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Causal and compositional structure in quantum theory

Tein van der Lugt

Published Jan 1, 2025• 0 citations
Publisher

Abstract

Quantum theory challenges classical causal explanations for physical phenomena, calling for a quantum generalisation of causal structure. This thesis advances the study of causal decompositions, a research programme that aims to bridge two prominent, yet conceptually distinct types of structural assumption found across the quantum causality literature. The first is in terms of the global dependency relations between input and output systems of quantum transformations, which in the unitary case we shall refer to as causal structure; the second is in terms of the compositional structure of quantum circuits or networks. Concretely, a causal decomposition is a circuit representation of a unitary transformation in which no-influence relations that hold between its inputs and outputs are made manifest in the absence of paths through the circuit connecting them. Applications include translating between different quantum causal modelling frameworks; equipping a framework based on unitary causal structure with a local, bottom-up description via generalised autonomous causal mechanisms; and relating notions of compatibility between quantum transformations and relativistic causality. Whether causal decompositions always exist remains an open problem. The contributions of this thesis are threefold. First, we develop an order-theoretic account of circuit syntax and demonstrate that every circuit with a given input-output connectivity can be rewritten into a one of a canonical form given by the concept lattice construction from lattice theory. This systematises the search for causal decompositions by providing the shape of the quantum circuit one should look for. Second, we establish a combinatorial condition that fully characterises when causal decompositions into unitary quantum circuits exist without requiring the generalisation to routed quantum circuits prompted by earlier research. This solves a well-defined subproblem of the broader quest, and our proof, an interplay of order theory and operator algebra, lays a foundation for future extensions. Third, we detail the application to relativistic causality. Within a multipartite framework generalising existing literature, we emphasise that the mere lack of superluminal signalling through a quantum channel is not sufficient to conclude its realisability by dynamics that are locally consistent with relativity theory. We conjecture that, on the other hand, a lack of superluminal causal influences through its unitary dilations is sufficient—at least up to arbitrarily small errors. We demonstrate this in various special cases and show that the general statement reduces to the existence of a weak version of causal decompositions.

DOI
10.5287/ora-vq7opd7ap

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•May 18, 2016•3 citations
Quantum theory challenges classical causal explanations for physical phenomena, calling for a quantum generalisation of causal structure. This thesis advances the study of causal decompositions, a research programme that aims to bridge two prominent, yet conceptually distinct types of structural assumption found across the quantum causality literature. The first is in terms of the global dependency relations between input and output systems of quantum transformations, which in the unitary case we shall refer to as causal structure; the second is in terms of the compositional structure of quantum circuits or networks. Concretely, a causal decomposition is a circuit representation of a unitary transformation in which no-influence relations that hold between its inputs and outputs are made manifest in the absence of paths through the circuit connecting them. Applications include translating between different quantum causal modelling frameworks; equipping a framework based on unitary causal structure with a local, bottom-up description via generalised autonomous causal mechanisms; and relating notions of compatibility between quantum transformations and relativistic causality. Whether causal decompositions always exist remains an open problem. The contributions of this thesis are threefold. First, we develop an order-theoretic account of circuit syntax and demonstrate that every circuit with a given input-output connectivity can be rewritten into a one of a canonical form given by the concept lattice construction from lattice theory. This systematises the search for causal decompositions by providing the shape of the quantum circuit one should look for. Second, we establish a combinatorial condition that fully characterises when causal decompositions into unitary quantum circuits exist without requiring the generalisation to routed quantum circuits prompted by earlier research. This solves a well-defined subproblem of the broader quest, and our proof, an interplay of order theory and operator algebra, lays a foundation for future extensions. Third, we detail the application to relativistic causality. Within a multipartite framework generalising existing literature, we emphasise that the mere lack of superluminal signalling through a quantum channel is not sufficient to conclude its realisability by dynamics that are locally consistent with relativity theory. We conjecture that, on the other hand, a lack of superluminal causal influences through its unitary dilations is sufficient—at least up to arbitrarily small errors. We demonstrate this in various special cases and show that the general statement reduces to the existence of a weak version of causal decompositions.
If a unitary transformation has a circuit representation with no directed path from input a to output b , then a does not influence b through the overall unitary. Conversely, if a unitary satisfies a number of no-influence conditions, it is natural to wonder whether a circuit decomposition exists in which all of them are represented by absences of paths. Such decompositions are known as causal decompositions; determining their existence in general is a central open problem in the study of causal structure in quantum theory. We present progress towards a general solution by considering the special case of unitary causal decompositions, i.e. decompositions in terms of unitary circuits in the traditional quantum circuit formalism that do not require the generalisation to 'extended' or 'routed' quantum circuits prompted by earlier research on this topic. We identify a combinatorial condition that characterises precisely those sets of no-influence constraints G for which any unitary transformation satisfying G admits a unitary causal decomposition representing the constraints. Our approach is systematic, grounded in lattice theory and finite-dimensional operator algebra, and offers hope for extensions to more general (e.g. routed unitary) causal decompositions in the future.
The causal structure of a unitary transformation is the set of relations of possible influence between any input subsystem and any output subsystem. We study whether such causal structure can be understood in terms of compositional structure of the unitary. Given a quantum circuit with no path from input system A to output system B , system A cannot influence system B . Conversely, given a unitary U with a no-influence relation from input A to output B , it follows from [B. Schumacher and M. D. Westmoreland, Quantum Information Processing 4 no. 1, (Feb, 2005)] that there exists a circuit decomposition of U with no path from A to B . However, as we argue, there are unitaries for which there does not exist a circuit decomposition that makes all causal constraints evident simultaneously . To address this, we introduce a new formalism of `extended circuit diagrams', which goes beyond what is expressible with quantum circuits, with the core new feature being the ability to represent direct sum structures in addition to sequential and tensor product composition. A causally faithful extended circuit decomposition, representing a unitary U , is then one for which there is a path from an input A to an output B if and only if there actually is influence from A to B in U . We derive causally faithful extended circuit decompositions for a large class of unitaries, where in each case, the decomposition is implied by the unitary's respective causal structure. We hypothesize that every finite-dimensional unitary transformation has a causally faithful extended circuit decomposition.
In recent years, the investigation of causal relations in quantum theory has attracted a lot of interest. In particular, it has been found that it is possible to conceive of scenarios where some parties perform operations that are compatible with quantum theory locally, but that cannot be embedded into a global background causal structure. Such indefinite causal structures are of interest from a fundamental point of view, but also from the perspective of quantum information processing, since they do not fit into the usual paradigm of quantum circuits, which assumes a definite causal order. The main aim of this thesis is to study indefinite quantum causal relations involving more than two parties. Compared to the bipartite case, there are many new aspects and complications that arise in multipartite situations, which need to be clarified in order to fundamentally understand quantum causal structures, and to shed light on their implications and potential usefulness for quantum information processing.A suitable mathematical framework for the investigation of quantum causal relations is the process matrix formalism. In this framework, the notion of causal nonseparability was introduced in order to qualify scenarios that are incompatible with a definite causal order. In Chapter 2, we study how to generalise this concept to the multipartite case, how to characterise multipartite causally (non)separable quantum processes, and how to certify multipartite causal nonseparability. Another important topic is to determine which quantum scenarios with indefinite causal order are physically implementable, and how they can be realised concretely. In Chapter 3, we introduce two new classes of physically realisable multipartite quantum processes, and characterise them in terms of their process matrix descriptions. In particular, we define the class of quantum circuits with quantum control of causal order. The simplest example of such a circuit is the quantum switch, a protocol in which the order between two operations is controlled by a qubit in a superposition state, and which defines a causally nonseparable process. The class we introduce also contains more general examples of causally nonseparable processes with new features. We then show how the process matrix characterisation of this class allows us to search for new quantum information processing applications of causal nonseparability. In Chapter 4, we investigate a particular quantum communication effect in a scenario involving coherent control between two quantum channels. This leads us to a more general analysis of the notion of a coherently controlled channel, which involves certain subtilities. In Chapter 5, we turn to another problem that arises in multipartite scenarios, namely whether a given phenomenon is genuinely multipartite or not. More particularly, we study genuinely multipartite (non)causal correlations. In Chapter 6, we show that anomalous weak values are possible without post-selection. In Chapter 7, we show that certain tripartite process matrices, namely those that are unitarily extensible, have a realisation on so-called time-delocalised subsystems, i.e., quantum subsystems that are not associated with a definite time. The class of unitarily extensible tripartite process matrices is larger than the class of quantum circuits with quantum control, and in particular contains processes that violate so-called causal inequalities.
Causality is pivotal to our understanding of the world, presenting itself in different forms: information-theoretic and relativistic, the former linked to the flow of information, and the latter to the structure of space-time.To operationally infer causal relations across a variety of different theories, the operational notion of signalling plays a central role.In particular, this includes the affects framework, formalising signalling in general physical theories using a causal modelling approach, and notions of signalling in quantum theory.In the first part of this thesis, we leverage the affects framework to improve the characterisation of information-theoretic signalling as defined through so-called affects relations. Specifically, we provide conditions for identifying redundancies in such a relation, introducing techniques for causal inference in unfaithful causal models (where the observable data does not “faithfully” reflect the causal dependences), and demonstrate how affects relations can be applied to describe signalling in quantum theory.Beyond capturing information-theoretic signalling alone, the affects framework allows one to study its interplay with relativistic principles. We define an order-theoretic property called conicality, showing that it is satisfied for Minkowski space-times with d > 1 spatial dimensions. Embedding of information-theoretic causal models in space-time without violating relativistic principles such as no superluminal signalling (NSS), we observe that constraints imposed by NSS in a space-time and those imposed by purely information-theoretic causal inference behave differently. We then prove a correspondence between conical space-times and faithful causal models: in both cases, there emerges a parallel between these two types of constraints. This indicates a connection between informational and geometric notions of causality, which we use to prove the impossibility of non-degenerate embeddings of causal loops into conical spacetimes.In the second part of this thesis, we study quantum processes with indefinite causal order (ICO), for which various frameworks have been proposed. In particular, quantum circuits with quantum control of causal order (QC-QCs) form a broad class of higher-order maps which are believed to represent all quantum processes physically realisable in a fixed spacetime. Complementarily, the formalism of routed quantum circuits introduces quantum operations constrained by “routes” to represent processes in terms of a more fine-grained routed circuit decomposition, representing the information flow in the respective process. However, the existence of routed circuit decompositions has only been established for a small set of processes so far.We remedy this fact by connecting these two frameworks, proving that for any given N, one can systematically obtain a routed circuit decomposition for any QC-QC with N parties. We detail this construction explicitly and contrast it with alternative routed circuit decompositions of QC-QCs.We additionally provide representations of subclasses of QC-QCs, including a proposed class of agent-localised processes and the QC-supFO class capturing processes with non-dynamical causal order. We conclude this part by applying affects relations to describe processes with dynamical causal order.
Abstracting from a low level to a more explanatory high level of description, and ideally while preserving causal structure, is fundamental to scientific practice, to causal inference problems, and to robust, efficient and interpretable AI. We present a general account of abstractions between low and high level models as natural transformations, focusing on the case of causal models. This provides a new formalisation of causal abstraction, unifying several notions in the literature, including constructive causal abstraction, Q-τττ consistency, abstractions based on interchange interventions, and `distributed' causal abstractions. Our approach is formalised in terms of category theory, and uses the general notion of a compositional model with a given set of queries and semantics in a monoidal, cd- or Markov category; causal models and their queries such as interventions being special cases. We identify two basic notions of abstraction: downward abstractions mapping queries from high to low level; and upward abstractions, mapping concrete queries such as Do-interventions from low to high. Although usually presented as the latter, we show how common causal abstractions may, more fundamentally, be understood in terms of the former. Our approach also leads us to consider a new stronger notion of `component-level' abstraction, applying to the individual components of a model. In particular, this yields a novel, strengthened form of constructive causal abstraction at the mechanism-level, for which we prove characterisation results. Finally, we show that abstraction can be generalised to further compositional models, including those with a quantum semantics implemented by quantum circuits, and we take first steps in exploring abstractions between quantum compositional circuit models and high-level classical causal models as a means to explainable quantum AI.
Quantum mechanics has achieved unparalleled success as an operational theory, describing a wide range of experiments to remarkable accuracy. However, the physical foundations on which it rests remain as puzzling as they were a century ago, and a concise statement of the physical principles that underlie quantum mechanics is still outstanding. One promising approach holds that these principles should be formulated in terms of information, since many of the counter-intuitive effects in quantum theory concern questions such as what one can know about a quantum system and how the information encoded therein can be processed and distributed between parties. Another challenging feature of quantum theory is its incompatibility with the other cornerstone of modern physics, general relativity. In order to reconcile the two, one must identify and retain only the essential concepts and principles of each theory, and in the case of general relativity, causality has been identified as such a concept. This raises the question of how our classical understanding of causality must change when quantum theory is taken into account. In order to address these questions about information, knowledge and causality, I turn to the framework of causal models. In classical statistics, causal models explain the relations among a set of variables in terms of causal influences, which makes them a powerful tool for structuring our knowledge about complex systems and developing strategies for interacting with them. More importantly, the framework provides the conceptual underpinnings and mathematical methods for addressing questions about causation, information and knowledge in a rigorous manner. In this thesis, I develop a version of the classical causal models framework that is compatible with quantum theory and explore its physical implications. \n \n \nA first step is to define quantum versions of fundamental elements such as variables, conditionals and belief propagation rules. This allows one to consider the question of what one can come to know about a quantum variable from the point of view of causal modelling. The conditionals relating quantum variables are found to have a richer structure than their classical counterparts, which can be exploited for the task of discerning causal relations given limited data -- a central problem in classical causal modelling. The mathematical properties of quantum conditionals also establish a correspondence between various classes of two-party correlations, such as bound and distillable entanglement, and the types of causal structures that can give rise to them, which may become a useful tool for entanglement theory and quantum information processing. In the context of open quantum systems dynamics, quantum causal models provide a clear physical explanation of not completely positive maps and, more broadly, of non-Markovian quantum dynamics. Finally, I consider the possibility of non-classical effects in the way that different causal mechanisms are combined -- that is, non-classical causal structures. For the simple case of two causally ordered variables, I propose indicators that witness different classes of combinations of causal mechanisms, including a non-classical mixture, and describe an experiment realizing examples of the different classes. \n \n \nAs these results illustrate, the framework of quantum causal models provides both greater conceptual clarity and a comprehensive mathematical formalism for studying a diverse set of problems, ranging from foundational questions to applications in open systems dynamics and the exploration of non-classical causal structures, which are likely to feature in a future theory of quantum gravity. The material presented in this thesis is intended as a foundation and inspiration for further applications of quantum causal models.