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Boundary Conditions, Symmetries, and Bootstrap in 2D Conformal Field Theory

Yucong Cai

Published Jan 1, 2025• 0 citations
OpenAlex

Abstract

This dissertation contains two parts of study on the Friedan states and on the conformal bootstrap with symmetries. The Friedan states are potential physical boundary states of the free boson. However, they exhibited a continuous spectrum in the open string sector, in contrast to more standard examples. The explicit expressions for the density of states of the Friedan states is obtained. Some pathologies and possible contradictions of these states are explored. The $g$ functions of the Friedan states are shown to be infinite, suggesting an infinite number of degrees of freedom in the theory. The modular conformal bootstrap using the moment curve approach and focused on two-dimensional conformal field theory with $c\geq 1$ is discussed. A refinement is made to incorporate conserved currents. Specializing to theories with symmetries, the anyon partition functions, which transform as a vector under modular transformations, are introduced. Applying the moment curve bootstrap to these leads to bounds on the minimum conformal weights in different sectors. In the analytical approach, the correlated bounds between different anyon sectors are obtained, with the abelian symmetries, $\mathbb{Z}_2$ and $\mathbb{Z}_3$, and with the non-abelian symmetry, $S_3$. The explicit bounds on the free boson theories with the presence of the symmetries are then calculated and compared with the bootstrap bounds. Finally, some numerical bootstrap results with $\mathbb{Z}_2$ and $\mathbb{Z}_3$ symmetries are presented.

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This dissertation contains two parts of study on the Friedan states and on the conformal bootstrap with symmetries. The Friedan states are potential physical boundary states of the free boson. However, they exhibited a continuous spectrum in the open string sector, in contrast to more standard examples. The explicit expressions for the density of states of the Friedan states is obtained. Some pathologies and possible contradictions of these states are explored. The ggg functions of the Friedan states are shown to be infinite, suggesting an infinite number of degrees of freedom in the theory. The modular conformal bootstrap using the moment curve approach and focused on two-dimensional conformal field theory with c≥1c\geq 1c≥1 is discussed. A refinement is made to incorporate conserved currents. Specializing to theories with symmetries, the anyon partition functions, which transform as a vector under modular transformations, are introduced. Applying the moment curve bootstrap to these leads to bounds on the minimum conformal weights in different sectors. In the analytical approach, the correlated bounds between different anyon sectors are obtained, with the abelian symmetries, Z2\mathbb{Z}_2Z2​ and Z3\mathbb{Z}_3Z3​, and with the non-abelian symmetry, S3S_3S3​. The explicit bounds on the free boson theories with the presence of the symmetries are then calculated and compared with the bootstrap bounds. Finally, some numerical bootstrap results with Z2\mathbb{Z}_2Z2​ and Z3\mathbb{Z}_3Z3​ symmetries are presented.
Two-dimensional Conformal Field Theories (CFTs) allow us to describe quantum field theories at critical points and in general systems without a characteristic scale. It is possible to implement such theories on topologically non-trivial surfaces. If we formulate a two-dimensional CFT on a toroidal surface, a new symmetry emerges known as modular invariance. This symmetry corresponds to the set of transformations that act without changing the toroidal surface, consequently, the partition function of the theory must remain invariant under these transformations. This invariance is used as a constraint by the modular bootstrap method to obtain information about the spectrum without using the Lagrangian and operator content of the theory. By imposing that the theory is consistent with modular symmetry, it is possible to determine the limits of the spectrum beyond which modular invariance can no longer be satisfied, thus constraining the space of admissible two-dimensional conformal field theories. To study CFTs that present discrete global symmetries, it is essential to introduce Topological Defect Lines (TDLs). These are one-dimensional, topologically invariant operators that implement the action of the symmetry group on the Hilbert space. The presence of TDLs modifies the topology of the system and introduces new partition functions associated with different symmetry sectors. Under modular transformations, the TDLs mix among themselves, and consequently, the corresponding partition functions also mix, thus promoting the modular constraint to a vector-valued condition. This formalism makes it possible to implement discrete symmetries also considering the possible presence of anomalies. The objective of this thesis is therefore to understand how discrete symmetries and anomalies affect the spectrum of a CFT. Based on the modular bootstrap framework developed by Lin and Shao for the Z2 symmetry, the analysis was first analytically extended to the Abelian case Z3. This was useful in extending the discussion to a more complex case, namely the non-Abelian symmetry S3. This extension constitutes the original theoretical contribution of the thesis, providing the explicit formulation of modular bootstrap equations for CFTs with non-Abelian discrete symmetry. The analytical modular constraints were reformulated numerically, bridging the modular bootstrap framework with semidefinite programming in SDPB. This analysis paves the way for a numerical study based on convex optimization techniques to explore the constraints arising from modular bootstrap equations.
In this dissertation we describe progress towards carving out the space of non-integrable conformal field theories (CFTs) in 1+1 dimensions using conformal bootstrap techniques. We develop and apply numerical and analytical techniques to explore the non-perturbative consequences of conformal symmetry, unitarity and locality on the spectrum and dynamics of 2D CFTs. Throughout we focus on compact irrational CFTs, which have a discrete spectrum consisting of an infinite number of primary operators and exhibit chaotic dynamics. In the first part of the dissertation we report on numerical advances in charting the space of 2D CFTs. We use semidefinite programming to compute bounds on the gap in the spectrum of primary operators as a function of the central charge and on spectral functions that capture the spectral density of primary operators. We then develop recursion relations for arbitrary Virasoro conformal blocks, and explore the constraints of modular invariance of the genus-two partition function, leading to ``critical surfaces'' that bound the heavy structure constants of a CFT. In the second part of the dissertation we develop the analytic bootstrap program for two dimensional conformal field theories, focusing on universal aspects of irrational unitary CFTs and holography. We show that the large-spin sector of irrational CFTs is universally governed by a ``Virasoro mean field theory,'' incorporating exact stress tensor dynamics into the analytic bootstrap and leading to non-perturbative insights about the bound-state dynamics of three-dimensional quantum gravity. We then leverage a generalized notion of modular invariance to derive a universal asymptotic formula for the average value of the structure constants whenever one or more of the operators has large conformal dimension. The large central charge limit makes contact with quantum gravity in three dimensions, where the averaging over heavy states corresponds to coarse-graining over black hole microstates. Finally, we study the Euclidean gravitational path integral of pure AdS3 quantum gravity, and use a modular bootstrap analysis to suggest new saddle point configurations that can be consistently included in the gravitational path integral and whose inclusion renders the dual torus partition function unitary.
This thesis explores the application of numerical bootstrap techniques to two-point functions of bulk insertions in the presence of a boundary in two-dimensional conformal field theories. The first part of this thesis is devoted to presenting a comprehensive introduction to essential concepts in the numerical bootstrap of two-dimensional CFTs. Namely, an extensive introduction to the basics of conformal field theories (CFTs), their properties arising from the algebraic structure of conformal transformations, consitency conditions on the observables in a CFT, as well as the effects of the presence of defects in two-dimensional CFTs, is given. This is followed by a quick recount of the numerical techniques employed in the literature to solve for the aforementioned consistency conditions. These chapters form an overview of the seminal works that set the backdrop of the contributions made in the second part of the thesis. In the contributions of the thesis, we discuss the progress made in the investigations in (Meineri and Radhakrishnan 2025) where two-point functions in BCFTs are bootstrapped by treating them as a part of a larger system of consistency conditions involving the partition function on an annulus, the two-point function in the presence of a boundary, and four-point functions on the infinite plane. This perspective of treating the two-point function as a part of a larger system makes accessible parts of the BCFT data that have so-far remained inaccessible, and we present results on the boundary gap in the two-point function, and improvements in existing numerical bounds on the boundary entropy.
A bstract We study two-dimensional conformal field theories (CFTs) with boundaries via the conformal bootstrap. We derive a positive semi-definite program from crossing symmetry of three observables: the annulus partition function, the two-point function of identical operators in the presence of a boundary, and the four-point function of the same operators on the infinite plane. The mixed-correlator system allows the numerical bootstrap to access new data, like the bulk-to-boundary Operator Product Expansion coefficients, and to strengthen the bounds on observables already contained in the partition function on the annulus, such as the boundary entropy. We test the method on the free boson CFT; then, as a first application, we produce new non-perturbative bounds on the entropy and the gaps in boundary CFTs with central charge c = 3/2, with special emphasis on the 𝔰𝔲(2) 2 WZW model.
Abstract The study of conformal boundary conditions for two-dimensional conformal field theories (CFTs) has a long history, ranging from the description of impurities in one-dimensional quantum chains to the formulation of D-branes in string theory. Nevertheless, the landscape of conformal boundaries is largely unknown, including in rational CFTs, where the local operator data is completely determined. We initiate a systematic bootstrap study of conformal boundaries in 2d CFTs by investigating the bootstrap equation that arises from the open-closed consistency condition of the annulus partition function with identical boundaries. We find that this deceivingly simple bootstrap equation, when combined with unitarity, leads to surprisingly strong constraints on admissible boundary states. In particular, we derive universal bounds on the tension (boundary entropy) of stable boundary conditions, which provide a rigorous diagnostic for potential D-brane decays. We also find unique solutions to the bootstrap problem of stable branes in a number of rational CFTs. Along the way, we observe a curious connection between the annulus bootstrap and the sphere packing problem, which is a natural extension of previous work on the modular bootstrap. We also derive bounds on the boundary entropy at large central charge. These potentially have implications for end-of-the-world branes in pure gravity on AdS3.
The study of conformal symmetry is motivated through an example in statistical mechanics and then rigorously developed in quantum field theories in general spatial dimensions. In particular, primary fields are introduced as the fundamental objects of such theories and then studied in the formalism of radial quantization. The implications of conformal invariance on the functional form of correlation functions are studied in detail. Conformal blocks are defined and various approaches to their analytical and numerical calculation are presented with a special emphasis on the one-dimensional case. Building on these preliminaries, a modern formulation of the conformal bootstrap program and its various extensions are discussed. Examples are given in which bounds on the scaling dimensions in a one-dimensional theory are derived numerically. Using these results I motivate the technique of using the extremal functional bootstrap which I then develop in more detail. Many technical details are discussed and examples shown. After a brief discussion of conformal field theories with a boundary I apply numerical methods to find constraints on the spectrum of the 3D Ising model. Another application is presented in which I study the 4-point function on the boundary of a particular theory in Anti-de-Sitter space in order to approximate the mass spectrum of the theory.