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Cooling performance in Markovian vs non-Markovian quantum collisional models

Swastik Srivastava

Published Mar 7, 2026• 0 citations
Publisher

Abstract

This paper compares the cooling performance of Markovian and non-Markovian quantum collisional models for nanoscale thermodynamic devices. A minimal setup is considered: a single qubit system repeatedly collides with qubit ancillas acting as a heat bath, while a local cooling “demon” operates on the system after each collision. Two regimes are analyzed: (i) a Markovian protocol where the system interacts with a fresh thermal ancilla at every step and the ancilla is subsequently rethermalized, and (ii) a non-Markovian protocol where the system repeatedly interacts with the same initially thermal environment qubit with no reset, allowing correlations (memory) to build up. A central contribution is an efficiency definition that explicitly includes all external energetic resources, counting both the energy removed by the demon and the otherwise hidden work cost of rethermalizing the ancillas in the Markovian implementation. The demon is modeled as an amplitude damping channel; via an explicit Stinespring dilation, the extracted energy is interpreted as heat dumped into an auxiliary cold reservoir, and the paper discusses how additional demon memory/erasure (Landauer) costs would further reduce operational efficiency. Numerical simulations show that the non-Markovian protocol can cool the system to much lower final energies and achieve substantially higher efficiency than the Markovian protocol across a wide range of collision (coupling) and damping strengths. The enhancement is traced to the finite environment’s initial energy and its capacity to store correlations as usable thermodynamic resources. The results emphasize that bounds and benchmarks derived under Markovian assumptions may significantly underestimate performance in finite, memoryful environments, and that reported efficiencies should be interpreted as upper bounds when demon implementation costs are not fully modeled.

DOI
10.5281/zenodo.18901703

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This paper compares the cooling performance of Markovian and non-Markovian quantum collisional models for nanoscale thermodynamic devices. A minimal setup is considered: a single qubit system repeatedly collides with qubit ancillas acting as a heat bath, while a local cooling “demon” operates on the system after each collision. Two regimes are analyzed: (i) a Markovian protocol where the system interacts with a fresh thermal ancilla at every step and the ancilla is subsequently rethermalized, and (ii) a non-Markovian protocol where the system repeatedly interacts with the same initially thermal environment qubit with no reset, allowing correlations (memory) to build up. A central contribution is an efficiency definition that explicitly includes all external energetic resources, counting both the energy removed by the demon and the otherwise hidden work cost of rethermalizing the ancillas in the Markovian implementation. The demon is modeled as an amplitude damping channel; via an explicit Stinespring dilation, the extracted energy is interpreted as heat dumped into an auxiliary cold reservoir, and the paper discusses how additional demon memory/erasure (Landauer) costs would further reduce operational efficiency. Numerical simulations show that the non-Markovian protocol can cool the system to much lower final energies and achieve substantially higher efficiency than the Markovian protocol across a wide range of collision (coupling) and damping strengths. The enhancement is traced to the finite environment’s initial energy and its capacity to store correlations as usable thermodynamic resources. The results emphasize that bounds and benchmarks derived under Markovian assumptions may significantly underestimate performance in finite, memoryful environments, and that reported efficiencies should be interpreted as upper bounds when demon implementation costs are not fully modeled.
Landauer's limit on heat dissipation during information erasure is critical as devices shrink, requiring optimal pure-state preparation to minimize errors. However, Nernst's third law states this demands infinite resources in energy, time, or control complexity. We address the challenge of cooling quantum systems with finite resources. Using Markovian collision models, we explore resource trade-offs and present efficient cooling protocols (that are optimal for qubits) for coherent and incoherent control. Leveraging thermodynamic length, we derive bounds on heat dissipation for swap-based strategies and discuss the limitations of preparing pure states efficiently.
Collision models provide a simple and versatile setting to capture the dynamics of open quantum systems. The standard approach to thermalization in this setting involves an environment of independent and identically prepared thermal qubits, interacting sequentially for a finite duration Δ t with the system. We compare this to a two-bath scenario in which collisional qubits are prepared in either their ground or excited states and the environment temperature is encoded in system-environment couplings. The system reaches the same thermal steady state for both settings, although even in this limit they describe fundamentally different physical processes, with the two-bath setup yielding a nonequilibrium state with finite heat currents. Non-Markovian dynamics arises when intraenvironment interactions in either setting are introduced. Here the system in the single-bath setup again reaches a steady state at the canonical temperature of the bath, but the nonequilibrium steady state of the two-bath setup tends to a different temperature due to the generation of strong system-environment and intraenvironment correlations. The two-bath setting is particularly suited to studying quantum trajectories, which are well defined also for the non-Markovian case. We showcase this with a trajectory analysis of the heat currents within a two-point measurement scheme. Finally, we consider how our results are impacted when the system-environment interaction leads to strict homogenization. Our results provide insights into the dynamics and thermodynamics of thermalization towards nonequilibrium steady states and the role of non-Markovian interactions.
Practical implementations of quantum technologies require preparation of states with a high degree of purity---or, in thermodynamic terms, very low temperatures. Given finite resources, the third law of thermodynamics prohibits perfect cooling; nonetheless, attainable upper bounds for the asymptotic ground-state population of a system repeatedly interacting with quantum thermal machines have been derived. These bounds apply within a memoryless (Markovian) setting, in which each refrigeration step proceeds independently of those previous. Here, we expand this framework to study the effects of memory on quantum cooling. By introducing a memory mechanism through a generalized collision model that permits a Markovian embedding, we derive achievable bounds that provide an exponential advantage over the memoryless case. For qubits, our bound coincides with that of heat-bath algorithmic cooling, which our framework generalizes to arbitrary dimensions. We lastly describe the adaptive stepwise optimal protocol that outperforms all standard procedures.
Heat-Bath Algorithmic Cooling is a set of techniques for producing highly pure quantum systems by utilizing a surrounding heat-bath and unitary interactions. These techniques originally used the thermal environment only to fully thermalize ancillas at the environment temperature. Here we extend HBAC protocols by optimizing over the thermalization strategy. We find, for any d -dimensional system in an arbitrary initial state, provably optimal cooling protocols with surprisingly simple structure and exponential convergence to the ground state. Compared to the standard ones, these schemes can use fewer or no ancillas and exploit memory effects to enhance cooling. We verify that the optimal protocols are robusts to various deviations from the ideal scenario. For a single target qubit, the optimal protocol can be well approximated with a Jaynes-Cummings interaction between the system and a single thermal bosonic mode for a wide range of environmental temperatures. This admits an experimental implementation close to the setup of a micromaser, with a performance competitive with leading proposals in the literature. The proposed protocol provides an experimental setup that illustrates how non-Markovianity can be harnessed to improve cooling. On the technical side we 1. introduce a new class of states called maximally active states and discuss their thermodynamic significance in terms of optimal unitary control, 2. introduce a new set of thermodynamic processes, called β-permutations , whose access is sufficient to simulate a generic thermalization process, 3. show how to use abstract toolbox developed within the resource theory approach to thermodynamics to perform challenging optimizations, while combining it with open quantum system dynamics tools to approximate optimal solutions within physically realistic setups.
We study the dynamics of a quantum system whose interaction with an environment is described by a collision model, i.e., the open dynamics is modeled through sequences of unitary interactions between the system and the individual constituents of the environment, termed ``ancillas,'' which are subsequently traced out. In this setting, non-Markovianity is introduced by allowing for additional unitary interactions between the ancillas. For this model, we identify the relevant system-environment correlations that lead to a non-Markovian evolution. Through an equivalent picture of the open dynamics, we introduce the notion of ``memory depth'' where these correlations are established between the system and a suitably sized memory rendering the overall system+memory evolution Markovian. We extend our analysis to show that while most system-environment correlations are irrelevant for the dynamical characterization of the process, they generally play an important role in the thermodynamic description. Finally, we show that under an energy-preserving system-environment interaction, a nonmonotonic time behavior of the heat flux serves as an indicator of non-Markovian behavior.
Quantum non-Markovianity represents memory during system dynamics, which is typically weakened by temperature. We study here the effects of environmental temperature on the non-Markovianity of an open quantum system by virtue of collision models. The environment is simulated by a chain of ancillary qubits that are prepared in thermal states with a finite temperature TTT. Two distinct non-Markovian mechanisms are considered via two types of collision models, one where the system SSS consecutively interacts with ancillas and a second where SSS collides only with an intermediate system ${S}^{\ensuremath{'}}$, which in turn interacts with the ancillas. We show that in both models the relation between non-Markovianity and temperature is nonmonotonic. In particular, revivals of non-Markovianity may occur as temperature increases. We find that the physical reason behind this behavior can be revealed by examining a peculiar system-environment coherence exchange, leading to ancillary qubit coherence larger than system coherence, which triggers information backflow from the environment to the system. These results provide insights into the mechanisms underlying the counterintuitive phenomenon of temperature-enhanced quantum memory effects.