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False signatures of non-ergodic behavior in disordered quantum many-body systems

Adith Sai Aramthottil, Lev Vidmar, Jakub Zakrzewski

Published Dec 1, 2025• 0 citations
Publisher

Abstract

Ergodic isolated quantum many-body systems satisfy the eigenstate thermalization hypothesis (ETH), i.e. the expectation values of local observables in the system's eigenstates approach the predictions of the microcanonical ensemble.However, the ETH does not specify what happens to expectation values of local observables within an energy window when the average over disorder realizations is taken.As a result, the expectation values of local observables can be distributed over a relatively wide interval and may exhibit nontrivial structure, as shown in Aramthottil et al (2021 Phys.Rev. B 104 214201) for a quasiperiodic disordered system for site-resolved magnetization.We argue that the non-Gaussian form of this distribution may falsely suggest non-ergodicity and a breakdown of ETH.By considering various types of disorder, we find that the functional forms of the distributions of matrix elements of the site-resolved magnetization operator mirror the distribution of the onsite disorder.We argue that this distribution is a direct consequence of the local observable having a finite overlap with moments of the Hamiltonian.We then demonstrate how to adjust the energy window when analyzing expectation values of local observables in disordered quantum many-body systems to correctly assess the system's adherence to ETH, and provide a link between the distribution of expectation values in eigenstates and the outcomes of quench experiments.

DOI
10.1088/1367-2630/ae20b3/meta

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Ergodic isolated quantum many-body systems satisfy the eigenstate thermalization hypothesis (ETH), i.e. the expectation values of local observables in the system's eigenstates approach the predictions of the microcanonical ensemble.However, the ETH does not specify what happens to expectation values of local observables within an energy window when the average over disorder realizations is taken.As a result, the expectation values of local observables can be distributed over a relatively wide interval and may exhibit nontrivial structure, as shown in Aramthottil et al (2021 Phys.Rev. B 104 214201) for a quasiperiodic disordered system for site-resolved magnetization.We argue that the non-Gaussian form of this distribution may falsely suggest non-ergodicity and a breakdown of ETH.By considering various types of disorder, we find that the functional forms of the distributions of matrix elements of the site-resolved magnetization operator mirror the distribution of the onsite disorder.We argue that this distribution is a direct consequence of the local observable having a finite overlap with moments of the Hamiltonian.We then demonstrate how to adjust the energy window when analyzing expectation values of local observables in disordered quantum many-body systems to correctly assess the system's adherence to ETH, and provide a link between the distribution of expectation values in eigenstates and the outcomes of quench experiments.
Abstract Ergodic isolated quantum many-body systems satisfy the eigenstate thermalization hypothesis (ETH), i.e. the expectation values of local observables in the system’s eigenstates approach the predictions of the microcanonical ensemble. However, the ETH does not specify what happens to expectation values of local observables within an energy window when the average over disorder realizations is taken. As a result, the expectation values of local observables can be distributed over a relatively wide interval and may exhibit nontrivial structure, as shown in Aramthottil et al (2021 Phys. Rev. B 104 214201) for a quasiperiodic disordered system for site-resolved magnetization. We argue that the non-Gaussian form of this distribution may falsely suggest non-ergodicity and a breakdown of ETH. By considering various types of disorder, we find that the functional forms of the distributions of matrix elements of the site-resolved magnetization operator mirror the distribution of the onsite disorder. We argue that this distribution is a direct consequence of the local observable having a finite overlap with moments of the Hamiltonian. We then demonstrate how to adjust the energy window when analyzing expectation values of local observables in disordered quantum many-body systems to correctly assess the system’s adherence to ETH, and provide a link between the distribution of expectation values in eigenstates and the outcomes of quench experiments.
Ergodic quantum many-body systems satisfy the eigenstate thermalization hypothesis (ETH). However, strong disorder can destroy ergodicity through many-body localization (MBL) – at least in one dimensional systems – leading to a clear signal of the MBL transition in the probability distributions of energy eigenstate expectation values of local operators. For a paradigmatic model of MBL, namely the random-field Heisenberg spin chain, we consider the full probability distribution of eigenstate correlation functions across the entire phase diagram. We find gaussian distributions at weak disorder, as predicted by pure ETH. At intermediate disorder – in the thermal phase – we find further evidence for anomalous thermalization in the form of heavy tails of the distributions. In the MBL phase, we observe peculiar features of the correlator distributions: a strong asymmetry in S_i^z S_{i+r}^z S i z S i + r z correlators skewed towards negative values; and a multimodal distribution for spin-flip correlators. A quantitative quasi-degenerate perturbation theory calculation of these correlators yields a surprising agreement of the full distribution with the exact results, revealing, in particular, the origin of the multiple peaks in the spin-flip correlator distribution as arising from the resonant and off-resonant admixture of spin configurations. The distribution of the S_i^zS_{i+r}^z S i z S i + r z correlator exhibits striking differences between the MBL and Anderson insulator cases.
We verify that the eigenstate thermalization hypothesis (ETH) holds universally for locally interacting quantum many-body systems. Introducing random matrix ensembles with interactions, we numerically obtain a distribution of maximum fluctuations of eigenstate expectation values for different realizations of interactions. This distribution, which cannot be obtained from the conventional random matrix theory involving nonlocal correlations, demonstrates that an overwhelming majority of pairs of local Hamiltonians and observables satisfy the ETH with exponentially small fluctuations. The ergodicity of our random matrix ensembles breaks down because of locality.
Ergodic quantum many-body systems satisfy the eigenstate thermalization hypothesis (ETH). However, strong disorder can destroy ergodicity through many-body localization (MBL) - at least in one dimensional systems - leading to a clear signal of the MBL transition in the probability distributions of energy eigenstate expectation values of local operators. For a paradigmatic model of MBL, namely the random-field Heisenberg spin chain, we consider the full probability distribution of eigenstate correlation functions across the entire phase diagram. We find gaussian distributions at weak disorder, as predicted by pure ETH. At intermediate disorder - in the thermal phase - we find further evidence for anomalous thermalization in the form of heavy tails of the distributions. In the MBL phase, we observe peculiar features of the correlator distributions: a strong asymmetry in (SiSi+rz)-S-z correlators skewed towards negative values; and a multimodal distribution for spin-flip correlators. A quantitative quasi-degenerate perturbation theory calculation of these correlators yields a surprising agreement of the full distribution with the exact results, revealing, in particular, the origin of the multiple peaks in the spin-flip correlator distribution as arising from the resonant and off-resonant admixture of spin configurations. The distribution of the (SiSi+rz)-S-z correlator exhibits striking differences between the MBL and Anderson insulator cases.
The validity of the ergodic hypothesis in quantum systems can be rephrased in the form of the eigenstate thermalization hypothesis (ETH), a set of statistical properties for the matrix elements of local observables in energy eigenstates, which is expected to hold in any ergodic system. We test the ETH in a nonintegrable model of relativistic quantum field theory (QFT) using the numerical method of Hamiltonian truncation in combination with analytical arguments based on Lorentz symmetry and renormalization group theory. We find that there is an infinite sequence of eigenstates with the characteristics of quantum many-body scars-that is, exceptional eigenstates with observable expectation values that lie far from thermal values-and we show that these states are one-quasiparticle states. We argue that in the thermodynamic limit the eigenstates cover the entire area between two diverging lines: the line of one-quasiparticle states, whose direction is dictated by relativistic kinematics, and the thermal average line. Our results suggest that the strong version of the ETH is violated in any relativistic QFT whose spectrum admits a quasiparticle description.
Abstract Statistical mechanics provides a framework for describing the physics of large, complex many-body systems using only a few macroscopic parameters to determine the state of the system. For isolated quantum many-body systems, such a description is achieved via the eigenstate thermalization hypothesis (ETH), which links thermalization, ergodicity and quantum chaotic behavior. However, tendency towards thermalization is not observed at finite system sizes and evolution times in a robust many-body localization (MBL) regime found numerically and experimentally in the dynamics of interacting many-body systems at strong disorder. Although the phenomenology of the MBL regime is well-established, the central question remains unanswered: under what conditions does the MBL regime give rise to an MBL phase , in which the thermalization does not occur even in the asymptotic limit of infinite system size and evolution time? This review focuses on recent numerical investigations aiming to clarify the status of the MBL phase, and it establishes the critical open questions about the dynamics of disordered many-body systems. The last decades of research have brought an unprecedented new variety of tools and indicators to study the breakdown of ergodicity, ranging from spectral and wave function measures, matrix elements of observables, through quantities probing unitary quantum dynamics, to transport and quantum information measures. We give a comprehensive overview of these approaches and attempt to provide a unified understanding of their main features. We emphasize general trends towards ergodicity with increasing length and time scales, which exclude naive single-parameter scaling hypothesis, necessitate the use of more refined scaling procedures, and prevent unambiguous extrapolations of numerical results to the asymptotic limit. Providing a concise description of numerical methods for studying ETH and MBL, we explore various approaches to tackle the question of the MBL phase. Persistent finite size drifts towards ergodicity consistently emerge in quantities derived from eigenvalues and eigenvectors of disordered many-body systems. The drifts are related to continuous inching towards ergodicity and non-vanishing transport observed in the dynamics of many-body systems, even at strong disorder. These phenomena impede the understanding of microscopic processes at the ETH-MBL crossover. Nevertheless, the abrupt slowdown of dynamics with increasing disorder strength provides premises suggesting the proximity of the MBL phase. This review concludes that the questions about thermalization and its failure in disordered many-body systems remain a captivating area open for further explorations.