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The Gauge-Theoretic Origin of Fermi Statistics in Discrete Lattice Models

Mike Radnor

Published Feb 1, 2026• 0 citations
Publisher

Abstract

A strictly local one-dimensional lattice-register analysis shows how fermionic exchange statistics arise as a gauge constraint on discrete encodings of indistinguishable occupancy information, rather than as an independent postulate. The mechanism starts from a hard-core on-site Hilbert space and imposes operational locality axioms on the physically measurable even observable algebra—on-site number locality, strictly nearest-neighbor hopping locality, and compositional commutativity on disjoint regions—then demands that single-excitation (odd) representatives realize fermionic exchange through the canonical anticommutation structure. A sharp local-commutant lemma identifies on-site parity as the unique intermediate-site “sign resource” compatible with number-commuting locality while still flipping odd operators, forcing any consistent encoding to carry a parity-string tail. This yields a necessity-and-uniqueness-up-to-gauge result: the only way to implement fermions on a tensor-product 1D register without injecting nonlocal artifacts into physical observables is to pay the Jordan–Wigner positional-bookkeeping cost, with the apparent ordering dependence promoted to a gauge choice acting by conjugation on odd representatives while leaving the even observable algebra invariant. The paper further links exclusion to an information-theoretic capacity constraint induced by hard-core truncation and highlights an open-system consequence: under local noise and loss channels, occupancy-limited (hard-core/fermionic) dynamics restrict accessible local error weight and alter entropy-production pathways relative to unconstrained bosonic loss, making the encoding constraint operationally testable in discrete lattice settings.

DOI
10.5281/zenodo.18447805

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A strictly local one-dimensional lattice-register analysis shows how fermionic exchange statistics arise as a gauge constraint on discrete encodings of indistinguishable occupancy information, rather than as an independent postulate. The mechanism starts from a hard-core on-site Hilbert space and imposes operational locality axioms on the physically measurable even observable algebra—on-site number locality, strictly nearest-neighbor hopping locality, and compositional commutativity on disjoint regions—then demands that single-excitation (odd) representatives realize fermionic exchange through the canonical anticommutation structure. A sharp local-commutant lemma identifies on-site parity as the unique intermediate-site “sign resource” compatible with number-commuting locality while still flipping odd operators, forcing any consistent encoding to carry a parity-string tail. This yields a necessity-and-uniqueness-up-to-gauge result: the only way to implement fermions on a tensor-product 1D register without injecting nonlocal artifacts into physical observables is to pay the Jordan–Wigner positional-bookkeeping cost, with the apparent ordering dependence promoted to a gauge choice acting by conjugation on odd representatives while leaving the even observable algebra invariant. The paper further links exclusion to an information-theoretic capacity constraint induced by hard-core truncation and highlights an open-system consequence: under local noise and loss channels, occupancy-limited (hard-core/fermionic) dynamics restrict accessible local error weight and alter entropy-production pathways relative to unconstrained bosonic loss, making the encoding constraint operationally testable in discrete lattice settings.
The anticommutation of Fermionic fields raises the problem of simulating the evolution of Fermionic systems by means of commuting quantum systems, say qubits. We tackle the issue considering local Fermionic modes as the elementary systems of an operational probabilistic theory. We show that the locality of Fermionic operations, namely operations on systems that are not causally connected must commute, implies the parity superselection rule, which inhibits the superposition of states with an even and an odd number of excitations. Accordingly we derive the largest probabilistic theory compatible with the parity superselection constraint and show that it lacks two distinctive traits of quantum theory, the local tomography and the monogamy of the entanglement. We generalize the notion of superselection rule to general probabilistic theories as sets of linear constraints on the convex set of states and prove a trade-off between the cardinality of the superselection rule and the degree of holism of the resulting theory. Within this scenario the Fermionic quantum theory and the real quantum theory can be regarded as superselected versions of the usual quantum theory. These results are published in Ref. [7] http://iopscience.iop.org/0295-5075/107/2/20009 and Ref. [8] http://www.worldscientific.com/doi/abs/10.1142/S0217751X14300257. In the last three decades the relation between Fermionic systems and other quantum systems has been throughly investigated from both the computational and the physical point of view. In particular the puzzling anti-commuting nature of the Fermionic systems casts a shadow on the possibility of simulating the physical evolution of a bunch of Fermionic systems by means of commuting quantum systems—say qubits. This issue was raised by R. P. Feynman in 1982 [9], when in his seminal work on physical computation he wondered about the possibility of simulating Fermions by local quantum systems in interaction—what we would call nowadays a quantum computer. The problem is that of encoding the evolution of Fermionic fields onto localized quantum systems. A well-known encoding of N Fermionic systems into N qubits is given by the Jordan-Wigner transform (JWT) [14]. Such an encoding, based on the identification between the Fock space of N Fermions and the Hilbert space of N qubits, provides a -algebra isomorphism between the Fermionic anticommuting algebra and the commuting algebra of qubits. Such a correspondence has been a valuable instrument in modern solid state physics for solving the one dimensional XY spin-chains [18, 15] and then for the understanding of superconductivity and the quantum Hall effect. Moreover, a time-adaptive JWT has been introduced in Ref. [19], which allows to contract Fermionic unitary circuits with the same complexity as for the corresponding spin model. In quantum information science the JWT has been used to extend to the Fermionic case notions as entanglement [1], the entropic area law [24], and universal computation [5]. More recently the JWT, which originally regards one dimensional chains of spin-1=2 systems, has been generalized to any spin [3] and lattice [13] dimension. Despite its computational power, the JWT fails to solve completely the issue established by Feynman: physically local Fermionic operations are mapped into nonlocal quantum ones and viceversa. As noticed by many authors this can lead to ambiguities in defining the partial trace [16, 4, 17, 10], and in assessing
Anyons obeying fractional exchange statistics arise naturally in two dimensions: Hard-core two-body constraints make the configuration space of particles not simply-connected. The braid group describes how topologically-inequivalent exchange paths can be associated to non-trivial geometric phases for abelian anyons. Braid-anyon exchange statistics can also be found in one dimension (1D), but this requires broken Galilean invariance to distinguish different ways for two anyons to exchange. However, recently it was shown that an alternative form of exchange statistics can occur in 1D because hard-core three-body constraints also make the configuration space not simply-connected. Instead of the braid group, the topology of exchange paths and their associated non-trivial geometric phases are described by the traid group. In this article we propose a first concrete model realizing this alternative form of anyonic exchange statistics. Starting from a bosonic lattice model that implements the desired geometric phases with number-dependent Peierls phases, we then define anyonic operators so that the kinetic energy term in the Hamiltonian becomes local and quadratic with respect to them. The ground-state of this traid-anyon-Hubbard model exhibits several indications of exchange statistics intermediate between bosons and fermions, as well as signs of emergent approximate Haldane exclusion statistics. The continuum limit results in a Galilean invariant Hamiltonian with eigenstates that correspond to previously constructed continuum wave functions for traid anyons. This provides not only an a-posteriori justification of our lattice model, but also shows that our construction serves as an intuitive approach to traid anyons, i.e. anyons intrinsic to 1D.
Abstract In the previous sections we treated the irreducible representation space associated with the vacuum state. In this chapter we treat other representation spaces necessary to describe particle systems with the vacuum as a background. Such representation spaces are characterized as transportable localized excitations on the vacuum background. If we assume Haag’s duality of the vacuum representation, such a localized excitation is described by a localized endomorphism of the observables and its equivalence classes correspond to different representations called sectors(eigensubspaces of the superselection rules in each of which unrestricted superposition principle holds). From the discussion about composition and conjugation of localized endomorphisms, we define the statistics (of a sector) which represents the behaviour of more than two equivalent localized excitations under permutation, and we derive the connection of spin and statistics. We also introduce the lattice of local field algebras as operators intertwining different sectors, and the gauge group acting on them. Then the local observable algebras are the gauge invariant part of the local field algebras and sectors are inequivalent representations of the gauge group. The local field algebras can be chosen to satisfy the standard commutation or anticommutation relations between space-like separated regions and we can derive the connection of spin and statistics of sectors. In this way we obtain a deep understanding of the reason why Fermi fields in spatially separated regions anticommute.
Quantum information has become a powerful tool for probing the structure of quantum field theories, yet its application to gauge theories remains subtle. On the one hand, quantum information theory assumes subsystem locality, i.e.~the factorization of the total Hilbert space into subsystems. On the other hand, gauge constraints prevent the total Hilbert space to decompose into a spacetime-local tensor product structure. Because the Hilbert space structure of gauge theories does not accommodate the subsystem decomposition used in quantum information theory, standard information-theoretic results, such as the Local Operations and Classical Communication (LOCC) theorem, cannot be used straightforwardly in the context of gauge theories. In this work, we bridge this gap in the case of a two-dimensional lattice gauge model that captures key features of electromagnetism. In particular, we construct gauge-invariant local algebras and derive a physically meaningful decomposition of the Hilbert space, providing an operationally consistent notion of locality in the absence of a local tensor-product structure. We apply this framework to field-mediated entanglement protocols relevant to proposed tests of the quantum nature of gravity. We show that the discretized version of electromagnetism satisfies an analogue of the LOCC theorem: entanglement cannot be generated without genuine quantum field interactions, even in the absence of a spacetime-local tensor product factorization of the Hilbert space. This may point towards an operational way to define a subsystem structure for gauge theories.
In gauge theories the presence of constraints can obstruct expressing the global Hilbert space as a tensor product of the Hilbert spaces corresponding to degrees of freedom localized in complementary regions. In algebraic terms, this is due to the presence of a center---a set of operators which commute with all others---in the gauge invariant operator algebra corresponding to a finite region. A unique entropy can be assigned to algebras with a center, giving a place to a local entropy in lattice gauge theories. However, ambiguities arise on the correspondence between algebras and regions. In particular, it is always possible to choose (in many different ways) local algebras with a trivial center, and hence a genuine entanglement entropy, for any region. These choices are in correspondence with maximal trees of links on the boundary, which can be interpreted as partial gauge fixings. This interpretation entails a gauge fixing dependence of the entanglement entropy. In the continuum limit, however, ambiguities in the entropy are given by terms local on the boundary of the region, in such a way relative entropy and mutual information are finite, universal, and gauge independent quantities.
Non-stabilizerness and entanglement in (2+1)(2+1)(2+1)-dimensional SU(2) lattice gauge theory using tensor networks
We study non-stabilizerness (magic) in the ground state of (2+1)(2+1)(2+1)-dimensional SU(2)\mathrm{SU}(2)SU(2) Hamiltonian lattice gauge theory with matter, formulated in the dressed-site basis in the hardcore-gluon truncation and restricted to the zero baryon-number sector. Using matrix product states, we compute three facets of magic: the second-order stabilizer Rényi entropy (SRE) M2M_2M2​, its non-local component M2NLM_2^{\rm NL}M2NL​, estimated by the SRE M2(ψ~)M_2(\tildeψ)M2​(ψ~​) of the computational-basis Schmidt representative ψ~\tildeψψ~​, and a lower bound in terms of the anti-flatness FFF of the entanglement spectrum. We also prove a stronger form of the sandwich relation: −log⁡2(1−4F)≤M2NL≤M2-\log_2(1-4F)\le M_2^{\rm NL}\le M_2−log2​(1−4F)≤M2NL​≤M2​; the lower bound rests on a stronger inequality that we obtain for arbitrary Schmidt bases and rank, with an optimal constant. Combined with recent results, this yields the unconditional bracket max⁡{−log⁡2(1−4F), M2(ψ~)−4}≤M2NL≤M2(ψ~)\max\{-\log_2(1-4F),\,M_2(\tildeψ)-4\}\le M_2^{\rm NL}\le M_2(\tildeψ)max{−log2​(1−4F),M2​(ψ~​)−4}≤M2NL​≤M2​(ψ~​). We emphasize a structural distinction that makes the non-local quantities the physically preferred diagnostics: whereas the full SRE depends on the (non-unique) encoding of the gauge-invariant local Hilbert space into qubits, the non-local magic, its estimate M2(ψ~)M_2(\tildeψ)M2​(ψ~​), and the anti-flatness are invariant under site-local re-encodings and are therefore intrinsic to the state and bipartition. By varying the gauge coupling for two values of the fermion mass on lattices up to 8×88\times 88×8 (∼288\sim 288∼288 qubits) with bond dimension up to 128128128, we find that the non-local magic, as estimated by M2(ψ~)M_2(\tildeψ)M2​(ψ~​), furnishes a sharper and more bond-dimension-friendly probe of the gauge-matter delocalization crossover compared to the full SRE or the gauge-invariant entanglement entropy, retaining a clear signal at bond dimensions well below those needed to converge the ground state itself.