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Conditional Density Lift and Dual-Witness Xi Functional

JEREMY H. CARROLL

Published May 15, 2026• 0 citations
Publisher

Abstract

Abstract A nonzero real vector can be mapped to a unit vector by taking signed square roots of its normalized absolute coordinates. The associated rank-one projector retains relative magnitudes and signs while forgetting total mass and common sign. We apply this construction to an optimal residual and an optimal dual witness for a finite-dimensional minimum-distance problem in the sum norm. Their trace distance defines an alignment statistic. Complementary slackness gives a strict upper bound below one for every optimal pair, and characterizes the zero-distance case. Successive coordinate minimization selects a unique pair once a coordinate order is fixed. The construction is undefined at a zero residual; a separate convention assigns the statistic the value zero there. We give proofs, an explicit example, and a selection policy that uses the statistic only after primary residual comparisons. The accompanying numerical implementation and discrete Lean results have distinct, stated scopes. Why This Matters The paper distinguishes what its diagnostic inequalities measure from stronger claims that do not follow. Explicit definitions and counterexamples make the selection policy and its limits inspectable. Core Theorems The numbered propositions and proofs in the manuscript state their domains and hypotheses. The revision separates quotient residuals, input norms, discrete formal lemmas and numerical evaluations rather than treating them as equivalent. Formal Verification and Computational Artifacts The package includes source code, tests, a pinned standalone Lean project, an explicit declaration census and source-bound rendered files. The quick start gives commands for replay. Each formal result retains the scope described in the manuscript; test outcomes do not supply a theorem beyond that scope. Scope Boundaries and Non-Claims The real projector construction and strict primal-dual distance bound have prose proofs. Lean checks discrete integer and rational statements. Numerical vector evaluation does not establish optimality or compute the canonical selector. Reproduction See [quick_start.md](quick_start.md) for installation, tests, the Lean census, rendering and independent archive checks. The manuscript and documentation use CC-BY-4.0; reference software and tests use MIT. The renderer, Lua filter and path helperretain Apache-2.0; see the component table in README.md. Related Identifiers and Citations Verified scholarly sources are listed in [references.md](references.md).The new revision has no assigned DOI. The previous record is [10.5281/zenodo.20192297](https://doi.org/10.5281/zenodo.20192297); its verified parent is [10.5281/zenodo.20192296](https://doi.org/10.5281/zenodo.20192296). The metadata records these version relationships.

DOI
10.5281/zenodo.20192296

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Abstract A nonzero real vector can be mapped to a unit vector by taking signed square roots of its normalized absolute coordinates. The associated rank-one projector retains relative magnitudes and signs while forgetting total mass and common sign. We apply this construction to an optimal residual and an optimal dual witness for a finite-dimensional minimum-distance problem in the sum norm. Their trace distance defines an alignment statistic. Complementary slackness gives a strict upper bound below one for every optimal pair, and characterizes the zero-distance case. Successive coordinate minimization selects a unique pair once a coordinate order is fixed. The construction is undefined at a zero residual; a separate convention assigns the statistic the value zero there. We give proofs, an explicit example, and a selection policy that uses the statistic only after primary residual comparisons. The accompanying numerical implementation and discrete Lean results have distinct, stated scopes. Why This Matters The paper distinguishes what its diagnostic inequalities measure from stronger claims that do not follow. Explicit definitions and counterexamples make the selection policy and its limits inspectable. Core Theorems The numbered propositions and proofs in the manuscript state their domains and hypotheses. The revision separates quotient residuals, input norms, discrete formal lemmas and numerical evaluations rather than treating them as equivalent. Formal Verification and Computational Artifacts The package includes source code, tests, a pinned standalone Lean project, an explicit declaration census and source-bound rendered files. The quick start gives commands for replay. Each formal result retains the scope described in the manuscript; test outcomes do not supply a theorem beyond that scope. Scope Boundaries and Non-Claims The real projector construction and strict primal-dual distance bound have prose proofs. Lean checks discrete integer and rational statements. Numerical vector evaluation does not establish optimality or compute the canonical selector. Reproduction See quick_start.md for installation, tests, the Lean census, rendering and independent archive checks. The manuscript and documentation use CC-BY-4.0; reference software and tests use MIT. The renderer, Lua filter and path helperretain Apache-2.0; see the component table in README.md. Related Identifiers and Citations Verified scholarly sources are listed in references.md.The new revision has no assigned DOI. The previous record is 10.5281/zenodo.20192297; its verified parent is 10.5281/zenodo.20192296. The metadata records these version relationships.
For the canonical product MUB triple {Z₂ ⊗ Z₃, X₂ ⊗ Q₀, Y₂ ⊗ Q₁} in dimension six, known to admit no vector unbiased to all three bases, we prove an exact two-sided theorem for the projector-space feasibility functional f, where f(v) = 1 would characterize a candidate fourth unbiased vector. We show that the global maximum of f is W = (88 + 3√6) / 100 ≈ 0.9534846923. The bound is attained by an explicit algebraic unit vector, verified entirely in exact arithmetic over the field Q(ζ₂₄, √5). Its symmetry orbit contains 72 distinct maximizing rays. The matching global upper bound f ≤ W is established via an exact positive-semidefinite certificate at the level-2 Veronese lift. The certificate consists of a symmetric matrix over Q(√2, √3), whose polynomial identity and positivity are machine-verified in exact arithmetic and closed deterministically under the triple's 432-element symmetry group. No randomized computation or floating-point arithmetic appears anywhere in the proof chain. We further prove, via exact separating functionals, that degree-4 and degree-6 sum-of-squares certificates do not exist. In this precise sense, the lift level employed is minimal and necessary. Companion results include: • an exact product-vector ceiling for aligned product triples; • the exact wall value for the second known triple; • a complete Weyl-board census in dimension six, together with a Lean 4 kernel-verified combinatorial layer. These results completely characterize the pinned canonical triple. They do not resolve the MUB(6) problem, which remains open. The deposit contains two files: (1) the manuscript (PDF); (2) a complete verification bundle (ZIP; 91 files) containing all computational modules, tests, evidence receipts, execution logs, a SHA-256 manifest, and a minimal independent verifier (verify_global_certificate.py). The verifier is implemented in standard-library-only Python, shares no code with the certificate-construction pipeline, loads the stored exact certificate matrix, and independently re-establishes both directions of the global bound in approximately 150 seconds. Reproduction is available via: make verify-global Code is released under the Apache License 2.0 (with SPDX headers throughout the bundle). The manuscript text is released under CC BY 4.0. This research made extensive use of AI systems for conjecture generation, computation, proof drafting, and adversarial review. However, no mathematical claim depends on the correctness of any AI system. Every reported result is verified by exact rational arithmetic, exact interval arithmetic, or the Lean 4 kernel, and all verification artifacts are included in the deposit.
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