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Dimension-independence of the Lindblad-resolvent ratio for the d-mode damped quantum harmonic oscillator: a collective-coordinate reduction

Rongzhen Dai

Published Jun 8, 2026• 0 citations
Publisher

Abstract

For the d-mode damped quantum harmonic oscillator at finite temperature, we ask whether the Lindblad-resolvent ratio Δ_q*/g_F derived for the 1D case (Dai 2026, DC paper / paper #52; with p → ∞ limit −2) generalises to a dimension-dependent limit −2d, as a naive "phase-space dimension" intuition might suggest. We establish that the limit is exactly −2, independent of d, for the collective polynomial perturbation A_p = (Σ_i (a_i + a_i†))^p. The argument rests on a collective-coordinate reduction theorem: under the symmetric d-mode thermal Lindblad (same n̄, γ, ω across modes), A_p depends only on the single bosonic mode b = (1/√d) Σ_i a_i, which is itself in a 1D thermal state at the same β under the original Lindblad. The d-mode problem reduces exactly to the 1D problem with rescaling A_p ↦ d^{p/2}(b+b†)^p. The dimensionless ratio Δ_q*/g_F is therefore strictly invariant under d. We further show: (i) For the asymmetric sum-of-powers observable B_p = Σ_i (a_i + a_i†)^p, the finite-p ratio has a closed-form d-correction DC(B_p) = DC_{1D}(p) − (d−1)⟨x^p⟩²_{1D}/g_{F,1D}(p), but the correction decays geometrically, so the limit is still −2. (ii) For anisotropic temperatures β_i ≠ β_j, the symmetry is broken at every p, but numerical evidence (d=2, p up to 12) is consistent with the limit again being −2, suggesting the −2 ceiling reflects a single-mode property of the thermal Lindblad eigenstructure, not phase-space geometry. We discuss why the "phase-space dim = 2d" intuition fails, and propose this as a precise mathematical instantiation of emergence: the d-mode system, in the collective-observable sector, behaves identically to a 1-mode system at the same β.

DOI
10.5281/zenodo.20589319

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Dimension-independence of the Lindblad-resolvent ratio for the d-mode damped quantum harmonic oscillator: a collective-coordinate reduction

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For the d-mode damped quantum harmonic oscillator at finite temperature, we ask whether the Lindblad-resolvent ratio Δ_q*/g_F derived for the 1D case (Dai 2026, DC paper / paper #52; with p → ∞ limit −2) generalises to a dimension-dependent limit −2d, as a naive "phase-space dimension" intuition might suggest. We establish that the limit is exactly −2, independent of d, for the collective polynomial perturbation A_p = (Σ_i (a_i + a_i†))^p. The argument rests on a collective-coordinate reduction theorem: under the symmetric d-mode thermal Lindblad (same n̄, γ, ω across modes), A_p depends only on the single bosonic mode b = (1/√d) Σ_i a_i, which is itself in a 1D thermal state at the same β under the original Lindblad. The d-mode problem reduces exactly to the 1D problem with rescaling A_p ↦ d^{p/2}(b+b†)^p. The dimensionless ratio Δ_q*/g_F is therefore strictly invariant under d. We further show: (i) For the asymmetric sum-of-powers observable B_p = Σ_i (a_i + a_i†)^p, the finite-p ratio has a closed-form d-correction DC(B_p) = DC_{1D}(p) − (d−1)⟨x^p⟩²_{1D}/g_{F,1D}(p), but the correction decays geometrically, so the limit is still −2. (ii) For anisotropic temperatures β_i ≠ β_j, the symmetry is broken at every p, but numerical evidence (d=2, p up to 12) is consistent with the limit again being −2, suggesting the −2 ceiling reflects a single-mode property of the thermal Lindblad eigenstructure, not phase-space geometry. We discuss why the "phase-space dim = 2d" intuition fails, and propose this as a precise mathematical instantiation of emergence: the d-mode system, in the collective-observable sector, behaves identically to a 1-mode system at the same β.
For the d-mode damped quantum harmonic oscillator at finite temperature, we ask whether the Lindblad-resolvent ratio derived for the 1D case (Dai 2026) generalises to a dimension-dependent limit, as a naive "phase-space dimension" intuition might suggest. We establish that the limit is exactly -2, independent of d, for the collective polynomial perturbation. The argument rests on a collective-coordinate reduction theorem: under the symmetric d-mode thermal Lindblad (same γ, n̄, β across modes), the ratio depends only on the single bosonic mode, which is itself in a 1D thermal state at the same β under the original Lindblad. The d-mode problem reduces exactly to the 1D problem with rescaling. The dimensionless ratio is therefore strictly invariant under d. We further show: (i) For the asymmetric sum-of-powers observable, the finite-p ratio has a closed-form d-correction, but the correction decays geometrically (factor ~1/4 per +2 in p), so the limit is still -2. (ii) For anisotropic temperatures, the symmetry is broken at every p, but our numerical evidence (d=2, p up to 12) is consistent with, but far from establishing, the same -2 limit. We discuss why the "phase-space dim = 2d" intuition fails, and give this as a mathematically explicit example of dimensional reduction associated with the collective-observable sector.
For the damped quantum harmonic oscillator at finite temperature, we study the ratio Δ_q⋆/g_F between a Lindblad-resolvent-induced quadratic form W_q⋆(A) = ⟨A · K_β⋆(A)⟩{ρ_β} (with K_β⋆ = (−ℒ⋆)^{−1} − I, ℒ⋆ the Heisenberg-picture Lindblad generator that admits the thermal state ρ_β as a stationary state) and the exponential-family Fisher variance g_F(A) = Var{ρ_β}(A), evaluated on polynomial perturbations A_p = (a + a†)^p. We establish five exact results. Theorem A (hypergeometric decomposition): the projector weight R_l onto the l-th Hermite eigenmode of −ℒ⋆ admits a closed hypergeometric form. Theorem B (closed-form factorial moments): all factorial moments admit closed product formulas. Theorem 1 (DC ratio): the resolvent-to-Fisher ratio equals −2 for every polynomial order p. Theorem 2 (off-diagonal closed form): gives the off-diagonal deviation matrix. Corollary 3: establishes negative semidefiniteness of the full deviation matrix. Proofs use only Hermite orthogonality, OU spectral decomposition, and the Bény–Osborne Wasserstein gradient flow formulation.
We establish an exact, non-heuristic operator-theoretic framework for spectral gap amplification, uniting finite-dimensional discrete Laplacian networks with infinite-dimensional continuous Schrödinger operators. By utilizing an exact Feshbach-Schur reduction and a reduced Birman-Schwinger formulation, we isolate the spectral shift equation governing structural coherence. We prove that the structural admissibility condition (γΔ > β²) is sufficient and sharp within the monotone resolvent bound for strict spectral gap amplification, yielding a closed-form optimal lower bound. We establish necessity under commuting constraints and derive the exact geometric admissibility condition for simple sectors. Advancing beyond finite matrices, we extend these exact bounds to self-adjoint operators with compact resolvents. We employ regularized Fredholm determinants (det2) to track exact analytic zero-crossings in Hilbert space, removing the trace-class requirement and securing an exact topological boundary for the invariant subspace independently of ambient dimension. Finally, we formulate the Grand Unified Ω-Σ Operator Theorem. We prove that this invariant admissibility law universally governs phase closure across both discrete networks and continuous quantum manifolds. The geometric boundary γΔ > β² dictates that an injected constraint field (the Ω-layer) will only stabilize a system if its spectral alignment with the target invariant subspace (γ) combined with the intrinsic spectral isolation of that space (Δ) strictly dominates the squared variance of orthogonal leakage (β²). This establishes that dynamic coherence is not merely persistence, but an exactly tunable operator geometry spanning from discrete nxn matrices to infinite-dimensional Hilbert space.
We solve the master equation for the coordinate-coordinate damped harmonic oscillator for initial superpositions of coherent states. In the zero-temperature case the solution remains a simple superposition of coherent states. While the underdamped oscillator evolves all initial superpositions into mixtures of coherent states the overdamped oscillator does so selectively. For finite temperatures coherent states are no longer preserved, and we find a decrease in the variance of the off-diagonal coordinate-basis density-matrix elements below the coherent-state value. This variance decreases with increasing bath temperature. In the overdamped case there is negligible associated spreading of the diagonal coordinate-basis density-matrix elements. Thus the coordinate basis is an example of Zurek's pointer basis and the coordinate damped oscillator models the coordinate-basis density-matrix diagonalization which occurs in a coordinate measurement.
A closed expression for the density operator of the damped harmonic oscillator is extracted from the master equation based on the Lindblad theory for open quantum systems. The entropy and effective temperature of the system are subsequently calculated and their temporal behaviour is surveyed by showing how these quantities relax to their equilibrium values. The entropy for a state characterized by a Wigner distribution function which is Gaussian in form is found to depend only on the variance of the distribution function.
We study the spectral excitation functional D(C ∥χ) := −R ∞0 C(ω)log Fβ(ω) dω,where Fβ(ω) = (1 − e−βω)/(βω) is the Bogoliubov–Kubo–Mori (BKM) thermalweight and C is a positive-frequency spectral density. Three new results, allproved rigorously and verified numerically, are:(i) Exact closed-form evolution. Under KMS Lindblad dynamics, the fulltime trajectory of D is D(Ct ∥ χt) = Deq +Pk(nk(0) − n¯k) w(ωk) e−Γkt,where w(ω) = − log Fβ(ω) and Γk = γk(2n¯k + 1). This is not merely amonotonicity statement; it gives the trajectory in closed form.(ii) Bernstein characterization. The function t 7→ D(Ct ∥ χt) − Deq iscompletely monotone if and only if every mode is initially over-occupiedrelative to thermal equilibrium. This links the conditional monotonicityof D to the Bernstein–Widder theorem for Laplace transforms of positivemeasures.(iii) Spectral H-theorem. The weighted L1Pimbalance functional F(t) :=k|nk(t) − n¯k| w(ωk) is universally non-increasing under KMS Lindbladdynamics, decays exponentially with rate Γmin, and satisfies |D(Ct ∥χt) −Deq| ≤ F(t) for all t ≥ 0. This resolves the open question of whethera universally monotone spectral functional exists and characterises theprecise sense in which D can violate monotonicity.We also establish self-containedly: the Todd identification F−1β = td(βω), theBose–Einstein decomposition of D, the Laplace harmonic series, the completePetz information-loss chain with energy-independent bounds, the conditionalmonotonicity theorem in sharp form with an explicit two-mode counterexample,and the large-N limiting density (the folded semicircle on [0, 2√2] with meanenergy 8√2/(3π)). All results are verified numerically to machine precision.