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Quantum Theory is about Open Systems

Michael E. Cuffaro, Stephan Hartmann

Published Apr 15, 2026• 0 citations
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Abstract

Abstract There is a deeply entrenched view in philosophy and physics, the closed systems view, according to which isolated systems are conceived of as fundamental. On this view, when a system is evolving under the influence of its environment, this is always described in terms of a coupling between it and a separate system which taken together are isolated. In this chapter, we introduce the theoretical framework that we call standard quantum theory (ST), formulated in accordance with the closed systems view, and we consider approaches to interpreting the formalism of ST that take it to be complete in some sense. Broadly speaking, these can be grouped into two families. The first includes (neo-)Bohrian and related approaches, the second (neo-)Everettian. We argue, from the point of view of each, that although ST is formulated in accordance with the closed systems view, it is nevertheless ontologically committed to open systems in a way that other, for instance, classical, theoretical frameworks are not. We close with the suggestion that philosophical and foundational progress may be made through the adoption of an alternative theoretical framework, which might in principle involve a change in corresponding view, within which one can make sense of open systems dynamics in fundamental terms.

DOI
10.1093/9780198929277.003.0002

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Abstract There is a deeply entrenched view in philosophy and physics, the closed systems view, according to which isolated systems are conceived of as fundamental. On this view, when a system is evolving under the influence of its environment, this is always described in terms of a coupling between it and a separate system which taken together are isolated. In this chapter, we introduce the theoretical framework that we call standard quantum theory (ST), formulated in accordance with the closed systems view, and we consider approaches to interpreting the formalism of ST that take it to be complete in some sense. Broadly speaking, these can be grouped into two families. The first includes (neo-)Bohrian and related approaches, the second (neo-)Everettian. We argue, from the point of view of each, that although ST is formulated in accordance with the closed systems view, it is nevertheless ontologically committed to open systems in a way that other, for instance, classical, theoretical frameworks are not. We close with the suggestion that philosophical and foundational progress may be made through the adoption of an alternative theoretical framework, which might in principle involve a change in corresponding view, within which one can make sense of open systems dynamics in fundamental terms.
There is a deeply entrenched view in philosophy and physics, the closed systems view, according to which isolated systems are conceived of as fundamental. On this view, when a system is under the influence of its environment this is always described in terms of a coupling between it and a separate system, which taken together are isolated. There is an alternative, the open systems view, according to which systems interacting with their environment are conceived of as fundamental, and the environment’s influence is represented via the dynamical equations that govern the system of interest’s evolution. In this paper we propose (although the formalism is not original to us) a theoretical framework which we call the general quantum theory of open systems (GT), within which one can make sense of the dynamics of open quantum systems in fundamental terms, and we argue that the open systems view, as formalized in GT, is fundamental in quantum theory.
There is a deeply entrenched view in philosophy and physics, the closed systems view, according to which isolated systems are conceived of as fundamental. On this view, when a system is under the influence of its environment this is always described in terms of a coupling between it and a separate system, which taken together are isolated. There is an alternative, the open systems view, according to which systems interacting with their environment are conceived of as fundamental, and the environment’s influence is represented via the dynamical equations that govern the system of interest’s evolution. In this paper we propose (although the formalism is not original to us) a theoretical framework which we call the general quantum theory of open systems (GT), within which one can make sense of the dynamics of open quantum systems in fundamental terms, and we argue that the open systems view, as formalized in GT, is fundamental in quantum theory.
It is argued that those who defend the Everett, or ‘many-worlds’, interpretation of quantum mechanics should embrace what we call the general quantum theory of open systems (GT) as the proper framework in which to conduct foundational and philosophical investigations in quantum physics. GT is a wider dynamical framework than its alternative, standard quantum theory (ST). This is true even though GT makes no modifications to the quantum formalism. GT rather takes a different view, what we call the open systems view, of the formalism; i.e., in GT, the dynamics of systems whose physical states are fundamentally represented by density operators are represented as fundamentally open as specified by an in general non-unitary dynamical map. This includes, in principle, the dynamics of the universe as a whole. We argue that the more general dynamics describable in GT can be physically motivated, that there is as much prima facie empirical support for GT as there is for ST, and that GT could be fully in the spirit of the Everett interpretation—that there might, in short, be little reason for an Everettian not to embrace the more general theoretical landscape that GT allows one to explore.
I distinguish two senses in which one can take a given physical theory to be `complete'. On the first, a complete physical theory is one that, in principle, completely describes physical reality. On the second, a complete physical theory is one that provides all of the conceptual resources one needs to describe any (in general probabilistic) physical phenomenon to any level of detail one likes, in principle. I argue that while the (neo-)Everettian approach to interpreting quantum mechanics aims to show that it is complete in the first sense, the (neo-)Bohrian approach begins from an understanding of quantum mechanics as being complete in the second sense. I then discuss some of the essential differences between how classical and quantum theory describe phenomena, and the way in which the quantum description can be thought of as a ``natural generalisation'' (to use Bohr's phrase) of the classical description. Finally, I elaborate upon the two visions of physics from which one can motivate the first and the second sense of completeness, respectively: \emph{metaphysical realism}, on the one hand, and what I will call \emph{methodological realism}, on the other -- and discuss what one can say about the significance of the differences between quantum and classical description from each of these points of view. I suggest that there is a sense in which the views of (neo-)Everett and the views of (neo-)Bohr can be understood to be mutually supporting positions, from their respective perspectives, even though they are diametrically opposed.
Abstract In the classical framework, not only can systems be identified by their space-time location, but they also possess mutually independent existences: they are individuals in the philosophical meaning of the concept. In the quantum domain, by contrast, matters are no so easy. Quantum systems cannot be labelled. Nor can they be assigned precise trajectories. Moreover, after interacting, quantum systems become interrelated in a way that does not diminish with either time or space: quantum correlations challenge the independent existence of the subsystems of a composite quantum system. Therefore, in the quantum framework the identification of open systems is a subtle issue. In this chapter I will emphasise the relative nature of open quantum systems in standard quantum mechanics by pointing out how this relativity is manifested under different forms: the relativity of entanglement, the identification of systems in decoherence, and the many ways in which a quantum system can be decomposed. Therefore, any view that considers open quantum systems as fundamental must take this relativity into account. The general purpose is to argue that the closed systems view and the open-system view are complementary approaches that need not be considered rival.
Abstract Open Systems: Physics, Metaphysics, and Methodology argues that many of the most illuminating questions in contemporary science are best approached by treating systems as inherently embedded in, and interacting with, their environments. While closed-system modelling has long dominated physics, recent advances—from non-equilibrium thermodynamics and open-system quantum dynamics to complex systems science and quantum causal modelling—show that environmental coupling is often not a dispensable complication but a defining feature. Bringing together leading scholars across physics and philosophy, this volume develops the “open systems view” and probes its limits. Part I sets out the view within quantum theory and clarifies its relations to alternative frameworks. Part II traces open/closed concepts across the history and practice of physics, from Newtonian celestial mechanics to blackbody radiation, gravity with boundaries, and biological emergence. Part III turns to the largest scales, examining cosmology, many worlds, and realism about the universal quantum state. Throughout, contributors connect formal tools—density matrices, Lindblad dynamics, interventionist causation—with methodological and metaphysical stakes, including autonomy, reduction, and fundamentality. The result is a unified guide to modelling, explanation, and ontology when closure is an idealisation rather than a premise.