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IEEE Access

Fading-Memory Quaternion-Based Kalman Filter for Quantum Channel PMD Compensation

Omar Alnaseri, Yassine Himeur, Salem Titouni, Jens Timmermann, Shadi Atalla

Published Jan 1, 2026• 0 citations
Publisher

Abstract

Polarization mode dispersion in optical fibers corrupts polarization-encoded quantum states through random, time- and frequency-varying rotations. Because quantum states cannot be directly measured and reused without disturbance, practical mitigation requires adaptive compensation that operates on a physically consistent state representation. This paper models the quantum polarization channel and compensator directly in the quaternion domain, where unit quaternions naturally represent SU(2) polarization rotations and preserve the unit-norm constraint of valid quantum states. Building on this model, we introduce a fading-memory quaternion multiplicative extended Kalman filter, which is a quaternion formulation augmented with a fading (forgetting) mechanism that selectively discounts outdated information so the estimator can rapidly re-track varying rotation and recover quickly after abrupt polarization changes. A comparative study against quaternion least mean squares, quaternion recursive least squares, and a baseline quaternion multiplicative extended Kalman filter shows that Kalman-based approaches achieve faster convergence and higher broadband spectral fidelity, while the proposed fading-memory multiplicative extended Kalman filter provides the strongest robustness in dynamic conditions by improving re-lock behavior and reducing outage events under stronger drift. These results indicate that quaternion-based channel modeling combined with fading-memory Kalman estimation is a strong approach for quantum-state-preserving polarization mode dispersion compensation in realistic fiber links.

DOI
10.1109/access.2026.3675938

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Polarization mode dispersion in optical fibers corrupts polarization-encoded quantum states through random, time- and frequency-varying rotations. Because quantum states cannot be directly measured and reused without disturbance, practical mitigation requires adaptive compensation that operates on a physically consistent state representation. This paper models the quantum polarization channel and compensator directly in the quaternion domain, where unit quaternions naturally represent SU(2) polarization rotations and preserve the unit-norm constraint of valid quantum states. Building on this model, we introduce a fading-memory quaternion multiplicative extended Kalman filter, which is a quaternion formulation augmented with a fading (forgetting) mechanism that selectively discounts outdated information so the estimator can rapidly re-track varying rotation and recover quickly after abrupt polarization changes. A comparative study against quaternion least mean squares, quaternion recursive least squares, and a baseline quaternion multiplicative extended Kalman filter shows that Kalman-based approaches achieve faster convergence and higher broadband spectral fidelity, while the proposed fading-memory multiplicative extended Kalman filter provides the strongest robustness in dynamic conditions by improving re-lock behavior and reducing outage events under stronger drift. These results indicate that quaternion-based channel modeling combined with fading-memory Kalman estimation is a strong approach for quantum-state-preserving polarization mode dispersion compensation in realistic fiber links.
Polarization drift due to propagation medium birefringence is a primary cause of increased quantum bit error ratio (QBER) in polarization-encoded quantum key distribution (QKD). The random nature of polarization drift and environmental instabilities cause it to vary over time, necessitating algorithms for effective polarization drift compensation in polarization-encoded optical fiber QKD links. I propose an algorithm based on processing time-multiplexed control pulses by unscented Kalman filter that minimizes the number of additional measurements that interrupt key exchange. I evaluated the robustness of the algorithm under various conditions, including random polarization drift velocities, and additional noise due to depolarization for weak-coherent BB84-like protocols, to determine the applicability limits of the proposed algorithm and its overhead.
We study Polarization Mode Dispersion (PMD) in fiber-based Quantum Key Distribution (QKD) using a broadspectrum polarization-entangled photon source. We analyze wavelength-dependent polarization transformations over 10 km deployed fiber channels, with measurements spanning one year of evolution. By examining the rotation of polarization states on the Poincare sphere and projecting them along a PMD trajectory onto a predefined state within a measurement basis, we derived a simple new formula that accurately links the measurement error probability to finite signal bandwidth and the observed differential group delay (DGD). Finally, we propose strategies to mitigate the PMD effect for entangled-based QKD by optimizing the orientation of the measurement bases and by performing the optimal spectral filtering of the source.
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Continuous-variable quantum key distribution with a real local oscillator (LO) has been extensively studied recently due to its security and simplicity. Making it operate automatically and resistant to channel interference is the key to further long-term system operation. To overcome the dynamic changes in the state of polarization (SOP) of quantum signal caused by the random birefringence effect in fiber, Kalman filter is employed to estimate the polarization misalignment, thereby achieving polarization demultiplexing at the data level, and ultimately recovering the quantum signal with the help of a two-step phase compensation. The signal transmission and processing is simulated, which verifies the SOP tracking ability and the immunity to the fast phase drift. A proof-of-principle experiment is also conducted, and results show that it can resist the interference of SOP rotation at 1 krad/s, and has the ability to distribute 8.4 kbps secret key rate within 20 km when only considering SOP tracking imperfection, confirming its feasibility under harsh channel conditions.
The polarization mode dispersion (PMD) in optical fibers poses a major challenge for maintaining the fidelity of quantum states for quantum communications. In this work, a comprehensive model linking the probability of quantum measurement errors (infidelity) to PMD is developed and validated by experimental measurements of differential group delay and quantum bit error rate (QBER). Our research proposes effective methods to mitigate PMD effects for broadband entangled photons and evaluates the impact of higher-order PMD effects. The model provides an experimentally verified framework for the optimization of commercial quantum key distribution systems in deployed fiber-optic lines.
We present a method for characterizing depolarization in fiber channels carrying broadband polarization-encoded optical signals. Wavelength-dependent polarization mode dispersion maps each input polarization to a trajectory on the Poincaré sphere; we show that the singular value decomposition of the band-averaged rotation matrix yields, in closed form, the optimal input states, the associated mutually unbiased measurement bases, and the resulting projection error probabilities. The three singular values provide a compact, bandwidth-dependent channel signature that distinguishes first- from higher-order dispersion, and yield the bandwidth at which the worst-case error probability reaches 3% as a practical filtering budget. We perform a second-order analysis of the band average that treats the two higher-order mechanisms: variation of the differential group delay at a fixed principal-state axis and wander of that axis with wavelength. We characterize 12 deployed fiber links in Masdar City and demonstrate mitigation by concatenating two channels through a single polarization controller, a step towards nonlocal compensation. The analysis is implemented in an openly available Python library for fiber-channel characterization.