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Nanosystems Physics Chemistry Mathematics

Critical mass ratio and phase transition in three-particle lattice systems: comparison of bosonic and fermionic cases

J. I. Abdullaev, A.I. Eshniyоzov, M. V. Dolgopolov

Published Apr 30, 2026• 0 citations
Publisher

Abstract

We study three-particle Schrödinger operators on the two-dimensional lattice Z 2 and show that a critical mass ratio γ c ≈ 2.75194 governs the existence of a bound trimer in the fermionic 2 + 1 configuration (two identical fermions and a third particle). For γ < γ c there is a topological prohibition (Pauli suppression) of a three-body bound state, whereas for γ > γ c a doubly degenerate eigenvalue emerges below the essential spectrum with the strong-coupling asymptotics z(γ, λ) = −λ+e 0 (γ)+O(λ −1 ). Within a unified framework based on the Birman–Schwinger principle and strong-coupling asymptotic analysis, we compare this behaviour with the bosonic case of three identical particles, where two bound states exist below the essential spectrum and the ground-state energy satisfies z 1 s (µ) = −3µ + C 2 + O(µ −1 ). The resulting second-order phase transition with respect to the mass ratio γ is relevant for the design of experiments on fermionic trimers in optical lattices and for modelling excitonic complexes and defect-bound states in two-dimensional nanomaterials, where the critical value γ c serves as a design guideline for the observability of three-body bound states. We also outline a modified three-particle lattice model with two competing interaction channels, for which the Birman–Schwinger analysis naturally leads to a Landau-type scenario of a first-order phase transition in the space of trimer bound states. In the bosonic case we prove a strong-coupling theorem describing the existence and asymptotics of trimer bound states, while in the fermionic 2+1 case we establish a spectral phase-transition theorem that identifies an explicit critical mass ratio γ c separating the trimer and non-trimer regimes.

DOI
10.17586/2220-8054-2026-17-2-179-186

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We study three-particle Schrödinger operators on the two-dimensional lattice Z 2 and show that a critical mass ratio γ c ≈ 2.75194 governs the existence of a bound trimer in the fermionic 2 + 1 configuration (two identical fermions and a third particle). For γ < γ c there is a topological prohibition (Pauli suppression) of a three-body bound state, whereas for γ > γ c a doubly degenerate eigenvalue emerges below the essential spectrum with the strong-coupling asymptotics z(γ, λ) = −λ+e 0 (γ)+O(λ −1 ). Within a unified framework based on the Birman–Schwinger principle and strong-coupling asymptotic analysis, we compare this behaviour with the bosonic case of three identical particles, where two bound states exist below the essential spectrum and the ground-state energy satisfies z 1 s (µ) = −3µ + C 2 + O(µ −1 ). The resulting second-order phase transition with respect to the mass ratio γ is relevant for the design of experiments on fermionic trimers in optical lattices and for modelling excitonic complexes and defect-bound states in two-dimensional nanomaterials, where the critical value γ c serves as a design guideline for the observability of three-body bound states. We also outline a modified three-particle lattice model with two competing interaction channels, for which the Birman–Schwinger analysis naturally leads to a Landau-type scenario of a first-order phase transition in the space of trimer bound states. In the bosonic case we prove a strong-coupling theorem describing the existence and asymptotics of trimer bound states, while in the fermionic 2+1 case we establish a spectral phase-transition theorem that identifies an explicit critical mass ratio γ c separating the trimer and non-trimer regimes.
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We study three particles on the square lattice with contact interactions of infinite strength, for all total quasimomenta, for three statistics: three identical bosons, two identical fermions plus a third particle, and two identical bosons plus a third particle. Previous work treated only the trimer and zero quasimomentum. Here the atom-dimer sector is analyzed on the whole Brillouin zone. A Feshbach-Schur reduction onto the infinitely degenerate eigenvalue 1 of the pair-contact operator gives explicit effective Hamiltonians with proved first-order error. The threshold problem reduces to a 4x4 Hermitian matrix criterion built from the two-point resistances of the square lattice, and hence to a quartic polynomial. This yields the complete atom-dimer zone and the critical mass ratio on the Brillouin zone, with bound between 1 and pi/(pi-2), and closed forms at all symmetry points. We prove: the zones in closed form; the critical mass ratio with exact value pi/(pi-2) at zero quasimomentum, reproducing a numerical value; at most two atom-dimer states for every quasimomentum and mass ratio; the onset laws, an essential singularity on the zone boundary and a linear-over-logarithm onset in the pure p-wave; two exact dualities showing that a change of statistics is equivalent to a shift of quasimomentum by pi; and the global range of the second fermionic threshold. The onset laws admit a renormalization-group reading: the inverse lattice Green function is a marginal s-wave coupling, binding energies arise by dimensional transmutation with lattice scale 16, and the zone boundary is of marginal (BCS/Kondo) type rather than of Berezinskii-Kosterlitz-Thouless type. All constants are verified independently by lattice quadrature, computer algebra, exact diagonalisation, and infinite-lattice solvers.
We study three identical bosons with contact attraction of strength mu on the square lattice at total quasimomentum K = 0 and K = pi. First, at K = 0, for all sufficiently large mu there are exactly two eigenvalues below the essential spectrum. The trimer branch follows from Kato perturbation theory at the simple isolated eigenvalue 3 of the pair-contact operator, uniformly in K; the atom-dimer branch follows from a Feshbach-Schur reduction whose limiting equation coincides with the second Birman-Schwinger (Faddeev) eigenvalue of the finite-rank principal part. The spectral gap between the two branches grows linearly in mu. Second, at K = pi the trimer branch is unchanged up to O(mu^-2), the two-particle threshold equals -mu + 4 exactly, and the gap to it is 2mu - 2 plus lower order corrections. The second bound state disappears because the exchange operator changes sign, S_pi = -S_0: the s-channel eigenvalue that exceeds 1 at K = 0 becomes negative, while the only positive atom-dimer channel at K = pi is the odd p-channel, bounded by 2 - 4/pi < 1. Consequently the operator has exactly one eigenvalue below the threshold minus 36/(mu - 10). Third, the ground state is exponentially localized in the relative coordinates. The decay exponent is positive unconditionally; under a non-cancellation hypothesis it is bounded above by log(3mu) plus lower order terms, while finite-volume computations indicate the slowest tail is the atom-dimer dissociation channel with decay rate one half log(2mu). A dictionary between the principal-part method, Kato theory, and the atom-dimer threshold matrix is given, together with the three-dimensional constants for comparison.
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