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A Local Inequality Criterion for Spin-Liquid Compatibility in the Extended Kitaev Model

Begüm Yıldırım

Published May 18, 2026• 0 citations
Publisher

Abstract

This study introduces a local inequality criterion for identifying spin-liquid-compatible sectors within the extended Kitaev model. Using vortex-sector numerical datasets from Freitas et al. (2024), the framework combines anisotropic frustration, geometry-based amplification, and local order-obstruction markers to investigate parameter regimes where classical magnetic ordering is locally suppressed. Originality and AI-use statement: This work is an original research output by Begüm Yıldırım. AI tools, if used, were limited to language refinement, grammar correction, formatting, translation assistance, and clarity improvement. The conceptual framework, research direction, interpretation, models, and conclusions belong to the author. External sources, datasets, or prior works are cited where applicable.

DOI
10.5281/zenodo.20275117

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This study introduces a local inequality criterion for identifying spin-liquid-compatible sectors within the extended Kitaev model. Using vortex-sector numerical datasets from Freitas et al. (2024), the framework combines anisotropic frustration, geometry-based amplification, and local order-obstruction markers to investigate parameter regimes where classical magnetic ordering is locally suppressed. Originality and AI-use statement: This work is an original research output by Begüm Yıldırım. AI tools, if used, were limited to language refinement, grammar correction, formatting, translation assistance, and clarity improvement. The conceptual framework, research direction, interpretation, models, and conclusions belong to the author. External sources, datasets, or prior works are cited where applicable.
Topological spin liquids in two spatial dimensions are stable phases in the presence of a small magnetic field, but may give way to field-induced phenomena at intermediate field strengths. Sandwiched between the low-field spin liquid physics and the high-field spin-polarized phase, the exploration of magnetic phenomena in this intermediate regime, however, often remains elusive to controlled analytical approaches. Here we numerically study such intermediate-field magnetic phenomena for two representative Kitaev models (on the square-octagon and decorated honeycomb lattice) that exhibit either Abelian or non-Abelian topological order in the low-field limit. Using a combination of exact diagonalization and density matrix renormalization group techniques, as well as linear spin-wave theory, we establish the generic features of Kitaev spin liquids in an external magnetic field. While ferromagnetic models typically exhibit a direct transition to the polarized state at a relatively low field strength, antiferromagnetic couplings not only substantially stabilizes the topological spin liquid phase, but generically lead to the emergence of a distinct field-induced intermediate regime, separated by a crossover from the high-field polarized regime. Our results suggest that, for most lattice geometries, this regime generically exhibits significant spin canting, antiferromagnetic spin-spin correlations, and an extended proximate spin liquid regime at finite temperatures. Notably, we identify a symmetry obstruction in the original honeycomb Kitaev model that prevents, at least for certain field directions, the formation of such canted magnetism without breaking symmetries---consistent with the recent numerical observation of an extended gapless spin liquid in this case.
Spin-orbital generalization of Kitaev model provides a robust extension to the original Kitaev model. However, real materials often exhibit competing interactions that break exact solvability which can give rise to new phases. Motivated by recent microscopic proposals of coexisting Yao-Lee and Kitaev couplings, we investigate the fate of the ground state when two independent exactly solvable spin liquid Hamiltonians each originally formulated on different lattice geometries are combined on a common lattice environment. We first focus on the hybrid Kitaev's honeycomb and square-lattice model. Using self-consistent mean-field analysis and perturbative calculation, we show that the strong-Kitaev regime yields magnetic order in the spin sector, while the orbital sector retains its topological order. We further analyze the hybridization of the Yao-Lee and square-lattice models and find that the model exhibits a rich evolution of Majorana Dirac bands and Lifshitz transitions. Remarkably, when the Yao-Lee and square-lattice couplings are equal and opposite, the model restores its exact solvability with a single itinerant Majorana flavor. These results demonstrate that hybrid spin liquid platforms may host various emergent phases beyond conventional exactly solvable limits.
Kitaev materials are promising materials for hosting quantum spin liquids and investigating the interplay of topological and symmetry-breaking phases.We use an unsupervised and interpretable machine-learning method, the tensorial-kernel support vector machine, to study the honeycomb Kitaev-model in a magnetic field.Our machine learns the global classical phase diagram and the associated analytical order parameters, including several distinct spin liquids, two exotic S 3 magnets, and two modulated S 3 × Z 3 magnets.We find that the extension of Kitaev spin liquids and a field-induced suppression of magnetic order already occur in the large-S limit, implying that critical parts of the physics of Kitaev materials can be understood at the classical level.Moreover, the two S 3 × Z 3 orders are induced by competition between Kitaev and spin liquids and feature a different type of spin-lattice entangled modulation, which requires a matrix description instead of scalar phase factors.Our work provides a direct instance of a machine detecting new phases and paves the way towards the development of automated tools to explore unsolved problems in many-body physics.
The Kitaev model is an exactly solvable quantum spin model within the language of constrained real fermions. In spite of numerous studies for magnetic fields along special orientations, there is a limited amount of knowledge on the complete field-angle characterization, which can provide valuable information on the existence of fractionalized excitations. For this purpose, we first study the pure ferromagnetic and antiferromagnetic Kitaev models for arbitrary external magnetic field directions via a mean-field theory, showing that there are many topological phases with different (or zero) Chern numbers, depending on the magnetic field strength and orientations. However, a realistic description of the candidate Kitaev materials, within the edge-sharing octahedra paradigm, requires additional coupling terms, including a large off-diagonal term $\mathrm{\ensuremath{\Gamma}}$ along with possible anisotropic corrections ${\mathrm{\ensuremath{\Gamma}}}_{p}$. It is therefore not sufficient to rely on the topological properties of the bare Kitaev model as the basis for the observed thermal Hall-conductivity signals, and an understanding of these extended Kitaev models with a complete field response is demanded. Starting from the zero-field phase diagram of $\mathrm{K}\text{\ensuremath{-}}\mathrm{\ensuremath{\Gamma}}\text{\ensuremath{-}}{\mathrm{\ensuremath{\Gamma}}}_{p}$ models, we identify, besides the Kitaev spin liquid phase, antiferromagnetic zigzag, ferromagnetic phases, as well as an unusual Kitaev(-$\mathrm{\ensuremath{\Gamma}}$) spin liquid phase. The magnetic field response of these phases for arbitrary field orientations provides a remarkably rich phase diagram. For an extended parameter range and just above the critical field where the zigzag phase is suppressed, there is an intermediate phase region with suppressed energy gaps and substantial spin fractionalization. To comply our findings with experiments, we also reproduce a large asymmetry in the extent of this intermediate phases specifically for the two different field directions $\ensuremath{\theta}=\ifmmode\pm\else\textpm\fi{}{60}^{o}$ with respect to the normal to the plane of the honeycomb lattice.
We study the emergence of magnetic order in localized spins that interact solely through their coupling to a Kitaev-type spin liquid. Using three toy models – the Kitaev model, the Yao–Lee model, and a square-lattice generalization of the Kitaev model – we calculate the effective exchange Hamiltonians mediated by the fractionalized excitations of these spin liquids. This setup is analogous to a Kondo lattice model, where conduction electrons are replaced by itinerant Majorana fermions. In the Kitaev model, our results show that the lowest-order perturbation theory generates short-range interactions with modified couplings and extending to sixth order introduces longer-range interactions while preserving the quantum spin-liquid ground state . Models involving more Majorana flavors on honeycomb and square lattices exhibit more complex behavior. The honeycomb Yao–Lee model with three flavors of itinerant Majorana fermions generates long-range RKKY-type interactions, leading to antiferromagnetic order and partial gapping of the Majorana fermion spectrum. In contrast, the square-lattice model produces a combination of anisotropic short- and long-range interactions, which can give rise to either a dimerized quantum paramagnetic state or an Ising antiferromagnet, depending on the parameters. These results illustrate the rich variety of magnetic orders that can be mediated by Kitaev-type spin liquids.
When sizable quantum fluctuations and strong frustration mechanisms act in concert to repel the formation of conventional long-range order in quantum magnets, they can make way for massively entangled spin liquid phases which may imbue the material with extraordinary properties. \nThe search for such curious phases of matter has proceeded for several decades, gaining extra momentum some fifteen years ago when Kitaev proposed an analytically solvable model for a quantum spin liquid with anyonic excitations on the basis of realistic microscopic spin exchange terms [Kitaev, Annals of Physics 321, 2 (2006)]. Attempts to identify different models or materials which harbor quantum spin liquid ground states have kept researchers -- experimentalists and theorists alike -- in suspense ever since. However, the simulation of quantum many-body systems poses a serious challenge even to modern numerical techniques, particularly in the case of frustrated quantum magnetism in three spatial dimensions. Such models evade tractability by many established approaches, leaving a methodological void. \n \nIn this thesis, we report on recent progress in cutting-edge implementations of the pseudo-fermion functional renormalization group (pf-FRG), which has originally been proposed by Reuther and Wölfle in the context of two-dimensional frustrated quantum magnetism with highly symmetric spin interactions [Reuther and Wölfle, Phys. Rev. B 81, 144410 (2010)]. Reflecting the growing interest in models with SU(2) symmetry-breaking spin exchange terms that has followed the unearthing of Kitaev's honeycomb model, we present a generalized implementation of the pf-FRG which is suited to numerically simulate arbitrary microscopic models with diagonal or off-diagonal two-spin interactions, even in three-dimensional frustrated quantum magnets. We provide insight into the inner workings of the method which has emerged over the course of the last couple of years, arguing that the pf-FRG formalism simultaneously combines aspects of a large-S expansion as well as a large-N expansion on equal footing, thus being able to resolve the subtle interplay between magnetic ordering tendencies and disruptive quantum fluctuations. \n \nMoreover, on a case by case basis we explore the stability of quantum spin liquids in paradigmatic models of frustrated quantum magnetism and elucidate the joint action of geometric frustration, exchange frustration, and quantum fluctuations to inhibit the formation of magnetic long-range order. Examples include: (i) a Heisenberg spin model on the three-dimensional diamond lattice where geometric frustration arises from antiferromagnetic next-nearest neighbor interactions. The additional competition with nearest neighbor interactions leads to an unusually large ground state degeneracy already on classical level. The quantum-to-classical transition is studied by systematically varying the spin length and the different roles of quantum fluctuations and thermal fluctuations are discussed. The theory is applied to interpret experiments on the spin-liquid candidate NiRh2O4; (ii) a Heisenberg antiferromagnet on the face centered cubic lattice which is augmented by competing bond-directional interactions, evolving around the concurrent manifestation of geometric frustration and exchange frustration. A situation is identified where both mechanisms collude to give rise to an unusually large degree of frustration over a wide parameter regime. We discuss related experimental findings on the highly frustrated iridate compound Ba2CeIrO6; (iii) a Heisenberg antiferromagnet on the kagome lattice with additional Dzyaloshinskii-Moriya interactions. The robustness of the unperturbed kagome antiferromagnet's spin liquid ground state against low-symmetry Dzyaloshinskii-Moriya interactions is investigated. Implications for the spin-liquid candidate herbertsmithite are discussed.