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Schrödinger’s Struggles with a Complex Wave Function

Ricardo Avelar Sotomaior Karam

Published Jan 1, 2019• 0 citations
OpenAlex

Abstract

In this contribution I outline some of Schrödinger’s initial resistance to the complex nature of his wave function. It is shown how he first attached physical meaning only to its real component and even tried to avoid the explicit appearance of the imaginary unit in his fundamental (timedependent) equation. This attitude is quite understandable, since he was committed to the classical framework of wave theory, not only ontologically, but also formally. Around two years after the publication of his famous papers on wave mechanics, Schrödinger seems to have accepted that the wave function must be complex and that the physical interpretation is to be related to its absolute square. This is justified by him both due to equivalence considerations with matrix mechanics and in analogy with Maxwell’s equations. This episode can be of special pedagogical relevance as students often struggle with the complex nature of the wave function on their first encounter with it.

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Cambridge University Press eBooks•Jan 31, 2013•1 citation
In this contribution I outline some of Schrödinger’s initial resistance to the complex nature of his wave function. It is shown how he first attached physical meaning only to its real component and even tried to avoid the explicit appearance of the imaginary unit in his fundamental (timedependent) equation. This attitude is quite understandable, since he was committed to the classical framework of wave theory, not only ontologically, but also formally. Around two years after the publication of his famous papers on wave mechanics, Schrödinger seems to have accepted that the wave function must be complex and that the physical interpretation is to be related to its absolute square. This is justified by him both due to equivalence considerations with matrix mechanics and in analogy with Maxwell’s equations. This episode can be of special pedagogical relevance as students often struggle with the complex nature of the wave function on their first encounter with it.
In this paper, some of Schrödinger's initial struggles with the complex nature of his wave function are outlined. It is shown that he first attached physical meaning only to its real component and even tried to avoid the explicit appearance of the imaginary unit i in his fundamental (time-dependent) equation. This attitude is quite understandable, since he was committed to the classical framework of wave theory, not only ontologically, but also formally. Around one year after the publication of his famous papers on wave mechanics, Schrödinger seems to have accepted that the wave function must be complex and that the physical interpretation is to be related to its absolute square. This is justified by him both due to equivalence considerations with matrix mechanics and in analogy with Maxwell's equations. It is argued that an awareness of the struggles Schrödinger went through to accept a complex wave function can be a relief to students who themselves wonder why ψ needs to be complex when they encounter the topic for the first time.
Quantum mechanics seems to use complex numbers in a fundamentally different way when compared to classical physics. Selected episodes from early stages of the theory are presented to identify different approaches to the use of complex numbers. If for Heisenberg it seemed quite natural to use complex exponentials, Schrödinger clearly struggled with the complex nature of his wave function and tried to assign physical meaning only to its real component. Dirac was probably the first to stress that complex quantities in quantum mechanics cannot be split up into pure real and imaginary parts. Possible educational implications are outlined.
In 1927, Nobel prize winning physicist, E. Schrodinger, in correspondence with Ehrenfest, wrote the following about the new theory: “What is unpleasant here, and indeed directly to be objected to, is the use of complex numbers. Psi is surely fundamentally a real function.” This seemingly simple issue remains unexplained almost ninety years later. In this dissertation I elucidate the physical and theoretical origins of the complex requirement. I identify a freedom/constraint situation encountered by vectors when, employed in accordance with adopted quantum representational methodology, and representing angular momentum states in particular. Complex vectors, quite simply, provide more available adjustable variables than do real vectors. The additional variables relax the constraint situation allowing the theory’s representational program to carry through. This complex number issue, which lies at the deepest foundations of the theory, has implications for important issues located higher in the theory. For example, any unification of the classical and quantum accounts of the settled order of nature, will rest squarely on our ability to account for the introduction of the imaginary unit.
Under some well-defined conditions, the mathematical formalism of quantum mechanics enables physicists, chemists and others to calculate and predict the outcome of a vast number of experiments. In fact, especially the Schr?dinger equation which involves an imaginary quantity describes how a quantum state of a physical system changes with time and is one of the main pillars of modern quantum mechanics. The wave function itself is a determining part of the Schrödinger equation, but the physical meaning of the wave function is still not clear. Altogether, does the wave function represent a new kind of reality? This publication will solve the problem of the physical meaning of the wave function by investigating the relationship between the wave function and the theory of special relativity. It is shown that the wave function is determined by notion co-ordinate time of the special theory of relativity. Moreover, the result of this investigation suggests a new understanding of the wave function, according to which the wave function and co-ordinate time of the theory of special relativity are equivalent.
This paper proposes a physical interpretation of the imaginary unit i in the Schrödinger equation, arguing that its complex structure is not a mathematical artifact but a direct signature of the zero field’s internal phase dynamics. In standard quantum mechanics, i enables oscillatory, unitary time evolution—yet its physical meaning remains unaddressed. Within the framework of R-theory (Resonance Theory), the universe is understood as a coherent resonant field with two inseparable components: a real, space-time-manifested aspect and an imaginary, non-local phase domain. This paper identifies i as the mathematical projection of this hidden imaginal axis. The wavefunction’s complex nature—traditionally viewed as formal—is reinterpreted as a physical necessity. The real amplitude corresponds to manifested energy, while the imaginary component expresses the latent coherence through which all energy oscillates between potential and presence. In this view, the Schrödinger equation becomes a dynamical law describing rotations within the zero field, where i functions as the operator of coherence rather than an abstract algebraic device. The implications are significant: Quantum oscillation reflects the continuous exchange between real and imaginal components of the zero field. Complexity is elevated from a mathematical convenience to an ontological principle. Consciousness emerges as the experiential side of the same imaginal phase that maintains physical coherence. Reality itself is intrinsically complex—built from orthogonal dimensions of manifestation and potential. This paper reframes the imaginary dimension as the fundamental axis through which the universe sustains resonance. What physics calls “imaginary” is revealed as the inner structure of reality, the phase without space that allows energy, matter, and awareness to exist as coherent oscillations within the zero field.
In completing the story of spin, we have run far ahead of the continued development of the understanding of the matrix, operator and wave mechanical approaches to quantum mechanics. The reconciliation of these approaches was described in Chap. 15, but there remained the issue of the interpretation of the wavefunction and the deeper implications of the theory. The understanding came gradually with Born's interpretation of the wavefunction, Ehrenfest's demonstration of the equivalence of the classical and quantum pictures and Heisenberg's enunciation of the uncertainty principle. These led to what became known as the Copenhagen interpretation of quantum mechanics. At the same time, the formal mathematical foundations of the different approaches to quantum phenomena were set on a secure foundation thanks to the efforts of Hilbert and many others. These developments resulted in what may be referred to as the completion of quantum mechanics, in the sense that it laid the foundations for all the future development of physics at the atomic and subatomic level – some of these achievements are summarised in Chap. 18. Schrödinger's interpretation (1926) Schrödinger regarded wave mechanics as superior to the matrix mechanical approach to quantum physics, not only because it was based upon the well-known eigenfunction techniques of classical physics, but also because it was much more visualisable. His first attempt at interpreting the wavefunction appeared in the final Sect. 7 of the fourth part of his great series of papers (Schrödinger, 1926f) and was entitled On the physical significance of the field scalar.