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Comparative analysis of convex optimization and maximum likelihood estimation for shot-noise-affected positive operator-valued measure estimation in photon-number-resolving detectors

Akio Yoshizawa, Tetsuya Tsuruta, Daiji Fukuda

Published May 1, 2026• 0 citations
Publisher

Abstract

Photon-number-resolving detectors play a crucial role in quantum optics and quantum information processing. Their characterization is typically expressed through a positive operator-valued measure (POVM), making accurate estimation methods that reliably link the POVM to measurement outcomes essential. However, shorter measurement times result in fewer detection events, rendering photon counting measurements highly susceptible to shot noise. Consequently, statistical fluctuations limit estimation accuracy. In this study, we numerically investigate the impact of limited data on POVM estimation through simulations. We compare two estimation approaches: least-squares-based convex optimization and maximum likelihood estimation. By incorporating appropriately chosen constraints, convex optimization mitigates shot-noise-induced instabilities. In contrast, maximum likelihood estimation, although limited, achieves superior performance without relying on such additional constraints. To validate these findings, we conduct experiments that use a superconducting transition-edge sensor as a photon-number-resolving detector. The experimental results show strong agreement with numerical predictions, confirming the reliability of our simulation framework.

DOI
10.1063/5.0323841

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Photon-number-resolving detectors play a crucial role in quantum optics and quantum information processing. Their characterization is typically expressed through a positive operator-valued measure (POVM), making accurate estimation methods that reliably link the POVM to measurement outcomes essential. However, shorter measurement times result in fewer detection events, rendering photon counting measurements highly susceptible to shot noise. Consequently, statistical fluctuations limit estimation accuracy. In this study, we numerically investigate the impact of limited data on POVM estimation through simulations. We compare two estimation approaches: least-squares-based convex optimization and maximum likelihood estimation. By incorporating appropriately chosen constraints, convex optimization mitigates shot-noise-induced instabilities. In contrast, maximum likelihood estimation, although limited, achieves superior performance without relying on such additional constraints. To validate these findings, we conduct experiments that use a superconducting transition-edge sensor as a photon-number-resolving detector. The experimental results show strong agreement with numerical predictions, confirming the reliability of our simulation framework.
Drawing inspiration from gradient-descent methods developed for data processing in quantum state tomography [\href{https://iopscience.iop.org/article/10.1088/2058-9565/ae0baa}{Quantum Sci.~Technol.~\textbf{10} 045055 (2025)}] and quantum process tomography [\href{https://journals.aps.org/prl/abstract/10.1103/PhysRevLett.130.150402}{Phys.~Rev.~Lett.~\textbf{130}, 150402 (2023)}], we introduce stochastic gradient descent (SGD) algorithms for fast quantum measurement tomography (QMT), applicable to both discrete- and continuous-variable quantum systems -- thus completing the tomography trio. A measurement device or detector in a quantum experiment is characterized by a set of positive operator-valued measure (POVM) elements; the goal of QMT is to estimate these operators from experimental data. To ensure physically valid (positive and complete) POVM reconstructions, we propose two distinct parameterization schemes within the SGD framework: one leveraging optimization on a Stiefel manifold and one based on Hermitian operator normalization via eigenvalue scaling. Within the SGD-QMT framework, we further investigate two loss functions: mean squared error, equivalent to L2 or Euclidean norm, and average negative log-likelihood, inspired by maximum likelihood estimation. We benchmark performance against state-of-the-art constrained convex optimization methods. Numerical simulations demonstrate that, compared to standard methods, our SGD-QMT algorithms offer significantly lower computational cost, superior reconstruction fidelity, and enhanced robustness to noise. We make a Python implementation of the SGD-QMT algorithms publicly available at \href{https://github.com/agtomo/SGD-QMT}{github.com/agtomo/SGD-QMT}.
We present a method for reconstructing the average evolution of the photon number distribution of a field decaying in a high- Q cavity. It applies an iterative maximum likelihood state reconstruction algorithm to the diagonal elements of the field density operator. It is based on quantum non-demolition measurements carried out with atoms crossing the cavity one by one. A small set of successively detected atoms defines a positive operator valued measure (POVM). The reconstruction is performed by applying this POVM to a large ensemble of field realizations. An optimal POVM based on the detection of a minimal number of atoms is shown to be sufficient to ensure an unambiguous convergence of the reconstruction. The cavity crossing time of this minimal number of atoms must be much shorter than the lifetime of the largest photon number present in the field. We apply the method to monitor the evolution of number states prepared by quantum feedback in a recent experiment. The method could also be useful in circuit QED experiments.
The accurate characterization of quantum systems is essential for the advancement of quantum technologies. In particular, certifying convex functions of quantum states plays a central role in many applications. We present a certification method for experimentally prepared quantum states that accounts for both shot noise and measurement imperfections in the data-acquisition stage. Building upon previous work, our method extends confidence regions to accommodate imperfect control over measurements. The values of the functions can then be bounded using convex optimization techniques. We provide explicit prescriptions for quantifying the noise contribution from finite statistics and for estimating the effect of measurement imperfections. By jointly incorporating statistical and systematic errors, the method yields a robust certification framework for quantum experiments.
Quantum states encoded in electromagnetic fields, also known as bosonic states, have been widely applied in quantum sensing, quantum communication, and quantum error correction. Accurate characterization is therefore essential yet difficult when states cannot be reconstructed with sparse Pauli measurements. Tomography must work with dense measurement bases, high-dimensional Hilbert spaces, and often sample-based data. However, existing convex optimization-based techniques are not efficient enough and scale poorly when extended to large and multimode systems. In this work, we explore convex optimization as an effective framework to address problems in bosonic state tomography, introducing three techniques to enhance efficiency and scalability: efficient displacement operator computation, Hilbert-space truncation, and stochastic convex optimization, which mitigate common limitations of existing approaches. Then we propose a sample-based, convex maximum-likelihood estimation method specifically designed for flying-mode tomography. Numerical simulations of flying four-mode and nine-mode problems demonstrate the accuracy and practicality of our methods. This method provides practical tools for reliable bosonic mode quantum state reconstruction in high-dimensional and multimode systems.