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An International Journal of Optimization and Control Theories & Applications (IJOCTA)

Fractional fourier transform: A variant of Heisenberg uncertainty principle, weighted uncertainty inequality and application

Mawardi Bahri

Published Jul 6, 2026• 0 citations
Publisher

Abstract

The focus of this article is to propose two different versions of the Heisenberg uncertainty principle related to the fractional Fourier transform (FrFT). The first version is directly derived using the basic connection between the traditional Fourier transform (FT) and the FrFT, and the second is derived by exploiting time differentiation property and Parseval’s formula for the FrFT. In addition, a weighted uncertainty inequality related to this transformation is investigated. As a simple illustration of the use of the obtained results, we design the fractional characteristic function. An inequality describing the relation between the probability density function and its fractional characteristic function is presented.

DOI
10.36922/ijocta026190077

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The focus of this article is to propose two different versions of the Heisenberg uncertainty principle related to the fractional Fourier transform (FrFT). The first version is directly derived using the basic connection between the traditional Fourier transform (FT) and the FrFT, and the second is derived by exploiting time differentiation property and Parseval’s formula for the FrFT. In addition, a weighted uncertainty inequality related to this transformation is investigated. As a simple illustration of the use of the obtained results, we design the fractional characteristic function. An inequality describing the relation between the probability density function and its fractional characteristic function is presented.
It is well known that the fractional Fourier transform (FrFT) is a non-trivial generalization of the classical Fourier transform. This transform has been extensively utilized in signal analysis and image processing. The uncertainty principle is one of the fundamental results related to the FrFT. In the present paper, we first propose the different method in proving a variant of Heisenberg uncertainty principles associated with the FrFT. This method combines the Heisenberg-type uncertainty principle pertaining to the FrFT and the additive property of the FrFT. We then provide an alternative proof of the logarithmic inequality for the FRFT and find that this result differs slightly that in the literature. Finally, we explicitly expand the variant of Heisenberg uncertainty principle to a more general case.
A sharper uncertainty inequality which exhibits a lower bound larger than that in the classical N -dimensional Heisenberg’s uncertainty principle is obtained, and extended from N -dimensional Fourier transform domain to two N -dimensional fractional Fourier transform domains. The conditions that reach the equality relation of the uncertainty inequalities are deduced. Example and simulation are performed to illustrate that the newly derived uncertainty principles are truly sharper than the existing ones in the literature. The new proposals’ applications in time-frequency analysis and optical system analysis are also given.
In this paper the relations between two spreads, between two group delays, and between one spread and one group delay in fractional Fourier transform (FRFT) domains, are presented and three theorems on the uncertainty principle in FRFT domains are also developed. Theorem 1 gives the bounds of two spreads in two FRFT domains. Theorem 2 shows the uncertainty relation between two group delays in two FRFT domains. Theorem 3 presents the crossed uncertainty relation between one group delay and one spread in two FRFT domains. The novelty of their results lies in connecting the products of different physical measures and giving their physical interpretations. The existing uncertainty principle in the FRFT domain is only a special case of theorem 1, and the conventional uncertainty principle in time-frequency domains is a special case of their results. Therefore, three theorems develop the relations of two spreads in time-frequency domains into the relations between two spreads, between two group delays, and between one spread and one group delay in FRFT domains.
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Based on the definition and properties of discrete fractional Fourier transform (DFRFT), we introduced the discrete Hausdorff-Young inequality. Furthermore, the discrete Shannon entropic uncertainty relation and discrete Rényi entropic uncertainty relation were explored. Also, the condition of equality via Lagrange optimization was developed, as shows that if the two conjugate variables have constant amplitudes that are the inverse of the square root of numbers of non-zero elements, then the uncertainty relations reach their lowest bounds. In addition, the resolution analysis via the uncertainty is discussed as well.
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