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Photonics

Quantum Tunneling Through a Mode-Quantized Barrier: A Dynamical Second-Quantization Framework

Linbin Zheng, Junheng Pan, Jau Tang

Published Aug 21, 2026• 0 citations
Publisher

Abstract

Quantum tunneling is conventionally described by the Schrödinger wave equation with a prescribed static potential barrier, providing accurate transmission probabilities but offering limited insight into the microscopic dynamics of particle–barrier interactions. In this work, we develop a dynamical second-quantization framework in which the barrier is modeled as an ensemble of quantized internal modes rather than as an externally imposed classical potential. The tunneling particle interacts directly with these microscopic barrier excitations through a coupled particle–barrier Hamiltonian, from which the Heisenberg equations of motion are derived. Collective coherent excitations of the barrier modes give rise to an emergent effective barrier that naturally recovers the conventional rectangular barrier and the WKB transmission limit under appropriate conditions. Unlike standard treatments, the present formulation explicitly incorporates microscopic barrier dynamics and provides a unified description of particle–barrier coupling within a second-quantized formalism. The framework further suggests that repeated tunneling events may experience different microscopic interaction histories, motivating a statistical interpretation of tunneling times. Because both the particle and barrier are treated within the same operator formalism, the theory provides a natural foundation for extension to relativistic quantum transport, photonic barriers, cavity quantum electrodynamics, and other structured quantum media.

DOI
10.3390/photonics13080793

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Quantum tunneling is conventionally described by the Schrödinger wave equation with a prescribed static potential barrier, providing accurate transmission probabilities but offering limited insight into the microscopic dynamics of particle–barrier interactions. In this work, we develop a dynamical second-quantization framework in which the barrier is modeled as an ensemble of quantized internal modes rather than as an externally imposed classical potential. The tunneling particle interacts directly with these microscopic barrier excitations through a coupled particle–barrier Hamiltonian, from which the Heisenberg equations of motion are derived. Collective coherent excitations of the barrier modes give rise to an emergent effective barrier that naturally recovers the conventional rectangular barrier and the WKB transmission limit under appropriate conditions. Unlike standard treatments, the present formulation explicitly incorporates microscopic barrier dynamics and provides a unified description of particle–barrier coupling within a second-quantized formalism. The framework further suggests that repeated tunneling events may experience different microscopic interaction histories, motivating a statistical interpretation of tunneling times. Because both the particle and barrier are treated within the same operator formalism, the theory provides a natural foundation for extension to relativistic quantum transport, photonic barriers, cavity quantum electrodynamics, and other structured quantum media.
Quantum tunneling is conventionally described using the stationary Schrödinger equation with an externally imposed potential barrier. In this work, we present a dynamical formulation of quantum tunneling in which the barrier is modeled as a structured medium possessing quantized internal modes that interact coherently with an incident electron. Using the Heisenberg operator formalism and a second-quantized representation of the barrier medium, we derive coupled dynamical equations governing the electron–barrier interaction. Under a continuum-mode and mean-field approximation, the collective response of the barrier modes generates an effective potential that reproduces the conventional rectangular barrier model and the standard tunneling transmission probability obtained from the Schrödinger equation. Within this framework, a tunneling traversal time is naturally defined from the dynamical evolution of the electron and is shown to depend on the barrier width, barrier height, and incident electron energy. Numerical simulations illustrating the transmission probability and tunneling-time behavior are presented. The results provide a complementary microscopic interpretation of tunneling processes in structured quantum media and may be relevant to nanoscale transport, photonic barriers, and coherent quantum devices.
This research paper explores the theoretical foundations of quantum tunneling, explaining how particles can pass through potential barriers despite lacking the classical energy to do so. It develops the mathematical framework using the Schrödinger equation, derives the transmission coefficient for a rectangular potential barrier, introduces the WKB approximation for more realistic barriers, and examines key applications such as alpha decay, scanning tunneling microscopy (STM), and the Josephson effect. The paper also reviews the historical development, experimental verification, and limitations of quantum tunneling, highlighting its significance as one of the most fundamental and experimentally validated predictions of quantum mechanics.
At the turn of the twentieth century, the establishment of quantum theory propelled rapid advancements, particularly in the understanding of quantum tunnelling—a fundamental phenomenon in quantum mechanics crucial for various physical processes. The quantum phenomenon of particle passes through potential barriers is of great importance. In classical physics, when the energy of a particle is less than the height of a double barrier structure, it is impossible for it to pass through. However, quantum mechanics allows a particle to penetrate the barrier and emerge on the other side. This paper explores the quantum tunnelling effect, focusing on the single potential barrier model in one dimension and subsequently extending to the double potential barrier model. The Schrödinger equation provides the foundational framework for elucidating the motion of microscopic particles, emphasizing wave-particle duality inherent in quantum mechanics. The analysis of the single potential barrier model involves solving the Schrödinger equation in different regions, determining wave functions and coefficients through boundary conditions. The transmission coefficient is derived, representing the probability of a particle passing through a barrier. In the case of a “thick” barrier, an approximate form for transmission coefficient is provided, demonstrating the exponential decrease in transmission probability with increasing barrier thickness.
Abstract: Quantum tunneling is conventionally described through semiclassical WKB methods and imaginary-time formulations of the Feynman Path Integral, which successfully reproduce transmission probabilities but leave the local kinematic structure of the barrier transition largely implicit. In this work, we introduce a finite-rate temporal integration framework in which localized quantum states evolve through successive stochastic re-integrations over a characteristic interval . Within this picture, a macroscopic potential barrier acts as an open fluctuating electromagnetic environment rather than a rigid static boundary. As a localized state partially penetrates the barrier, transient geometric interlocking suppresses forward integration and prolongs the effective interaction window. The under-barrier configuration is modeled not as a single coherent leap across the forbidden region, but as a metastable sequence of stochastic local re-integrations continuously driven by environmental fluctuations. Transmission through thick barriers therefore emerges as a rare cumulative process requiring repeated successful geometric alignments across many finite integration intervals, naturally producing exponential suppression with barrier thickness. To formalize this mechanism, the tunneling process is represented as a coupled stochastic escape problem governed by bipartite Langevin dynamics and an associated Fokker–Planck description. The transition probability acquires a bilinear structure arising from simultaneous compatibility conditions between particle-side and environment-side fluctuations. In the self-consistent limit, this naturally produces the quadratic probability weighting characteristic of the Born measure, while remaining compatible with normalized Hilbert-space amplitudes. Within this framework, the Euclidean-time contribution appearing in standard tunneling theory admits a local kinematic interpretation as the extended stochastic integration interval required for compatible transition geometries to accumulate across the barrier. The formalism further predicts enhanced sensitivity of tunneling dynamics to high-frequency external probing, potentially relevant to attoclock tunneling-delay experiments and strong-field manifestations of the Quantum Zeno effect.
This paper proposes a classical alternative explanation for the tunneling effect in quantum mechanics. Standard quantum theory describes tunneling as a particle "penetrating" a potential barrier whose energy exceeds the particle's own kinetic energy with a certain probability. However, this explanation focuses only on the mathematical initial and final states, completely ignoring any dynamical process the electron may undergo before the barrier, and lacks a physical picture. This paper argues that tunneling is not an intrinsic quantum property of a single electron, but rather a collective statistical fluctuation event involving multiple electrons: electrons near the barrier, through a series of random collisions in the correct direction, gradually transfer and concentrate kinetic energy onto the electron closest to the barrier, enabling it to instantaneously acquire kinetic energy exceeding the barrier threshold and thus classically fly over the barrier. During the crossing, the electron must do work against the barrier, converting kinetic energy into potential energy; therefore, after crossing, its kinetic energy is reduced and it cannot cross the same barrier again. Tunneling probability is reinterpreted as the success probability of such a "directed energy relay" event. This model is fully self-consistent within the framework of classical electromagnetism and statistical mechanics, requiring no wave functions or probability waves, with a clear physical picture and explicit causal chain. This paper further points out that under strictly single-electron conditions, this model predicts that tunneling will completely disappear, a prediction that stands in fundamental opposition to the standard quantum model and can serve as a decisive experiment to test the two theories.
We derive tunneling Hamiltonians from a microscopic model of ultracold atoms separated by an external potential barrier. Not only usual one-body tunneling but also pair- and spin-tunneling processes naturally arise from a well-known microscopic model without any empirical parameters, where the tunneling process occurs via local transfer in the overlapped region of the many-body wave functions around the potential barrier. Applying the Schwinger-Keldysh formalism to the effective model in the momentum space, we demonstrate how anomalous tunneling currents occur via the tunneling Hamiltonians in strongly interacting systems. Our formulation is useful for various junction systems as well as sheds light on a clear connection between atomtronics and spintronics.