISE) different boundary conditions which lead to solutions which can be associated with different types of the complex poles of the scattering matrix. These solutions will contain information which was not available within the scope of functions in L 2 . By imposing outgoing boundary conditions on the eigenfunctions of the timeindependent Hamiltonian complex eigenvalues, E res = ε − (i/2)Г, are obtained. These complex energies are associated with decaying resonance states which were discussed in the previous two chapters. The bound states (if they exist) appear as real eigenvalues since they result from exactly such outgoing boundary conditions which appear under the threshold energy. When incoming boundary conditions are imposed two kind of solution are obtained. One type of solution is the complex conjugates of the decay resonance solutions mentioned above. In scattering theory text books (see Taylor for example) the physical resonance solutions are associated with the poles of the scattering matrix which are embedded in the lower half of the complex energy plane. However, in nuclear physics the complex poles embedded in the upper half of the complex energy plane, so-called virtual states , are denoted as capture resonances .
Interacting and open quantum systems can be formulated in terms of an effective non-Hermitian Hamiltonian (NHH), however, there are important constraints that must be satisfied by the effective action and the associated Green's functions. One common approach to many-body non-Hermitian (NH) systems is to incorporate the anti-Hermitian part of the Hamiltonian directly in the Matsubara Green's function. Here, we show that such an approach is incompatible with the standard framework for systems with interactions. Furthermore, we furnish a consistent physical description for such systems by determining their distinction from conventional interacting physics, and find that they are described by pseudo-Hermitian quantum mechanics. Furthermore, we characterize the zero-temperature distribution functions within several frameworks for NH systems. As an application of our results, we consider the electromagnetic response of a NH quasiparticle Hamiltonian based on the (1+1)-dimensional NH Dirac model subject to various physical descriptions.
Effective non-Hermitian Hamiltonians describing decaying systems are considered and analyzed in connection with the occurrence of possible Hilbert space partitioning. This fact can be interpreted as Zeno effect or Zeno dynamics, according to the dimension of the subspace one focuses on. Depending on the complex phases of the diagonal terms of the Hamiltonian, the system reacts in different ways, requiring larger moduli for the Zeno phenomena to occur when the complex phase is close to π/2\pi/2π/2. Unperturbed dynamics are also shown to persist in some especial conditions where interaction-free subspaces are present.
Calculations for open quantum systems are performed usually by taking into account their embedding into one common environment, which is mostly the common continuum of scattering wave functions. Realistic quantum systems are coupled however often to more than one continuum. For example, the conductance of an open cavity needs at least two environments, namely the input and the output channel. In the present paper, we study generic features of an open quantum system coupled to two channels. We compare the results with those characteristic of a one-channel system. Of special interest is the parameter range which is influenced by singular (exceptional) points. Here, the states of the system are mixed via the environment and the dynamics is determined, in any case, by nonlinear processes. These processes restore the resonance structure of the cross section in the one-channel case, such that there is no need to consider them in calculations for concrete systems. In the two-channel case, however, they cause new effects. Most interesting is the enhanced conductance of an open cavity in this parameter range. This enhancement follows directly from the properties of the eigenstates of a non-Hermitian Hamilton operator (and is not related to the existence of a superradiant state). The study of the conductance allows, among others, an experimental test of the non-Hermitian quantum physics.