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Entropy

Complex Operator Growth in Dissipative Quantum Systems

Hikaru Wakaura, Taiki Tanimae

Published Aug 24, 2026• 0 citations
Publisher

Abstract

Abstract The universal operator-growth hypothesis (OGH) states that in a closed chaotic system the Lanc- zos coeffcients grow linearly, bn ≃ αn, and that the rate α bounds the Lyapunov exponent, λL ≤ 2α. We ask how this structure is modified when the system is coupled to a Markovian environment, so that the generator becomes non-Hermitian. Applying the Arnoldi recursion to the vectorized Lindbladian in the infinite-temperature Wightman inner product, we organize the resulting com- plex growth rate αC = αR + iαI (the real sub-diagonal and complex diagonal Arnoldi coeffcients) around three exact statements. First, the diagonal’s real part is fixed exactly by Re an = −2γ⟨ ˆ G⟩n, identifying the imaginary rate as the rate at which the growing operator accumulates weight in the dissipation channels; its magnitude σG is non-universal (set by the jump operators), but the generator symmetry G† (γ) = −G(−γ) makes bn even and Re an odd in the dissipation strength γ, so universally αI = 2γσG turns on linearly and αR is renormalized only at O(γ2 ). Second, for the large-q SYK model we obtain the closed form αC = J − 2i(q − 2)γ, whose imaginary part is fixed solely by the interaction range. Third, we argue—on the same footing as the OGH itself—that the bound extends as λL ≤ 2αR(γ) with αR(γ) ≤ αR(0) + O(γ), because the dissipator is a local bounded superoperator that narrows the autocorrelation’s analyticity strip by at most O(γ). Rather than merely acquiring a phase, the imaginary rate is an exact, parity-odd measure of dissipative operator spreading, while the complexity-growth rate is protected to O(γ2 ): dissipation does not suppress operator growth.

DOI
10.3390/e28090953

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Abstract The universal operator-growth hypothesis (OGH) states that in a closed chaotic system the Lanc- zos coeffcients grow linearly, bn ≃ αn, and that the rate α bounds the Lyapunov exponent, λL ≤ 2α. We ask how this structure is modified when the system is coupled to a Markovian environment, so that the generator becomes non-Hermitian. Applying the Arnoldi recursion to the vectorized Lindbladian in the infinite-temperature Wightman inner product, we organize the resulting com- plex growth rate αC = αR + iαI (the real sub-diagonal and complex diagonal Arnoldi coeffcients) around three exact statements. First, the diagonal’s real part is fixed exactly by Re an = −2γ⟨ ˆ G⟩n, identifying the imaginary rate as the rate at which the growing operator accumulates weight in the dissipation channels; its magnitude σG is non-universal (set by the jump operators), but the generator symmetry G† (γ) = −G(−γ) makes bn even and Re an odd in the dissipation strength γ, so universally αI = 2γσG turns on linearly and αR is renormalized only at O(γ2 ). Second, for the large-q SYK model we obtain the closed form αC = J − 2i(q − 2)γ, whose imaginary part is fixed solely by the interaction range. Third, we argue—on the same footing as the OGH itself—that the bound extends as λL ≤ 2αR(γ) with αR(γ) ≤ αR(0) + O(γ), because the dissipator is a local bounded superoperator that narrows the autocorrelation’s analyticity strip by at most O(γ). Rather than merely acquiring a phase, the imaginary rate is an exact, parity-odd measure of dissipative operator spreading, while the complexity-growth rate is protected to O(γ2 ): dissipation does not suppress operator growth.
The operator growth hypothesis (OGH) is a technical conjecture about the behavior of operators—specifically, the asymptotic growth of their —under repeated action by a Liouvillian. It is expected to hold for a sufficiently generic closed many-body system. When it holds, it yields bounds on the high-frequency behavior of local correlation functions and measures of chaos (like OTOCs). It also gives a route to numerically estimating response functions. Here we investigate the generalization of OGH to open quantum systems, where the Liouvillian is replaced by a Lindbladian. For a quantum system with local Hermitian jump operators, we show that the OGH is modified: we define a generalization of the Lanczos coefficient and show that it initially grows linearly as in the original OGH, but experiences exponentially growing oscillations on scales determined by the dissipation strength. We see this behavior manifested in a semi-analytically solvable model (large- q SYK with dissipation), numerically for an ergodic spin chain, and in a solvable toy model for operator growth in the presence of dissipation (which resembles a non-Hermitian single-particle hopping process). Finally, we show that the modified OGH connects to a fundamental difference between Lindblad and closed systems: At high frequencies, the spectral functions of the former decay algebraically, while in the latter they decay exponentially. This is an experimentally testable statement, which also places limitations on the applicability of Lindbladians to systems in contact with equilibrium environments. Published by the American Physical Society 2024
Abstract Inspired by the universal operator growth hypothesis, we extend the formalism of Krylov construction in dissipative open quantum systems connected to a Markovian bath. Our construction is based upon the modification of the Liouvillian superoperator by the appropriate Lindbladian, thereby following the vectorized Lanczos algorithm and the Arnoldi iteration. This is well justified due to the incorporation of non-Hermitian effects due to the environment. We study the growth of Lanczos coefficients in the transverse field Ising model (integrable and chaotic limits) for boundary amplitude damping and bulk dephasing. Although the direct implementation of the Lanczos algorithm fails to give physically meaningful results, the Arnoldi iteration retains the generic nature of the integrability and chaos as well as the signature of non-Hermiticity through separate sets of coefficients (Arnoldi coefficients) even after including the dissipative environment. Our results suggest that the Arnoldi iteration is meaningful and more appropriate in dealing with open systems.
We present a hypothesis for the universal properties of operators evolving under Hamiltonian dynamics in many-body systems.The hypothesis states that successive Lanczos coefficients in the continued fraction expansion of the Green's functions grow linearly with rate α in generic systems, with an extra logarithmic correction in 1D.The rate α-an experimental observable-governs the exponential growth of operator complexity in a sense we make precise.This exponential growth prevails beyond semiclassical or large-N limits.Moreover, α upper bounds a large class of operator complexity measures, including the out-of-timeorder correlator.As a result, we obtain a sharp bound on Lyapunov exponents λ L ≤ 2α, which complements and improves the known universal low-temperature bound λ L ≤ 2πT.We illustrate our results in paradigmatic examples such as nonintegrable spin chains, the Sachdev-Ye-Kitaev model, and classical models.Finally, we use the hypothesis in conjunction with the recursion method to develop a technique for computing diffusion constants.
A bstract We study the operator growth in open quantum systems with dephasing dissipation terms, extending the Krylov complexity formalism of [1]. Our results are based on the study of the dissipative q -body Sachdev-Ye-Kitaev (SYK q ) model, governed by the Markovian dynamics. We introduce a notion of “operator size concentration” which allows a diagrammatic and combinatorial proof of the asymptotic linear behavior of the two sets of Lanczos coefficients ( a n and b n ) in the large q limit. Our results corroborate with the semi-analytics in finite q in the large N limit, and the numerical Arnoldi iteration in finite q and finite N limit. As a result, Krylov complexity exhibits exponential growth following a saturation at a time that grows logarithmically with the inverse dissipation strength. The growth of complexity is suppressed compared to the closed system results, yet it upper bounds the growth of the normalized out-of-time-ordered correlator (OTOC). We provide a plausible explanation of the results from the dual gravitational side.
A hypothesis is presented for the universal properties of operators evolving under Hamiltonian dynamics in many-body systems. The hypothesis states that successive Lanczos coefficients in the continued fraction expansion of the Green's functions grow linearly with rate alpha\\alphaalpha in generic systems, with an extra logarithmic correction in 1d. The rate alpha\\alphaalpha --- an experimental observable --- governs the exponential growth of operator complexity in a sense that is made precise. This exponential growth prevails beyond semiclassical or large-NNN limits. Moreover, alpha\\alphaalpha upper bounds a large class of operator complexity measures, including the out-of-time-order correlator. As a result, a sharp bound is obtained on Lyapunov exponents lambdaLleq2alpha\\lambda_L \\leq 2 \\alphalambdaL​leq2alpha, which complements and improves the known universal low-temperature bound lambdaLleq2piT\\lambda_L \\leq 2 \\pi TlambdaL​leq2piT. Our results are illustrated in paradigmatic examples such as non-integrable spin chains, the Sachdev-Ye-Kitaev model, and classical models. Finally hypothesis is used in in conjunction with the recursion method to develop a technique for computing diffusion constants.
A bstract We use Krylov complexity to study operator growth in the q -body dissipative Sachdev-Ye-Kitaev (SYK) model, where the dissipation is modeled by linear and random p -body Lindblad operators. In the large q limit, we analytically establish the linear growth of two sets of coefficients for any generic jump operators. We numerically verify this by implementing the bi-Lanczos algorithm, which transforms the Lindbladian into a pure tridiagonal form. We find that the Krylov complexity saturates inversely with the dissipation strength, while the dissipative timescale grows logarithmically. This is akin to the behavior of other 𝔮-complexity measures, namely out-of-time-order correlator (OTOC) and operator size, which we also demonstrate. We connect these observations to continuous quantum measurement processes. We further investigate the pole structure of a generic auto-correlation and the high-frequency behavior of the spectral function in the presence of dissipation, thereby revealing a general principle for operator growth in dissipative quantum chaotic systems.