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Many-body effects in altermagnets and electron–phonon systems

Niklas Cichutek

Published Jan 1, 2026• 0 citations
Publisher

Abstract

In this dissertation, which is situated in the field of theoretical condensed matter physics, we investigate many-body effects in altermagnets and electron–phonon systems. Specifically, we study a Heisenberg model for two-dimensional altermagnets, a dissipative variant of the Yukawa–Sachdev–Ye–Kitaev (YSYK) model, and the Holstein model. In all of these systems, the presence or absence of quasiparticles plays a central role. Consequently, the description of these quasiparticles and their influence on the state of the system constitute the primary focus of this work. Since the Heisenberg model can be bosonized using the Holstein–Primakoff transformation, all systems considered in this dissertation can be analyzed using many-body methods, in particular within the framework of Green's function techniques. Altermagnets constitute a recently identified class of magnetic materials characterized by their distinct symmetry properties. They combine properties of both ferromagnets and antiferromagnets, thereby offering promising opportunities for future applications, for example in spintronics. Consequently, they have become the subject of intense current research, and new candidate altermagnetic materials are continuously being proposed. The central question addressed in this part of the dissertation is, using nonlinear spin-wave theory, whether the collective magnetic excitations, namely magnons, are stable at zero temperature or undergo spontaneous decay driven exclusively by quantum-mechanical effects. The dissipative YSYK model belongs to the class of SYK models, which describe strongly coupled chaotic systems with Gaussian-distributed interactions. In the limit of an infinite number of particles, these models can be solved exactly at the level of the self-energy. They do not possess quasiparticles, exhibit a non-Fermi-liquid (NFL) phase associated with strange-metal behavior and high-temperature superconductivity, and display several additional remarkable properties that have also attracted considerable interest in gravitational physics. The primary objective of this part of the dissertation is to explain the self-tuning criticality of the NFL phase in the dissipative YSYK model. Although this phenomenon had previously been found by solving the exact Dyson–Schwinger equations (DSEs) in the infinite-particle limit, its origin has remained unexplained. To this end, we develop a functional renormalization group (FRG) approach for the dissipative YSYK model. Although the influence of lattice vibrations on electronic systems has been investigated for decades using well-established many-body and kinetic-theory methods, the behavior of strongly coupled electron–phonon systems remains incompletely understood. To address this problem, we study the microscopic Holstein model with dispersionless Einstein phonons at zero temperature. By combining the Dyson–Schwinger equations of the Holstein model with the exact FRG flow equations formulated within the chemical-potential cutoff scheme, we derive a Ward identity relating the electronic compressibility to the renormalized phonon frequency. This identity implies that the compressibility diverges when the renormalized phonon frequency vanishes, leading to a Pomeranchuk instability in the density channel with zero angular momentum. Using the nonperturbative FRG, we investigate the presence of this instability and propose a phase diagram of the Holstein model in arbitrary dimensions.

DOI
10.21248/gups.99387

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In this dissertation, which is situated in the field of theoretical condensed matter physics, we investigate many-body effects in altermagnets and electron–phonon systems. Specifically, we study a Heisenberg model for two-dimensional altermagnets, a dissipative variant of the Yukawa–Sachdev–Ye–Kitaev (YSYK) model, and the Holstein model. In all of these systems, the presence or absence of quasiparticles plays a central role. Consequently, the description of these quasiparticles and their influence on the state of the system constitute the primary focus of this work. Since the Heisenberg model can be bosonized using the Holstein–Primakoff transformation, all systems considered in this dissertation can be analyzed using many-body methods, in particular within the framework of Green's function techniques. Altermagnets constitute a recently identified class of magnetic materials characterized by their distinct symmetry properties. They combine properties of both ferromagnets and antiferromagnets, thereby offering promising opportunities for future applications, for example in spintronics. Consequently, they have become the subject of intense current research, and new candidate altermagnetic materials are continuously being proposed. The central question addressed in this part of the dissertation is, using nonlinear spin-wave theory, whether the collective magnetic excitations, namely magnons, are stable at zero temperature or undergo spontaneous decay driven exclusively by quantum-mechanical effects. The dissipative YSYK model belongs to the class of SYK models, which describe strongly coupled chaotic systems with Gaussian-distributed interactions. In the limit of an infinite number of particles, these models can be solved exactly at the level of the self-energy. They do not possess quasiparticles, exhibit a non-Fermi-liquid (NFL) phase associated with strange-metal behavior and high-temperature superconductivity, and display several additional remarkable properties that have also attracted considerable interest in gravitational physics. The primary objective of this part of the dissertation is to explain the self-tuning criticality of the NFL phase in the dissipative YSYK model. Although this phenomenon had previously been found by solving the exact Dyson–Schwinger equations (DSEs) in the infinite-particle limit, its origin has remained unexplained. To this end, we develop a functional renormalization group (FRG) approach for the dissipative YSYK model. Although the influence of lattice vibrations on electronic systems has been investigated for decades using well-established many-body and kinetic-theory methods, the behavior of strongly coupled electron–phonon systems remains incompletely understood. To address this problem, we study the microscopic Holstein model with dispersionless Einstein phonons at zero temperature. By combining the Dyson–Schwinger equations of the Holstein model with the exact FRG flow equations formulated within the chemical-potential cutoff scheme, we derive a Ward identity relating the electronic compressibility to the renormalized phonon frequency. This identity implies that the compressibility diverges when the renormalized phonon frequency vanishes, leading to a Pomeranchuk instability in the density channel with zero angular momentum. Using the nonperturbative FRG, we investigate the presence of this instability and propose a phase diagram of the Holstein model in arbitrary dimensions.
The discovery of high-temperature superconductors has raises questions that extend beyond the scope of quasiparticles, a foundational concept in condensed matter theory. This dissertation explores new theoretical approaches to quantum matter without quasiparticle excitations, with a particular focus on quantum criticality and the associated superconductivity in correlated electron compounds. The soluble Sachdev-Ye-Kitaev (SYK) model has recently emerged as a fascinating platform to address the unusual metallic states with T-linear resistivity. We first consider differ- ent variants of random Hubbard models, which share many similarities to key aspects of the original SYK model. Using a large M analysis and a renormalization group method, we propose the existence of quantum critical points with fractionalized excitations separating two distinct phases, which provides insights into the quantum phase transitions and non-Fermi liquid behaviors observed in cuprate superconductors. In the second part of this dissertation, we examine the interplay between non-Fermi liquids and superconductivity with two different pairing mechanisms. Under the framework of random Hubbard model, we demonstrate that superconductivity emerging from non-Fermi liquids strongly deviates from the BCS theory by tuning the relative strength of hopping and exchange interactions. Furthermore, we investigate a two-dimensional Yukawa-SYK model with spatially randomn interactions coupling a Fermi surface to a scalar field associated with a quantum phase transition. Our theory agrees well with transport properties analysed in cuprates, such as a T-linear resistivity and Planckian dissipation.
This dissertation investigates the role of disorder in quantum many-body systems, focusing on strange metals and spin glass systems. For strange metals, we analyze the low-frequency spectra of complex Sachdev-Ye-Kitaev (SYK) models at arbitrary densities, combining analytical and numerical methods. Building on these insights, we study the overdoped random t-J model, demonstrating that strange metal behavior persists across the entire doping range. We also show that the critical metal develops an instability to a low-doping spin-glass phase, and compute the critical doping value. Furthermore, we explore the chaotic properties of a distinct strange metal model—the large N theory of a critical Fermi surface—and establish that it exhibits maximal quantum chaos. For spin glass systems, we examine the low-energy spectrum and Parisi replica-symmetry-breaking function in the quantum Ising model with infinite-range random exchange interactions with the presence of transverse and longitudinal fields. In the spin glass phase, we find that the local spin spectra are gapless and provide a detailed analysis of the phase diagram. Additionally, we investigate the quantum spherical p-rotor model in an external field, showing that the spin glass phase remains robust across a wide range of field strengths. The potential experimental applications of these findings are also discussed.
This thesis has two main parts. The first part is based on our publication [1], where we use perturbation theory to calculate decay rates of magnons in the Kitaev-Heisenberg-Γ (KHΓ) model. This model describes the magnetic properties of the material α-RuCl 3 , which is a candidate for a Kitaev spin liquid. Our motivation is to validate a previous calculation from Ref. [2]. In this thesis, we map out the classical phase diagram of the KHΓ model. We use the Holstein-Primakoff transformation and the 1/S expansion to describe the low temperature dynamics of the Kitaev-Heisenberg-Γ model in the experimentally relevant zigzag phase by spin waves. By parametrizing the spin waves in terms of hermitian fields, we find a special parameter region within the KHΓ model where the analytical expressions simplify. This enables us to construct the Bogoliubov transformation analytically. For a representative point in the special parameter region, we use these results to numerically calculate the magnon damping, which is to leading order caused by the decay of single magnons into two. We also calculate the dynamical structure factor of the magnons. The second part of this thesis is based on our publication [3], where we use the functional renormalization group to analyze a discontinuous quantum phase transition towards a non-Fermi liquid phase in the Sachdev-Ye-Kitaev (SYK) model. In this thesis, we perform a disorder average over the random interactions in the SYK model. We argue that in the thermodynamic limit, the average renormalization group (RG) flow of the SYK model is identical to the RG flow of an effective disorder averaged model. Using the functional RG, we find a fixed point describing the discontinuous phase transition to the non-Fermi liquid phase at zero temperature. Surprisingly, we find a finite anomalous dimension of the fermions, which indicates critical fluctuations and is unusual for a discontinuous transition. We also determine the RG flow at zero temperature, and relate it to the phase diagram known from the literature.
This dissertation is a study of various aspects of metals with strong interactions between electrons, with a particular emphasis on the problem of charge transport through them. We consider the physics of clean or weakly-disordered metals near some quantum critical points, and highlight novel transport regimes that could be relevant to experiments. We then develop a variety of exactly-solvable lattice models of strongly interacting non-Fermi liquid metals using novel non-perturbative techniques based on the Sachdev-Ye-Kitaev models, and relate their physics to that of the ubiquitous “strange metal” normal state of most correlated-electron superconductors, providing controlled theoretical insight into the possible mechanisms behind it. Finally, we use ideas from the field of quantum chaos to study mathematical quantities that can provide evidence for the existence of quasiparticles (or the lack thereof) in quantum many-body systems, in the context of metals with correlated electrons.
We present a review of the Sachdev-Ye-Kitaev (SYK) model of compressible quantum many-body systems without quasiparticle excitations, and its connections to various theoretical studies of non-Fermi liquids in condensed matter physics. The review is placed in the context of numerous experimental observations on correlated electron materials. Strong correlations in metals are often associated with their proximity to a Mott transition to an insulator created by the local Coulomb repulsion between the electrons. We explore the phase diagrams of a number of models of such local electronic correlation, employing a dynamical mean field theory in the presence of random spin exchange interactions. Numerical analyses and analytical solutions, using renormalization group methods and expansions in large spin degeneracy, lead to critical regions which display SYK physics. The models studied include the single-band Hubbard model, the ttt-JJJ model and the two-band Kondo-Heisenberg model in the presence of random spin exchange interactions. We also examine non-Fermi liquids obtained by considering each SYK model with random four-fermion interactions to be a multi-orbital atom, with the SYK-atoms arranged in an infinite lattice. We connect to theories of sharp Fermi surfaces without any low-energy quasiparticles in the absence of spatial disorder, obtained by coupling a Fermi liquid to a gapless boson; a systematic large NNN theory of such a critical Fermi surface, with SYK characteristics, is obtained by averaging over an ensemble of theories with random boson-fermion couplings. Finally, we present an overview of the links between the SYK model and quantum gravity and end with an outlook on open questions.
This thesis is devoted to the study of Sachdev-Ye-Kitaev (SYK) models, which describe matter without quasiparticles. The SYK model is an exactly solvable model that is hoped to bring insights into the understanding of strongly correlated materials.\nThe main part discusses different aspects of SYK models. Chapter 2 presents numerical studies of the SYK models, shows its non-Fermi liquid nature and verifies the analytical predictions on two-point function and thermal entropies. Chapter 3 considers the thermodynamic and transport properties of the complex SYK models in higher dimensional generalizations, we show some universal relations obtained from SYK models which are consistent with holographic theories. Chapter 4 discusses a supersymmetric generalization of the SYK model. We show a different a scaling from the normal SYK model both analytically and numerically. We also discuss a different origin of the extensive zero temperature entropy in mathcalN=2\\mathcal{N}=2mathcalN=2 theory. Chapter 5 considers a continuous set of boson-fermion SYK models with a tunable low-energy scaling dimension. From the explicit computation of out of time ordered correlators, we find the theory is less chaotic in the free fermion limit. Chapter 6 describes the phases of a solvable ttt-JJJ model of electrons with an SYK-like form. We find a mathbbZ2\\mathbb{Z}_2mathbbZ2​ fractionalization picture where the deconfined phase is similar to the pseudo gap regime of underdoped cuprates, while the `quasi-Higgs' phase is similar to the metallic phase of overdoped cuprates.