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Exterior Gap and Conditional Global Uniqueness of Preferred Decomposition

Patrick Panella

Published Apr 17, 2026• 0 citations
Publisher

Abstract

A finite Hilbert space supports many inequivalent tensor-product decompositions, so any Hilbert-space-first account of locality must address not only local rigidity near a structured frame but also the global possibility that a distant decomposition class could make a Hamiltonian appear equally local. This paper proves a global result in that direction for the static locality selector associated with graph-local Hamiltonians. The central exact input is exact zero-set identifiability: for an exactly graph-local Hamiltonian, the selector vanishes only on the preferred physical quotient class. Under this hypothesis, compactness of the quotient and continuity of the selector imply a strictly positive selector minimum on every closed exterior set at positive quotient distance. A Hamiltonian-uniform perturbation bound is then derived directly from the projector representation of the selector and combined with the known displacement estimate for Hamiltonians carrying small forbidden tails. The resulting perturbed exterior gap shows that every decomposition class lying a fixed positive distance from the shifted local minimizer incurs a uniform positive selector cost relative to that minimizer. Together with the local quadratic basin available in the small-tail regime, this yields conditional global uniqueness of the perturbed preferred class. The argument therefore isolates a global transfer mechanism: on any class where exact zero-set identifiability holds, no new global geometry of decomposition space is needed to obtain an exterior gap and conditional global uniqueness in the small-tail regime.

DOI
10.5281/zenodo.19634604

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Earlier work on preferred decomposition for graph-local Hamiltonians established a layered picture rather than a single theorem: empirical structure selection under locality-sensitive selectors, identification of the correct quotient notion of uniqueness, local rigidity and local quantitative identifiability near exact realizations, stability under sufficiently small forbidden tails, and conditional global uniqueness once the exact zero set is known to be unique. The present paper shows that the unrestricted global step cannot be completed from graph locality alone. It gives an explicit connected counterexample family on star graphs: a commuting qubit Hamiltonian family preserved by an entangling star-CNOT circuit that exchanges leaf fields with edge Ising couplings while producing a genuinely inequivalent tensor-product decomposition. The same abstract Hamiltonian therefore has at least two exact admissible-support realizations, so exact zero-set identifiability fails on the physical quotient. The paper also shows why this does not contradict the earlier positive results. The counterexample lies entirely on a structurally degenerate locus excluded by the nondegeneracy hypotheses used in the local rigidity and exact reconstruction results: visible local directions are at most one-dimensional and the relevant complement algebras are abelian rather than full matrix algebras. The main foundational conclusion is sharp. Graph locality by itself does not determine a unique preferred decomposition even in the exact, static, connected setting. What remains open is a narrower problem: whether exact uniqueness holds on a suitably formulated nondegenerate locus that excludes commuting disentanglable obstruction classes of the type exhibited here.
An abstract Hilbert space supports many inequivalent subsystem organizations, so any Hilbert-first account of locality must explain why one tensor-product description is physically distinguished from others. This paper addresses this selection problem in exact finite Clifford families and argues that the appropriate target is not a unique labeled factorization, but a unique decomposition equivalence class after quotienting by local gauge and full subsystem permutation. The selector used throughout is deliberately minimal: it suppresses irreducible higher-body support and favors two-body structure that fits a consistent interaction graph. Three conclusions follow. First, the smallest exact controls show why raw uniqueness is the wrong standard: structured cases occupy a low-scoring manifold rather than an isolated labeled optimum. Second, a five-qubit exhaustive blind study over 14,146 unique Clifford candidates shows that every sevenfold planted minimum collapses to a single class under local Clifford gauge and full permutation; a companion perturbation study confirms local-gauge invariance and nonlocal sensitivity. Third, blind larger-system tests show that structured Hamiltonians are singled out by the joint signature of quotient uniqueness and anomalously low score; at six qubits this is accompanied by a large positive raw gap, while unstructured controls do not share the low-score signature. Within the tested finite families, structured Hamiltonians therefore admit a unique preferred decomposition equivalence class in an operationally meaningful sense. The claim is intentionally bounded to the exact ansätze studied here, but it isolates a sharper foundational result than a mere low-scoring preference structure: subsystem organization can be selected down to a unique physically meaningful quotient class.
A finite-dimensional Hilbert space admits many inequivalent tensor-product decompositions, so exact uniqueness of subsystem structure must be formulated on a specified class of Hamiltonians and graphs. In the graph-local setting, exact zero-set identifiability means that the static selector vanishes on a single physical quotient class, or equivalently that the Hamiltonian has a unique admissible-support realization modulo local basis changes and subsystem permutation. On the deletion-robust graph class, defined by the requirement that deleting any vertex leave no isolated vertex component, the analysis gives a finite-certificate description of that question. The reference complement-generation locus in exact graph-local coefficient space is nonempty exactly on this graph class, and an explicit family of one-site fields and mixed edge couplings realizes it. Two finite certificates are then introduced on the reference exact slice: a bounded-length omitted-site word-algebra rank test and a quadratic-rigidity determinant for the first forbidden-support quadratic form. On deletion-robust graphs the resulting reference-regular locus is nonempty, Zariski-open, and Euclidean dense. Assuming the exact zero set of a base Hamiltonian is finite, each competitor exact zero determines a local branch whose intersection with the reference exact slice is governed by an explicit Jacobian-rank criterion. Near a regular-transverse base point, exact zero-set identifiability is therefore controlled by finitely many explicit obstruction manifolds. The graph boundary, the reference certificates, and the structural failure modes are all explicit within this nondegenerate exact-uniqueness framework.
A finite Hilbert space admits many inequivalent ways of being partitioned into subsystems, so any Hilbert-space–first account of locality must do more than identify a preferred structure in the perfectly local case. It must also address how that structure behaves when the dynamics are only approximately local. This paper establishes such a stability result at the perturbative level. Starting from a reference decomposition in which the dynamics are exactly local, we consider small deviations that introduce weak nonlocal interactions. By constructing an explicit locality diagnostic and analyzing its behavior in a neighborhood of the reference structure, we derive quantitative bounds on its variation and curvature within a suitably defined space of decompositions, modulo local redundancies. These bounds demonstrate that the strong local convexity present in the exactly local case persists under sufficiently small perturbations. As a result, there exists a unique nearby decomposition that remains optimally local, and its deviation from the reference structure is controlled by the size of the nonlocal contribution. Moreover, the locality measure continues to behave comparably to a squared distance in the reduced space, ensuring robust identifiability. The result is formulated at the level of physically relevant equivalence classes, accounting for local basis changes and subsystem relabelings. The theorem is explicitly local in scope: it does not address global uniqueness, spectral gaps, or emergent geometry. Its central conclusion is that local, quantitative notions of subsystem structure remain well-defined and stable under small violations of exact locality.