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Mathematics

Semiotics and Epistemology of Physics: Reflections on Language and the Interpretation of Quantum Mechanics

O. L. S. Silva Filho, Samuel J. Simon, Marcello Caio Ramon e Barros Ferreira

Published Feb 3, 2026• 1 citation
Publisher

Abstract

When a physical theory is in its early stages of development, it presents many concepts and constructs that may not be necessary for its interpretation, or may simply be equivocal. As the theory is developed by the physics community, it hopefully passes through a depuration process that washes away many of these constructs and introduces others not initially devised. This process can be viewed, and modeled, as a semiotic process by which the suggested interpretations of the theory, initially dispersed in the space of concepts, taper off in a way that leaves only a small number of possibilities, ideally only one. However, to qualify this process and impose semiotic and epistemological constraints on the depuration process, it seems natural to consider a physical theory as an excerpt of a language and its suggested interpretations as texts, endowed with syntactics and semantics. In this paper we present this framing of general physical theories and apply the resulting semiotic and epistemological constraints we uphold to the special case of quantum mechanics, which shows particular resistance to interpretation tapering. We then show that the findings of this paper are especially important for allowing one to form a hierarchy of interpretations of the same formal structure of a physical theory, even in the case of an experimental underdetermination of these interpretations, which is precisely the case for quantum mechanics. This result is particularly important for more modern physical theories, which are becoming increasingly more abstract and difficult to interpret.

DOI
10.3390/math14030550

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When a physical theory is in its early stages of development, it presents many concepts and constructs that may not be necessary for its interpretation, or may simply be equivocal. As the theory is developed by the physics community, it hopefully passes through a depuration process that washes away many of these constructs and introduces others not initially devised. This process can be viewed, and modeled, as a semiotic process by which the suggested interpretations of the theory, initially dispersed in the space of concepts, taper off in a way that leaves only a small number of possibilities, ideally only one. However, to qualify this process and impose semiotic and epistemological constraints on the depuration process, it seems natural to consider a physical theory as an excerpt of a language and its suggested interpretations as texts, endowed with syntactics and semantics. In this paper we present this framing of general physical theories and apply the resulting semiotic and epistemological constraints we uphold to the special case of quantum mechanics, which shows particular resistance to interpretation tapering. We then show that the findings of this paper are especially important for allowing one to form a hierarchy of interpretations of the same formal structure of a physical theory, even in the case of an experimental underdetermination of these interpretations, which is precisely the case for quantum mechanics. This result is particularly important for more modern physical theories, which are becoming increasingly more abstract and difficult to interpret.
Examining relativistic quantum eld theory we claim that its description of subnuclear phenomena can be understood most adequately from a semiotic point of view. The paper starts o with a concise and non-technical outline of the rmly based aspects of relativistic quantum eld theories. The particular methods, by which these dierent aspects have to be accessed, can be described as distinct facets of quantum eld theory. They dier with respect to the rela-tion between quantum elds and associated particles, and, as we shall argue, should be interpreted as complementary (semiotic) codes. Viewing physical theories as symbolic constructions already came to the fore in the middle of the nineteenth century with the emancipation of the classical theory of the electromagnetic eld from mechanics; most notably, as we will point out, with the work of Helmholtz, Hertz, Poincare, and later on Weyl. Since the epistemological questions posed there are heightened with regard to quantum eld theory, we considerably widen their approach and relate it to recent discussions in the philosophy of science, like structural realism and quasi-autonomous domains.
Quantum mechanics is often perceived as conceptually paradoxical because it appears to conflict with deeply rooted intuitions about fixed reality, determinism, and observation. This paper does not propose a new physical theory. Instead, it offers an epistemological reframing of quantum mechanics: not as a direct mathematical unveiling of a fully fixed pre-existing reality, but as a highly precise description of phenomenological structures emerging through observational conditions and interaction. The paper explores: the distinction between mathematical predictive success and ontological completeness, the role of human perception in constructing “fixed reality” intuitions, the phenomenological nature of qualities such as color and temperature, the possibility that some conceptual tensions in quantum mechanics arise from assumptions inherited from macroscopic cognition, and how quantum theory may be interpreted as describing observable structures rather than fixed hidden states. The work intentionally avoids mystical, anti-scientific, or consciousness-centric interpretations of quantum mechanics. It does not deny the existence of reality, nor reject modern physics. Rather, it attempts to clarify what exactly mathematical models are describing when applied to quantum phenomena. This text is positioned as a conceptual and phenomenological reorganization of perspective — a small doorway toward reconsidering how humans frame “reality” itself.
This paper deals with the problem of the interpretation of quantum mechanics, the nature of physical theory, and the future of physics. First, the question of why there are so many different interpretations of quantum mechanics proposed and accepted by outstanding quantum experts is treated. This requires a discussion of the relation between physics and philosophy and drawing a distinction between a physical formalism and a physical explanation. The Copenhagen interpretation is considered, criticized, and found to be unsatisfactory in some respects. Finally, an interpretation that contains ideas from previous interpretations but which may itself be new, is proposed. Hopefully, this is superior to the previous interpretations. It has, I believe, the advantage of logical clarity. In the process of doing this, I introduce a theory of levels of physical theory, according to which microscopic physical theory, as it develops in successive stages, becomes more and more adaptable to explaining—or at least taking cognizance of—fundamental biological or ultimately psychological phenomena.
The relationship between physical notions and the structures expressing them is an issue of primary importance the history and philosophy of pre-modern natural philosophy and of modern science. Historical evidence suggests that, when investigating the relationship between physics and mathematics, one should pay attention to the material, sensually perceivable forms mediating it: spoken or written words, drawings, artefacts, descriptions of experimental set-ups or, as the case discussed the present paper, symbolic notation. The reason for this is that, historically, physical notions and their expressions have very often been developed as one, and only distinguished from each other at a later stage. This was for example the case with what we today regard as mathematical and classical mechanics, which were developed the course of the eighteenth century as the discipline of the analysis of motion. When considered from a later point of view, both the physical notions and the concepts involved historical developments appear as being in flux, vague, and, as far as the side is concerned, non-rigorous. In such cases, verbal description, mechanical artefacts or symbols do not simply mediate between physical notions and structures, as might be the case at a later stage, but represent both of them one, allowing the historical actors to construct and manipulate physical-mathematical meaning by following, at times, their physical reasoning and, at times, their criteria of rigour. The history of quantum mechanics offers many examples of how new physics and new mathematics can emerge as one, with symbolic notation playing a central role shaping both. Among the many creators of quantum theory, Paul Dirac was particularly sensitive to questions of notation:
Beginning in 1900 with 1-iax Planck's hypothesis of quanta, physics has been embarked on a course which has raised serious questions about the true nature of physical reality, about the foundational assumptions and structures of science, and about the relationships between physical reality and physical theory. In particular, attempts to give a physical interpretation to quantum theory seem to result in "pictures" of nature which are paradoxical. A subatomic entity is described by the theory as exhibiting the properties and behavior of both particle-like phenomena and wave­like phenomena. Since it seems unreasonable that a single entity could be both a point-like mass and a wave spread out through a region of space, quantum theory would seem to be less than satisfactory or less than complete at the interpretational level. The purpose of this dissertation is to investigate the underlying causes of this paradox. The dissertation proceeds by reviewing the development of quantum theory and the emergence of the paradox. Next, the prob­lem of physical interpretation is examined and several of the more significant existing interpretations are discussed and analyzed. Finally, the foundations of science and the general structure of scientific theory are examined in a search for the origins of the paradox. As a result of these investigations and analyses, it is con­cluded that the paradoxical nature of the physical interpretation of quantum theory is the consequence of certain paradigms and preconceptualizations about physical reality which have been incorporated into the theory at the foundational level. These fundamental assU14p­tions produce, within quantum theory, a forced marriage of the plenum and atomic views of physical reality. They also produce an ambiguity with respect to the nature of causality which is charaeteristic of the theory. These problems are reflected in the mathematical formalisms and physical concepts of the theory as well as in its meta­physical foundations. Lastly, methods of resoling the paradox are discussed. It is argued that a successful solution is possible, but that it would involve the creation of a new metaphor-an extension of the present language--which would lead science to a deeper, subquantum level in terms of which the present paradox would vanish.
Introduction Chapter 1 dealt with one of the deepest mysteries in modern science: how to explain consciousness. This Part deals with another mystery: how to make sense of quantum mechanics. Both involve a problem of reconciliation with the classical worldview, which is one hint that the two mysteries might be related. A second is that, unlike classical physics, which makes no reference to or allowance for consciousness, quantum theory raises the issue of consciousness and its relationship to the physical world in a very direct way. These hints do not necessarily mean there is a connection between the two mysteries, but by the end of this Part I hope to have shown why it would be natural to look for one. My more immediate aim here is to give the social scientific reader an introductory understanding of the experimental findings of quantum theory, its key concepts, and the debates about its interpretation. The discussion assumes no prior knowledge of quantum physics and makes no use of mathematics. Quantum theory without equations might seem like an oxymoron, and certainly reading this Part will not enable anyone to use quantum theory. But to a perhaps surprising degree it is possible to understand quantum theory without being able to use it. Its findings can be communicated in ordinary language, and the same goes for its main concepts and interpretive debates. One consequence of this has been the emergence of a virtual cottage industry of books on quantum theory for a lay audience. Most are written by physicists, and many are quite good. However, it is not just popular treatments that do without equations: much of the professional philosophical literature does as well. (I draw on both kinds of literature below.) Philosophers of physics are trained to understand the math, of course, which is necessary for a full appreciation of the issues.